Borm, Client Relationships

Job Summary Assist Business Head Head BRM in coordinating driving and directing effective compliance and operational risk management at the Business Unit level Implement controls within the Business Unit to meet all regulatory and internal requirements Ensure proper functioning of day-to-day controls periodic monitoring activities and timely resolution of risk issues RESPONSIBILITIES To be the source of reference within the Business Unit in facilitating and promoting the understanding of OR and compliance requirements Lead and support implementation of OR initiatives for the Business Unit Proactively communicate with the Business Head Head BRM Head CR BRM on operational risk issues Escalate significant events to Business Head Head BRM Head CR BRM as appropriate Coordinate and consolidate operational risk and loss reporting of the unit for the reporting to the various forums Design and implement control measures and monitoring plans for compliance and operational risk management Ensure effectiveness of controls for compliance monitoring and risk management Undertake and or coordinate periodic business monitoring self-assessment activities within the Business Unit and escalate findings and or breaches to Head CR BRM Ensure risks issues identified are resolved in an appropriate and timely manner Assist Business Head CR BRM in the implementation of OR framework or other relevant OR initiatives Could act as the Unit Money Laundering Prevention Officer UMLPO or cooperate with the BMLPO to ensure appropriate internal controls and procedures for money laundering prevention are in place and functioning as intended Where appropriate assist in the investigation of financial crime risks Identify gaps and arrange training on compliance and OR for staff Strategy Operational risk management audit socialization managing risk exceptions compliance and financial frauds Operational risk management and compliance initiatives Interpretation of and consultations on regulatory requirements System Implementation enhancement user requirements and reporting requirements Coordinating operational risk compliance and money laundering prevention training for staff Audit and reviews Inspection and regulatory requirements Business Branches NR segment and other units as and when required Processes Ensure processes are reviewed and any gaps to be highlighted People Talent Ensure all training are completed on time Risk Management Manage risk identified during self-assessment branch reviews GIA and any other audit checks Governance All branches and the processes related Regulatory Business Conduct Display exemplary conduct and live by the Group s Values and Code of Conduct Take personal responsibility for embedding the highest standards of ethics including regulatory and business conduct across Standard Chartered Bank This includes understanding and ensuring compliance with in letter and spirit all applicable laws regulations guidelines and the Group Code of Conduct Lead to achieve the outcomes set out in the Bank s Conduct Principles Effectively and collaboratively identify escalate mitigate and resolve risk conduct and compliance matters Serve as a Director of the Board Exercise authorities delegated by the Board of Directors and act in accordance with Articles of Association Key stakeholders INTERNAL Head BRM CR BRM Business BRMs and responsible persons undertaking business monitoring in various units Managers in Group Business Operational Risk Legal Compliance IS IT personnel Local and Group Training Manager s EXTERNAL Auditors Regulators Skills and Experience Excel Power Point Risk Identification Process Controls About Standard Chartered We re an international bank nimble enough to act big enough for impact For more than 170 years we ve worked to make a positive difference for our clients communities and each other We question the status quo love a challenge and enjoy finding new opportunities to grow and do better than before If you re looking for a career with purpose and you want to work for a bank making a difference we want to hear from you You can count on us to celebrate your unique talents and we can t wait to see the talents you can bring us Our purpose to drive commerce and prosperity through our unique diversity together with our brand promise to be here for good are achieved by how we each live our valued behaviours When you work with us you ll see how we value difference and advocate inclusion Together we Do the right thing and are assertive challenge one another and live with integrity while putting the client at the heart of what we do Never settle continuously striving to improve and innovate keeping things simple and learning from doing well and not so well Are better together we can be ourselves be inclusive see more good in others and work collectively to build for the long term What we offer In line with our Fair Pay Charter we offer a competitive salary and benefits to support your mental physical financial and social wellbeing Core bank funding for retirement savings medical and life insurance with flexible and voluntary benefits available in some locations Time-off including annual leave parental maternity 20 weeks sabbatical 12 months maximum and volunteering leave 3 days along with minimum global standards for annual and public holiday which is combined to 30 days minimum Flexible working options based around home and office locations with flexible working patterns Proactive wellbeing support through Unmind a market-leading digital wellbeing platform development courses for resilience and other human skills global Employee Assistance Programme sick leave mental health first-aiders and all sorts of self-help toolkits A continuous learning culture to support your growth with opportunities to reskill and upskill and access to physical virtual and digital learning Being part of an inclusive and values driven organisation one that embraces and celebrates our unique diversity across our teams business functions and geographies - everyone feels respected and can realise their full potential 36075