(13/10/2025) Manager Monitoring

About MUFG Global Service MGS MUFG Bank Ltd is Japan s premier bank with a global network spanning in more than 40 markets Outside of Japan the bank offers an extensive scope of commercial and investment banking products and services to businesses governments and individuals worldwide MUFG Bank s parent Mitsubishi UFJ Financial Group Inc MUFG is one of the world s leading financial groups Headquartered in Tokyo and with over 360 years of history the Group has about 120 000 employees and offers services including commercial banking trust banking securities credit cards consumer finance asset management and leasing The Group aims to be the world s most trusted financial group through close collaboration among our operating companies and flexibly respond to all the financial needs of our customers serving society and fostering shared and sustainable growth for a better world MUFG s shares trade on the Tokyo Nagoya and New York stock exchanges For more informat About Us MUFG Bank Ltd is Japans premier bank with a global network spanning in more than 40 markets Outside of Japan the bank offers an extensive scope of commercial and investment banking products and services to businesses governments and individuals worldwide MUFG Banks parent Mitsubishi UFJ Financial Group Inc MUFG is one of the worlds leading financial groups Headquartered in Tokyo and with over 360 years of history the Group has about 120 000 employees and offers services including commercial banking trust banking securities credit cards consumer finance asset management and leasing The Group aims to be the worlds most trusted financial group through close collaboration among our operating companies and flexibly respond to all the financial needs of our customers serving society and fostering shared and sustainable growth for a better world MUFGs shares trade on the Tokyo Nagoya and New York stock exchanges MUFG Global Service Private Limited Established in 2020 MUFG Global Service Private Limited MGS is 100 subsidiary of MUFG having offices in Bengaluru and Mumbai MGS India has been set up as a Global Capability Centre Centre of Excellence to provide support services across various functions such as IT KYC AML Credit Operations etc to MUFG Bank offices globally MGS India has plans to significantly ramp-up its growth over the next 18-24 months while servicing MUFGs global network across Americas EMEA and Asia Pacific About the Role Position Title Manager Core Compliance Testing Monitoring Corporate Title Assistant Vice President Reporting to Regional ACO Head of Assurance and Local Core Compliance Director Location Bangalore Job Summary The incumbent will be an individual-contributor within the Regional Assurance Monitoring Testing department within the Compliance Office for Asia and will report functionally into the Head of Assurance based in Singapore Primary responsibilities include evaluating control effectiveness of Units adherence to regulations Bank Core Compliance Policies and Procedures non-Financial Crimes This includes but not limited to conducting risk assessments planning and executing reviews and conducting issue analysis The incumbent will have a local reporting line to the local office Director in support of local office initiatives Job Responsibilities Plan and execute controls evaluation reviews under the supervision of the Functional Team Leads Conduct walkthroughs to understand and evaluate control environment Identify relevant key controls for testing Evaluate internal controls design and effectiveness and where issues identified conduct root cause analysis and propose remedial actions Conduct validation of Management Action Plans in connection with review findings Demonstrate ownership of reviews from start to finish and be able to work independently and in group-setting Deploy use of data analytics and or user tools to achieve efficiencies in executing reviews Draft issue reports summarizing the findings root cause and propose remediation plans Effective communication of work done and issues to Functional Team Leads ACO Management and Issue Owners Build relationships with peers and stakeholders e g ACO SMEs first-line-of-defense within the organization and effectively manage stakeholder relationships to a mutually accountable productive respectful and trusted level Collaborate with relevant stakeholders across the region and globally applicable on enhancement of Testing Monitoring methodologies Maintain design refresh Regional Monitoring Scripts Identify and escalate key and or systemic risks trends red flags Support general compliance activities and other duties including special projects as assigned Qualifications Bachelors degree in Accountancy Business Law or Finance discipline 10-13 years of Banking experience with relevant 5-8 years of relevant experience in Core Banking Non-financial crimes internal control testing This ideally can be from Investment Banking and or Global Markets business Excellent communications skills verbal and written Previous experience in banking controls review including project management Proficient knowledge of Process Risk and Controls concepts Strong analytical skills to interpret data and draw conclusions Proficiency in issue writing i e articulate issues root causes and recommend solutions Excellent interpersonal skills and dealing with executives at all levels Knowledge in banking products APAC banking regulations compliance subjects e g MNPI Conflicts Customer Tax Market Abuse Market Conduct is highly desirable Data analytics skillsets e g Alteryx and or other programming knowledge is highly desirable Relevant compliance accounting certifications e g Chartered Accountants CIA CFA is desirable Equal Opportunity Employer The MUFG Group is committed to providing equal employment opportunities to all applicants and employees and does not discriminate on the basis of race colour national origin physical appearance religion gender expression gender identity sex age ancestry marital status disability medical condition sexual orientation genetic information or any other protected status of an individual or that individual s associates or relatives or any other classification protected by the applicable laws