Compliance Executive For One Of The Stock Broking Form For Kolkata 3 Days Left

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Job Title Compliance ExecutiveLocation KolkataExperience Freshers Law Graduates or up to 1 year of experienceGender Preference Male CandidatesJoining ImmediateJob Overview We are looking for dynamic and enthusiastic Law Graduates with a keen interest in Stock Broking Compliance The ideal candidate should be eager to learn and grow in the compliance domain while having hands-on experience in trading at a personal level This is a great opportunity to build a career in the financial markets and regulatory compliance Key Responsibilities Ensure compliance with SEBI NSE BSE and other regulatory guidelines Assist in audits inspections and regulatory filings Maintain records and compliance reports as per regulatory requirements Monitor internal trading activities to ensure adherence to rules Support the compliance team in risk assessment and mitigation strategies Stay updated with the latest regulatory changes in the stock broking industry Coordinate with various departments for compliance-related matters Requirements Law Graduate LLB Freshers or up to 1 year of experience in Compliance or Stock Broking Strong interest in Stock Market Trading must have personal trading experience Good understanding of SEBI regulations and financial laws preferred but not mandatory Excellent analytical communication and documentation skills Ability to work in a fast-paced and dynamic environment Must be a male candidate and available for immediate joining Why Join Us Opportunity to build a career in Stock Market Compliance Hands-on learning and mentorship from experienced professionals Exposure to regulatory frameworks and trading operations Competitive salary with growth opportunities

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