Operations Team Member-capital Market Operation-custodial Operations

2 weeks ago


Mumbai, Maharashtra, India Kotak Mahindra Bank Full time

M3 LevelThe job profile description would be as follows 1 The Applicant would be a part of the Client On boarding team at the Custody DDP desk of the Bank Preparation of documentation for Foreign Portfolio Investors FPI clients Foreign Direct Investor clients FDI Processing of Onboarding documents of FPIs FDI Explaining Educating prospective FPI clients about various regulatory requirements Processing of modification requests of existing FPI FDI accounts Reviewing client structures and activities to ensure regulatory compliance from all aspects Direct Interaction with clients and business teams for query resolution on documentation Interaction with internal operations team to ensure timely account opening Handling audit regulatory queries end to end Job Requirements Skills Knowledge Prerequisites Would be as follows Knowledge of SEBI RBI KYC guidelines SEBI FPI Regulations Operational Guidelines and Custody Business Proficiency in documentation review Good Communication Presentation Skills Good relationship with regulatory officials from SEBI NSDL handling the FPI custody related activities Educational Qualifications required 1 Post Graduate in Commerce Banking or MBA in Finance or General Management or Chartered Accountant


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