Senior Analyst Compliance

Senior Analyst - Compliance AML Sanctions - IN The role will be responsible to support enterprise-wide AML BSA Program to ensure regulatory requirements are met and to protect the institution from financial crimes risks This individual is also responsible for supporting the AML target operating model by driving efficiency and effectiveness of the program through data analysis reporting and metrics AML operations is responsible for oversight of the automated systems used for suspicious activity monitoring and detection sanctions screening and watch list filtering and enhanced due diligenceKey Responsibilities and Duties Monitors tracks designs and implements corrective action plans to resolve compliance issues and to ensure that compliance deficiencies are corrected Analyzing operational procedures controls transactions documents and records and verifying compliance with regulations and defined policies and procedures Educational Requirements University Degree Preferred Work Experience No Experience Required Physical Requirements Physical Requirements Sedentary Work Career Level 5ICJob Title Enterprise Compliance Analyst Sr AnalystBusiness Area Legal Risk ComplianceJob Code Job Tier TBDJob Family AML and Sanctions ComplianceFLSA NoPosition Summary Describe below the primary purpose and function of this jobThe individual will be responsible for reviewing monitoring and escalating potentially unusual AML alerts associated with responsibilities outlined in the Bank Secrecy and US PATRIOT Acts through the use of automated monitoring systems Responsibilities will also include other reporting requirements and analysis This role supports TIAAs enterprise-wide AML BSA Program to ensure regulatory requirements are met and to protect the institution from financial crimes risks This individual is also responsible for supporting the AML target operating model The position supports broader planning of AML Compliance programs in order to ensure organization functions are in compliance with all relevant laws regulations and policies and to prevent illegal unethical or improper business practices within the organization This role focuses on projects and processes to identify investigate and report compliance risks and identifies and implements efficiencies and technology that support Risk and Compliance processes This role may also support other Risk and Compliance functions including reporting monitoring plan administration and regulatory change management Key Duties Responsibilities The following duties are generally representative of the nature and level of work assigned and are not necessarily all-inclusive Analyze account activity that appears unusual utilizing TIAA s Suspicious Activity Monitoring tool Actimize Document all findings in centralized case management system Recommend a course of action to management based on an analysis of the findings Communicate with the Financial Crimes Compliance Team and management of related activities and scenarios detected during the suspicious activity monitoring process Assist with training new less experienced associates on an as needed basis Management Leadership Responsibility No leadership responsibilities this will be an Individual contributor roleBudget Responsibility No Budget ResponsibilitiesImpact of RoleOwn team Business ClientsArea of Impact - Financial Crime Compliance teamSkills Required 1 to 2 years of BSA AML compliance experience Thorough knowledge of applicable BSA OFAC FinCEN and AML regulations Knowledge of general banking operations policies and procedures Competency in using Excel Word core banking systems and BSA monitoring systems Ability to research and present information and recommendations regarding complex cases Ability to work independently and meet deadlines Possess strong organization skills and attention to detail Ability to proactively identify potential concerns and follow-up to resolve such issues Superior verbal and written communication skills Strong Internet skills Proficient in the Microsoft Office suite Functional Knowledge Required Experience in a financial services firm in a Risk compliance monitoring function Knowledge of US-based regulatory requirements for financial firms would be added advantage Strong Microsoft Office skills Powerpoint Word and Excel pivot tables ACAMS certification will be an advantage Job Requirements And Qualifications Required Education BA BSGraduate Mandatory Preferred Education MastersRequired Experience 1-3 yearsPreferred Experience 1-3 yearsOverallHiring PreferenceShall be supporting US client typically working hours 1 PM IST to 10 PM IST Required Licenses Certifications OtherRelated SkillsAdaptability Communication Compliance Conflict Management Detail-Oriented General Risk Management Group Problem Solving Relationship Management Risk Mitigation Risk ReportingCompany OverviewTIAA Global Capabilities was established in 2016 with a mission to tap into a vast pool of talent reduce risk by insourcing key platforms and processes as well as contribute to innovation with a focus on enhancing our technology stack TIAA Global Capabilities is focused on building a scalable and sustainable organization with a focus on technology operations and expanding into the shared services business space Working closely with our U S colleagues and other partners our goal is to reduce risk improve the efficiency of our technology and processes and develop innovative ideas to increase throughput and productivity We are an Equal Opportunity Affirmative Action Employer We consider all qualified applicants for employment regardless of age race color national origin sex religion veteran status disability sexual orientation gender identity or any other protected status Accessibility SupportTIAA offers support for those who need assistance with our online application process to provide an equal employment opportunity to all job seekers including individuals with disabilities If you are a U S applicant and desire a reasonable accommodation to complete a job application please use one of the below options to contact our accessibility support team Phone 800 842-2755Email Privacy NoticesFor Applicants of TIAA Nuveen and Affiliates residing in US other than California click For Applicants of TIAA Nuveen and Affiliates residing in California please click For Applicants of Nuveen residing in Europe and APAC please click