Executive Operations

4 weeks ago


Mumbai, India Ativir Financial Consultants Private Limited Full time

**Company Profile**:
**OPENINGS AT VARDHMAN TRUSTEESHIP PVT LTD**

Vardhman Trusteeship Private Limited is a SEBI registered Debenture Trustee having Debenture Trustee license since December 2020. Vardhman Trusteeship Private Ltd has been formed by agroup Banking Professionals having in
- depth knowledge in various facets of the trusteeship services offered along with a team of dedicated employees committed to provide trusteeshipservices with a motto to treat customers with dignity, respect and care and a consistent effort to improve our skill and services to serve the customers better.

**JobLocation: Mumbai**

The Capital, A Wing, 412A,
Bandra Kurla Complex, Bandra (East), ,Mumbai 400 051

**Department: TrusteeshipServices(Securitization) JobDesignation: Executive-Operations&compliance JobDescription: ComplianceOperations**

**Roles & Responsibilities**:

- Will be responsible for all the matters relating to Regulatory compliances and secretarial Streams of the organization.
- Compliance with SEBI Debenture Trustee (DT) Regulations and Related Laws.
- NSDL work related to Pass through certificates & Debentures follow up with NSDL & stakeholders for the same.
- Ensuring timely compliances of terms and conditions of Loan availed, or Debentures issued by the clients, Issuing NOCs,Conditions Precedent Compliance letters, Custody confirmation & Security Confirmation Letters and managing all professionalcorrespondence with clients/Banks/NBFCs on a regular basis catering to their requirements.
- Creation, modification, satisfaction of appropriate charges on the assets of the clients, i.e., mortgage, hypothecation etc.
- Monitoring of security/security cover and financial covenants along with its compliance.
- Carrying out day-to-day operations of Trusteeship business.
- Ensure compliance with various e-filling / ROC (event based and mandatory) and other secretarial requirements of clients.
- Act as a facilitator and advise respective business functions to understand their compliance obligation and help them imbibeCompliance in their day-to-day activities to meet the expectation.
- Good understanding of Companies Act, 2013, SEBI rules and regulations.
- Maintaining & Updating Compliance tracker on regular basis.
- Handling compliances under RBI, FEMA.
- Liaising with external Statutory and Regulatory authorities such as SEBI, RBI, NSDL, CDSL, RTA Agents, Auditors etc
- Due diligence exercisesKey Skills

Prompt and timely Client Servicing
Willingness to learn and acquire Product Knowledge
Good Communication skills

**Salary**: ₹302,008.26 - ₹500,000.00 per year

Schedule:

- Day shift

Ability to commute/relocate:

- Mumbai, Maharashtra: Reliably commute or planning to relocate before starting work (required)

**Experience**:

- Trusteeship (preferred)


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