Compliance Officer

**Compliance Testing Officer**: **Job ID**:R0331338**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-05-02**Location**:Mumbai**Position Overview**: **In Scope of Position based Promotions (INTERNAL only)** **Job Tit **le**:Assistant Vice President, Control Testing & Assurance - Testing Specialist** **Corporate Title: Assistant Vice...

Manage all employee and business process compliance activity for the entire company - Analyze all in-force contracts to make sure that each client is getting what they paid for - Collaborate with management team to make sure that the entire company is aware of compliance requirements and issues - Develop internal controls and policies designed to ensure that...

Job Title: Compliance Officer - Mutual Fund Compliance Location**:Mumbai (on-site: Andheri/Belapur)** Experience**:3+ years in Mutual Fund compliance** Job Summary: We are currently looking for compliance professionals with a graduation degree **from AMC, financial or NBFC industry **with **minimum 3 years of experience in Mutual Fund compliance.** Roles...

**JOB DESCRIPTION** **TITLE**: Compliance Officer **LOCATION**: Mumbai 400052 **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBLITIES**: - Responsible for company affairs. - Represent...

**Company**: Easy Home Finance Limited **Location** Mumbai **Experience** 8-10 Years **Key Skills** risk governance, Compliance, Compliance Management, risk compliances, Regulatory Compliance **Position: Chief Compliance Officer** **Qualification: CA,CS** **Experience: 5 to 10 years** **Location: Mumbai** **Job description** Please find the job...

Examine the applicability of various RBI Regulations/Directions/ Notifications and Statutes to the Company as an NBFC and compliances applicable to the Company. Identify/ update the compliance obligations applicable to the respective departments for implementation. Promptly report amendments/ any new Regulations along with its impact. Support in...

Looking for Society Compliance Executive having minimum 1 year experiance in Compliance matters of Society. Like Issuing Share certificates, NOC, MAintaining registers as required under societies act **Salary**: From ₹30,000.00 per year Schedule: - Day shift **Experience**: - total work: 1 year (preferred) Work Location: In person

**About Brickwork Ratings** Brickwork Ratings (BWR) is one of India’s leading credit rating agencies, committed to providing the investment community with products and services needed to make informed investment decisions. Established in 2007, Brickwork Ratings, a SEBI-registered and RBI-accredited credit rating agency, has Canara Bank, a leading public...

We are looking for Compliance Officer/ Executive Company - Stock Broking Location - Nariman Point Experience - 4-7 yrs Salary - 30-60 k pm Knowledge of DP and stock broking back office, Compliance with SEBI (Stock Broking, Merchant Banking, Invest Advisory) Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock...

Compliance Mumbai _Mumbai Western Suburbs_ April 3, 2024 - April 4, 2025 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **Graduation - **Course Type **Full Time - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **10 We are looking for someone who has worked as a compliance...

Careers that Change Lives Reporting to the Director, Compliance Officer for Medtronic APAC Region, the India Compliance Officer will lead the India Ethics and Compliance Team and will be responsible for overseeing compliance program and relevant initiatives within India. A Day in the Life Ensuring Medtronic’s Business Conduct Standards and other...

Careers that Change Lives Reporting to the Director, Compliance Officer for Medtronic APAC Region, the India Compliance Officer will lead the India Ethics and Compliance Team and will be responsible for overseeing compliance program and relevant initiatives within India. A Day in the Life Ensuring Medtronic’s Business Conduct Standards and other...

**Job Position**: Accounts Compliance officer **Job Location**: Mumbai **About Recity**: Established in 2017, Recity Network Private Limited is a circular waste management company that envisions to keep the plastic in the economy and outside the environment by implementing robust technology & on ground solutions across the plastic waste value chain. Recity...

Job Description 1. Investment Compliance with Regulatory and internal limits. It includes SOD, intra day and EOD checks on limits to ensure proactive compliance with - Investment Regulations prescribed by IRDA. - Insurance Act (Investment related) - Technical Guide to audit of investment function of insurers - Fund specific investment policy. 2. Risk...

Description : Deutsche Bank AG (the “Bank”) has established the Controls Testing & Assurance department (“CT&A”) as an independent function, reporting to the Chief Administrative Officer (“CAO”). The Compliance Testing (“CT”) team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of the...

Description : Deutsche Bank AG (the “Bank”) has established the Controls Testing & Assurance department (“CT&A”) as an independent function, reporting to the Chief Administrative Officer (“CAO”). The Compliance Testing (“CT”) team within CT&A is responsible for providing assurance testing on the design and operating effectiveness of...

About the role :This is a senior leadership role. We are seeking a highly motivated and experienced Chief Compliance Officer (CCO) to join our team. The CCO shall be the nodal point of contact between the Bank and the regulators/law enforcing agencies. The CCO will be responsible for developing, implementing and maintaining an effective compliance program...

Post : CS - Company Secretary cum compliance officer Ø Arranging meetings for the Board of Directors, Management Committee and AGM as well as coordinate to ensure that all resolutions have been implemented and complied with the Company's Articles of Association. Ø Ensuring the compliance of the Company and the Board of Directors with the relevant laws,...

Are you a sales dynamo with a keen eye for compliance? Mobile Mobile Orlando is seeking a talented individual to join our team as a Sales Closer & Compliance Officer. In this role, you will be responsible for driving sales through outbound and inbound channels while ensuring adherence to regulatory requirements and company policies. **Responsibilities**: -...

**Looking to hire Labour Compliance Managers for our Corporate office,** 1. Good knowledge of various labour laws 2. Registers and documents to be maintained under Acts 3. Must have handled labour audits 4. Working knowledge of handling Simpliance, ComplyHR, Teamlease, Ascent HR will be added advantage 5. Should respect timelines and meet deadlines 6....