Compliance Officer

2 weeks ago

Pune, India Credit Suisse Full time

**Your field of responsibility**

Your responsibilities include:

- Leading the RSR Monitoring team in Pune
- The team responsibility in preparing the Group’s substantial Shareholding interests, short sell position reports & takeover deals through timely notification made to relevant Authorities/Issuers
- Consult with local compliance officers and/or legal counsel to ensure compliance with applicable laws and regulators
- Reports preparation based on the rules regulations as per the different countries Regulators
- Raise/investigate defects and coordinate identified defects with IT and/or project team

**Your future colleagues**:
Regulatory Share Reporting function within the Compliance Group is to monitor the Credit Suisse Group's ('CSG') shareholdings in issuers and/or securities and to prepare and submit disclosures in an accurate and timely manner in accordance with jurisdictional across globe.

We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.

**Your skills and experience**

To excel in this role, you should possess:

- MBA/Degree in economics, business administration or similar qualification with equivalent experience and specialization in finance & banking is essential
- Ability to learn new systems and solutions quickly
- Proven knowledge of financial products and their behaviour
- Strong knowledge of securities and securities reference data
- Proficiency in MS Office tools, in particular Excel (VBA macros)
- High accuracy and a high-quality standard
- Proven experience in dealing and communicating with regulatory bodies
- Comfortable working in early morning APAC shift (06:15 to 15:30)
- Dedication to fostering an inclusive culture and value diverse perspectives

**Your new employer**:
Find a new home for your skills, ideas, and ambitions. Credit Suisse offers you the ideal environment to progress your career, attractive benefits and excellent training.

We are a leading wealth manager with strong global investment banking capabilities founded in 1856. Headquartered in Zurich, Switzerland, and with more than 45,000 employees from over 150 nations, we are always looking for motivated individuals to help us shape the future for our clients.

Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success. We are committed to building a culture of inclusion with a deep sense of belonging for all of us. We will consider flexible working opportunities where possible. Our bank provides reasonable accommodations to qualified individuals with disabilities, as well as those with other needs or beliefs as may be protected under applicable local law. If you require assistance during the recruitment process, please let your recruiter know.

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