First Line Risk and Control

2 months ago


Hyderabad Telangana, India HSBC Full time

-Job description

**Business**:GPB CCO - ASP

**Open positions**:1

**Role Title**:Risk Management Support Officer - RCA support, GSC’s

**Global Career Band**:5

**Location**:Bangalore/Hyderabad

**Recruiter Name**:Sowmya Basavaraju

**Why join us?**

An opportunity to perform an essential support role for GPB ASP CCO, a critical team which supports all Global Private Banking booking centers in:

- Promoting accountable risk and control decision-making, desired behaviors, and a positive risk culture
- Enabling the business to articulate the risk profile of the business/service/process clearly, consistently, and comprehensively, including the integrity of processes and controls, or risks that may take the risk profile of the business outside of tolerance.
- Identifying trends to anticipate future developments in the risk and control environment.
- Supporting Risk Owners, Business Service Owners, Control Owners, and Risk Stewards through proactive advice based on NFR framework knowledge and insights

**Opportunity**:
In practical terms, you will act as key support to booking centre ASP CCO team members in the management of Non-Financial Risk:

- Risk configuration and assessment
- Control & Control monitoring support
- Internal Event escalation and management
- Issue and Action escalation and management
- Data Quality exception management and resolution
- Business Service Owner interface
- Management Information and Reporting
- Maintenance of Group risk management system record keeping

**What you’ll do**:
**What you’ll do: (List out Key Responsibilities)**

**Impact on the Business**

**GROW**
- Provide support in all areas of responsibility.
- Support coordination of GPB ASP CCO activities across all NFR pillar activities.
- Participate in functional meetings and escalate any issues/challenges in a timely manner and propose solutions where required.

**STREAMLINE**
- Support & drive increasing operational efficiency and resilience of GPB across ASP CCO.
- Place risk management culture at the center of the GPB business, ensuring fair client outcomes and a resilient business.

**PROTECT**

Adhere to all relevant Audit and Compliance requirements**.**

**Customers / Stakeholders**:

- Maintain excellent high-quality records.
- Provide accurate and timely MI.
- Ensure all processed MI's/region specific tasks and reports are accurate and shared as per agreed timelines.
- Observe/Analyze MI Areas of improvement and suggest corrective action whenever applicable
- Ensure timely escalation of all delays/challenges and proactively look for resolution to minimize any negative impact

**Teamwork**:

- Uses different styles of communication relevant to the audience - communicates messages in a clear, consistent, and honest manner.
- Maintains team’s personal and professional development, increasing professional knowledge and skills experience.
- Work collaboratively & professionally with all business and functional Stake holders, internal & external product providers & manufacturers.
- Demonstrate team player attributes
- collaborate & help colleagues within team and outside team wherever required, provide timely feedback on new and better ways of doing things, sharing ideas and best practices with the team.
- Communicate clearly and concisely, share views, feelings and opinions with others sensitively.
Requirements

**What you will need to succeed in the role**:

- Educated to graduate level (or equivalent level of experience) (M)
- Strong Excel (particularly large data sets / modelling) and report production (M)
- Prior Business Management & Experience of producing high quality reporting to tight deadlines (E)
- Prior Team Management experience or strong inclination towards people & team management (E)
- Stakeholder Management ability to engage and build effective relationships with team and stakeholders (E)
- Strong communicator - able to express ideas via various communication channels (E)
- Excellent written and interpersonal communication skills and ability to communicate with diverse audiences (E)
- Ability to investigate items in detail / Meticulous attention to detail (E)
- Ability to work with info from various systems and make sense of data /express clearly with assumptions used (E)
- Ability to deliver on time and at a consistent professional level (E)
- Recognised strong organisational skills. (E)
- Experience within Financial services (E)
- Ability to work alone or as part of a team, as required (E)
- Analytical analysis, data mining and scenario modelling experience (E)
- Effective presentation, interpersonal, negotiation, communication and analytical skills. (E)
- Understanding of GPB Strategy, knowledge of HSBC tools and processes (D)
- Experience of project management processes (D)
- Change agent and evidence of process improvement in previous roles (D)
- Ability to step back and look to improve process and efficiency (D)
- Index: Mandatory (M) / Essential (E) / Desirable (D)

**What additiona



  • Hyderabad, India HSBC Full time

    -Job description **Business**: GPB COO ASP **Open positions**:1 **Role Title**: First Line Risk and Control, GSC’s **Global Career Band**:6 **Location**: Hyderabad **Recruiter Name**:Sunny Dogra **Why join us?** The Global Private Bank has a clear strategy to build on the Commercial Banking heritage of the Group by banking the owners and principals...

  • Technology Controls

    1 week ago


    Hyderabad, Telangana, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** The Compute, Network, Storage Technology Risk & Controls (CNSTRC) team is a global team supporting the CNS organization by providing independent risk assessment, strategy, and risk & control services. The CNSTRC team aligns to the Product Line Manager, works closely with their respective Product teams and other peer organizations to embed...


  • Hyderabad, India Anlage Infotech (India) P Ltd Full time

    University degree in Business or related discipline.Exp- - 5-20 yrsLevelsControl SpecialistControl Sr SpecialistControl officerControl Manager Location: Hyderabad/Chennai/BangaloreRequired Qualifications:5+ years of Risk Management or Financial Services industry experience, or equivalent demonstrated through one or a combination of the following: work...


  • hyderabad, India Anlage Infotech (India) P Ltd Full time

    University degree in Business or related discipline. Exp- - 5-20 yrs Levels Control Specialist Control Sr Specialist Control officer Control Manager Location: Hyderabad/Chennai/Bangalore Required Qualifications: 5+ years of Risk Management or Financial Services industry experience, or equivalent demonstrated through one or a combination of the following:...


  • Hyderabad, India Anlage Infotech (India) P Ltd Full time

    University degree in Business or related discipline.Exp- - 5-20 yrsLevelsControl SpecialistControl Sr SpecialistControl officerControl Manager Location: Hyderabad/Chennai/BangaloreRequired Qualifications:5+ years of Risk Management or Financial Services industry experience, or equivalent demonstrated through one or a combination of the following: work...


  • Hyderabad, Telangana, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Supervisory Control Associate... - Be part of the Front-Line Market conduct and supervision team and responsible for analysis of e-communications alerts to identify unusual activity and potential market conduct issues. As part of the Corporate Investment Banking E-Communications Surveillance monitoring including...


  • Hyderabad, Telangana, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Supervisory Control Associate... - Be part of the Front-Line Market conduct and supervision team and responsible for analysis of e-communications alerts to identify unusual activity and potential market conduct issues. As part of the Corporate Investment Banking E-Communications Surveillance monitoring including...


  • Hyderabad, Telangana, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Supervisory Control Associate... - Be part of the Front-Line Market conduct and supervision team and responsible for analysis of e-communications alerts to identify unusual activity and potential market conduct issues. As part of the Corporate Investment Banking E-Communications Surveillance monitoring including...


  • Hyderabad, Telangana, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Supervisory Control Associate... - Be part of the Front-Line Market conduct and supervision team and responsible for analysis of e-communications alerts to identify unusual activity and potential market conduct issues. As part of the Corporate Investment Banking E-Communications Surveillance monitoring including...


  • Hyderabad, India JPMorgan Chase & Co. Full time

    Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management.  As a Tech Risk & Controls Manager within the Cybersecurity & Technology Controls team , you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You...


  • Hyderabad, India JPMorgan Chase & Co. Full time

    Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management.  As a Tech Risk & Controls Manager in the Employee Platforms team, you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You will also provide...


  • Hyderabad, India State Street Full time

    Job Description Who we are State Street’s Alpha business harmonizes data, technology and services across the end-to-end investment management cycle so our clients’ team can overcome silos, work smarter, and stay in sync. State Street Alpha is the industry’s first-ever global interoperable platform that connects the front, middle and back office with...


  • Hyderabad, India Anlage Infotech (India) P Ltd Full time

    University degree in Business or related discipline.Exp- - 5-20 yrsLevelsControl SpecialistControl Sr SpecialistControl officerControl ManagerLocation: Hyderabad/Chennai/BangaloreRequired Qualifications:5+ years of Risk Management or Financial Services industry experience, or equivalent demonstrated through one or a combination of the following: work...


  • hyderabad, India JPMorgan Chase & Co. Full time

    As an Associate - Technology, Risk & Controls - Product Governance at JPMorgan Chase within the Cybersecurity & Technology Controls Organization, you'll contribute to the successful management of technology-aligned aspects of Governance, Risk, and Compliance in line with the firm's standards. Leverage your broad knowledge in risk management principles and...


  • Hyderabad, India JPMorgan Chase & Co. Full time

    As an Associate - Technology, Risk & Controls - Product Governance at JPMorgan Chase within the Cybersecurity & Technology Controls Organization, you'll contribute to the successful management of technology-aligned aspects of Governance, Risk, and Compliance in line with the firm's standards. Leverage your broad knowledge in risk management principles and...


  • Hyderabad, India JPMorgan Chase & Co. Full time

    As an Associate - Technology, Risk & Controls - Product Governance at JPMorgan Chase within the Cybersecurity & Technology Controls Organization, you'll contribute to the successful management of technology-aligned aspects of Governance, Risk, and Compliance in line with the firm's standards. Leverage your broad knowledge in risk management principles and...

  • Technology Risk

    4 weeks ago


    Hyderabad, India JPMorgan Chase & Co. Full time

    Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management.As a Tech Risk & Controls Manager in the Cybersecurity and Technology Controls team, you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You will also...


  • Hyderabad, Telangana, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** Job title : Compliance Conduct and Operational Risk (CCOR) - Data Analytics/Transformation Associate Job Location : Hyderabad, Telangana, India **Posting Description**: Compliance, Conduct and Operational Risk (CCOR) plays a critical role in the successful execution of the firm's Compliance, Conduct and Operational Risk mission. The...

  • Technology Risk

    4 weeks ago


    hyderabad, India JPMorgan Chase & Co. Full time

    Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management.  As a Tech Risk & Controls Manager in the Cybersecurity and Technology Controls team, you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You...

  • IT Risk

    2 months ago


    hyderabad, India Unison Consulting Pte Ltd Full time

    Degree in Computer Science, Engineering, Information Technology or related discipline from a recognized University with minimum 3 years of working experience in the Financial / Banking IT industry. CISA/CISM certified professional will be preferred. Hands on experience in IT audit, operational risk management and control self-assessment. Familiar with...