Supervisory Control Associate

5 months ago

Hyderabad Telangana, India Wells Fargo Full time

**About this role**:
Wells Fargo is seeking a Supervisory Control Associate...
- Be part of the Front-Line Market conduct and supervision team and responsible for analysis of e-communications alerts to identify unusual activity and potential market conduct issues. As part of the Corporate Investment Banking E-Communications Surveillance monitoring including internal and external including corporate e mail, Chat, & voice recordings
- Support the development of surveillance controls to identify misconduct and market abuse, including in the testing of next generation electronic communications systems and perform first-line-of-defense activities in relation to consequential risks.
- Perform basic or tactical ongoing regulatory and operational reviews as well as other duties related to best practices and opportunities for additional synergies to maximize efficiencies.
- Collaborate and consult with Onshore teams and India Management for any escalations and process improvement ideas.
- Conducting routine reviews and ad hoc reviews of employee e-communications and voice recordings.
- Identify any non-compliant or suspicious activity and escalate questionable electronic communications to the onshore team (L2 team)
- Assisting with analysis and implementation of new and enhanced surveillance reviews and processes

**Required Qualifications**:

- Bachelor's/master's degree or any professional degree (CA/CS/CFA etc.) is required.
- 3+ years of Supervisory Control/E-Comms Surveillance and monitoring experience, or equivalent.

**Additional Requirements**:

- Experience with e-communications surveillance platforms and tools
- Experience with lexicon or behavioral model based targeted reviews.
- Experience of reviewing and development of lexicons/Lexicons refinement or behavioral models.
- Excellent analytical skills and strong attention to detail
- An understanding of the regulatory environment and expectations, relevant regional regulations and codes of practice
- Must exhibit highest standards of integrity and maintain confidentiality.
- Additional Language skills apart from English language would be an added advantage.
- Additional surveillance experience in Voice, Trade, Information Barrier or Control room will be an added advantage.
- Excellent presentation, Power point, Business communication skills (written and spoken) and problem-solving skills.
- Experience in creating MIS for senior management.
- Interfacing with relevant stakeholders to review and escalate potential market conduct issues.
- Remain updated on developments and changes concerning relevant regulatory regulations.
- Develop and maintain a good understanding of the Firm's business groups and products in accordance with the relevant processes and procedures with a view to expanding and improving existing coverage.
- Actively participate in team meetings. Bringing solutions / suggestions / recommendations to the table
- Self-motivated, enthusiastic and proven rapid leaning capability and Ability to act proactively and independently.
- Demonstrated ability to handle multiple tasks in a fast-paced environment.
- Experience with Digital Reasoning, Actimize or e-communications surveillance platforms and tools

**About this role**:
Wells Fargo is seeking a Supervisory Control Associate...
- Be part of the Front-Line Market conduct and supervision team and responsible for analysis of e-communications alerts to identify unusual activity and potential market conduct issues. As part of the Corporate Investment Banking E-Communications Surveillance monitoring including internal and external including corporate e mail, Chat, & voice recordings
- Support the development of surveillance controls to identify misconduct and market abuse, including in the testing of next generation electronic communications systems and perform first-line-of-defense activities in relation to consequential risks.
- Perform basic or tactical ongoing regulatory and operational reviews as well as other duties related to best practices and opportunities for additional synergies to maximize efficiencies.
- Collaborate and consult with Onshore teams and India Management for any escalations and process improvement ideas.
- Conducting routine reviews and ad hoc reviews of employee e-communications and voice recordings.
- Identify any non-compliant or suspicious activity and escalate questionable electronic communications to the onshore team (L2 team)
- Assisting with analysis and implementation of new and enhanced surveillance reviews and processes

**Required Qualifications**:

- Bachelor's/master's degree or any professional degree (CA/CS/CFA etc.) is required.
- 4+ years of Supervisory Control/E-Comms Surveillance and monitoring experience, or equivalent.

**Additional Requirements**:

- Experience with e-communications surveillance platforms and tools
- Experience with lexicon or behavioral model based targeted reviews.
- Experience of reviewing and development of lexicons/Lexicons refine

  • Supervisory Control Associate

    5 months ago

    Hyderabad, Telangana, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Supervisory Control Associate... - Be part of the Front-Line Market conduct and supervision team and responsible for analysis of e-communications alerts to identify unusual activity and potential market conduct issues. As part of the Corporate Investment Banking E-Communications Surveillance monitoring including...

  • Supervisory Control Associate

    5 months ago

    Hyderabad, Telangana, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Supervisory Control Associate... - Be part of the Front-Line Market conduct and supervision team and responsible for analysis of e-communications alerts to identify unusual activity and potential market conduct issues. As part of the Corporate Investment Banking E-Communications Surveillance monitoring including...

  • Supervisory Control Specialist

    4 weeks ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this role:We are seeking a highly skilled Supervisory Control Specialist to join our team at Wells Fargo Bank. In this role, you will be responsible for participating and consulting regarding policies and procedures, controls, tools, and training. You will also identify opportunities for additional synergies and to maximize efficiencies within the...

  • Supervisory Control Specialist

    4 weeks ago

    Hyderabad, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Supervisory Control SpecialistIn this role, you will:Participate and consult regarding policies and procedures, controls, tools and trainingIdentify opportunities for additional synergies and to maximize efficiencies within the private client groupReview and analyze controls to manage high risk investment strategies...

  • Control Management Senior Associate

    2 weeks ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About the RoleWells Fargo is seeking a highly skilled professional to join our team as a Control Management Senior Associate. In this role, you will be responsible for overseeing the day-to-day operations of our Business Controls team, ensuring timely completion, quality, and compliance in relevant business groups.Key ResponsibilitiesSupervise a team of...

  • PLC Programmer-rockwell Only

    2 months ago

    Hyderabad, Telangana, India Instrumentation & Control Solution- ICS Full time

    We're hiring Automation Project Engineer/ PLC Programmer. Company: Instrumentation and Control Solutions (ICS). - Designation: Automation Project Engineer/ PLC Programmer - Experience: 1 to 5 years - Location: Hyderabad. KeySkills: - Hands on experience in Allen-Bradley (Rockwell Automation) PLC (programmable logic controller) SCADA (Supervisory Control...

  • Control Management Associate Manager

    4 weeks ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this Role:We are seeking a highly skilled Control Management Associate Manager to join our team at Wells Fargo Bank. In this role, you will be responsible for supervising a team of Business Controls professionals and evaluating workflow applications to ensure timely completion, quality, and compliance in relevant business groups.Key...

  • Control Management Associate Director

    4 weeks ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this Role:We are seeking a highly skilled Control Management Associate Manager to join our team at Wells Fargo Bank. As a key member of our Business Controls team, you will be responsible for supervising a team of processors and analysts, evaluating workflow applications of policies and procedures, and identifying opportunities for process improvement...

  • Control Management Associate Manager

    3 weeks ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a highly skilled professional to fill the position of Control Management Associate Manager. This role is responsible for overseeing the Business Controls team, ensuring timely completion, quality, and compliance in relevant business groups.Key Responsibilities:Supervise Business Controls team members in their daily...

  • Risk Management Associate Manager

    7 days ago

    Hyderabad, Telangana, India WELLS FARGO BANK Full time

    About This RoleWells Fargo is seeking a skilled professional to fill the position of Control Management Associate Manager. This role is responsible for supervising a team of business controls professionals, ensuring timely completion, quality, and compliance in relevant business groups. Key responsibilities include evaluating workflows, identifying...

  • Finance Controller

    5 months ago

    Hyderabad, Telangana, India Ryan, LLC Full time

    The Finance Controller - India is a hands-on position responsible for various functions within the Finance department, including, but not limited to, establishing internal processes and roles to drive the preparation of financial statements in accordance with US GAAP and India GAAP, execution of internal controls, compliance with laws and regulations,...

  • Control Management Associate Manager

    3 days ago

    Hyderabad, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Control Management Associate Manager.In this role, you will:Supervise Business Controls team of processors and analysts in their daily operational tasks, and evaluate workflow application of policies and procedures to ensure timely completion, quality, and compliance in relevant business groupsIdentify opportunities...

  • Control Management Associate Manager

    1 month ago

    Hyderabad, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Control Management Associate Manager.In this role, you will:Supervise Business Controls team of processors and analysts in their daily operational tasks, and evaluate workflow application of policies and procedures to ensure timely completion, quality, and compliance in relevant business groupsIdentify opportunities...

  • Quality Control Associate

    2 months ago

    Hyderabad, Telangana, India Boldfuse Full time

    Monitor and inspect materials and products at various stages of the printing process to ensure adherence to quality standards. - Conduct in-process checks on color matching, print registration, and finishing quality in real-time. - Review and verify job specifications against actual production output to detect any discrepancies. - Identify and report defects...

  • Associate, Audit

    5 months ago

    Hyderabad, India Mangalam Placement Full time

    **Company**: Otis Elevator Company (I) Ltd **Location** Hyderabad **Experience** 1-2 Years **Key Skills** MIS Reporting, Excel, accounting, Analytical Skills **Position: Associate, Audit / Controls** **Experience: 1 to 2 years** **Location: Hyderabad** **Job description** The Associate, Audit / Controls will be a primary resource for managing the...

  • Control Management Associate

    4 days ago

    Hyderabad, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Control Management Associate.In this role, you will:Be part of the Front-Line Market conduct and supervision team and responsible for review, research and disposition of market abuse and rule-based trade surveillance/transaction monitoring alerts across the following asset classes: credit, commodities, fixed income,...

  • Food & Beverage Controller

    5 months ago

    Hyderabad, Telangana, India Marriott International, Inc Full time

    **Job Number** 24105370 **Job Category** Finance & Accounting **Location** The Westin Hyderabad Mindspace, Raheja IT Park, Hitec City, Hyderabad, Telangana, India VIEW ON MAP **Schedule** Full-Time **Located Remotely?** N **Relocation?** N **Position Type** Non-Management *** Check figures, postings, and documents for accuracy. Organize, secure, and...

  • Document Controller

    5 months ago

    Hyderabad, Telangana, India Apee Eskay Enterprises Pvt Ltd Full time

    **Job Description for Document Controller** - Collect, scan and upload documents following set procedures - Ensure all technical documents, such as reports, drawings and blueprints, are collected and registered in system - Use SmartSolve Document Management for everyday operations, maintenance and quality control - Notify personnel of updated document...

  • Kitchen Stewarding Associate

    5 months ago

    Hyderabad, Telangana, India Marriott International, Inc Full time

    **Job Number** 24090780 **Job Category** Food and Beverage & Culinary **Location** Sheraton Hyderabad Hotel, 115/1 Nanakramguda, Financial District, Hyderabad, Telangana, India VIEW ON MAP **Schedule** Full-Time **Located Remotely?** N **Relocation?** N **Position Type** Non-Management *** Operate and maintain cleaning equipment and tools, including...

  • Associate Scientific Editor

    13 hours ago

    Hyderabad, Telangana, India USP (U.S. Pharmacopeial Convention) Full time

    **Description** **Brief Job Overview** This is a non-supervisory position responsible for performing high-impact editorial and scientific communication functions for the publication of USP documentary standards. The primary role of the Associate Scientific Editor is to complete editorial reviews of USP documents for accuracy, correct structure, style,...