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Compliance Associate

4 months ago

Mumbai, India Third Bridge Full time

Company Description
**Please be aware, this role is an entry level position and we will require you to be in our Mumbai office a minimum of 1 day a week.**

Third Bridge was founded on the belief that human insights drive intelligent investment decisions.

To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultations and exclusive content drawn from expert interviews.

Our clients consist of some of the largest private equity funds, hedge funds, mutual funds and management consulting firms, who are serviced by a team of over 1400 employees located across eight global offices.

Third Bridge operates in a global, multi-billion-dollar market with double digit annual growth and has consistently received accolades for Great Places to Work and the top 100 fastest growing companies.

**Job Description**:
**Position Overview**
- At Third Bridge, our Compliance framework is an integral part of our business and we are looking to hire a Compliance Associate dedicated to Third Bridge’s Community Content and Forum departments to join our Compliance team in Mumbai.
- Forum involves moderated Interviews of industry experts which our clients can access transcripts of through our Forum portal.
- Community offers clients 1:1 expert consultations in return for their engagement being recorded, transcribed and distributed after a blackout period to our Forum clients. This is a content type of investor-led expert Interviews, expanding Forum's breadth and depth of coverage across companies and industries that are of interest to the investment community.

**Responsibilities**:
In this role you will:

- Review and approve interview transcripts, specifically to identify confidential information and other inappropriate content
- Work with researchers and analysts to finalize content for publication
- Ensure compliance with internal processes and procedures
- Serve as a compliance resource for Third Bridge
- Work as part of a global team servicing the needs of stakeholders in multiple geographies and departments

**Qualifications**:
**Skills**
- Organized with excellent attention to detail for proofreading and identifying compliance issues
- Excellent oral and written English communication skills
- Ability to understand and interpret complex financial concepts from a compliance perspective
- Ability to develop strong working relationships across the organization, working with all levels and all offices globally

**Qualifications**
- Bachelor's Degree required
- Previous legal, compliance, compliance audit or compliance risk experience strongly preferred
- Law or other graduate degree preferred

Additional Information
**Why work for us?**
- Competitive salary
- Medical insurance
- Personal annual learning and development budget
- 2 days’ off per year for Community/Corporate Social Responsibility activity

All your information will be kept confidential according to EEO guidelines