Business Accountability Associate
2 weeks ago
**About this role**:
Wells Fargo is seeking a Business Accountability Associate.
**In this role, you will**:
- Participate in and provide support for low-complexity matters pertaining to the business' policy and regulatory adherence, risk mitigation, or control efforts
- Research, review, document, and present findings related to issues, records, policies, and procedures for which answers can be quickly obtained
- Receive direction from supervisors and exercise judgment within defined parameters while developing understanding of function, policies, procedures, records, and other business information
- Collaborate and consult with peers, colleagues, and managers to implement actions in support of risk-mitigation and control initiatives
**Required Qualifications**:
- 6+ months of risk management, business controls, quality assurance, business operations, compliance, or process experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.
**Desired Qualifications**:
- 6+ months of risk management, business controls, quality assurance, business operations, compliance, or process experience
- 4+ years of Supervisory Control/Trade Surveillance/Transaction monitoring/ Information Barrier/Control room experience, or equivalent including direct experience reviewing alerts in Trade/Information Barrier/Control room in a Surveillance role.
- Be part of the Front-Line Market Conduct and Supervision team and responsible for review, research and disposition of non-market abuse and rule-based trade surveillance/ transaction monitoring alerts across asset classes supporting the Corporate and Investment Banking Markets business.
- Identify any non-compliant activity and escalate questionable trading activity to the onshore team (L2 team); support remediation where required
- Partner with the CIB COO Central Supervision team to ensure adherence to the supervisory framework
- Support the development of surveillance controls to identify misconduct and market abuse, including in the testing of next generation systems and perform first-line-of-defense activities in relation to consequential risks.
- Perform basic or tactical ongoing regulatory and operational reviews as well as other duties related to best practices and opportunities for additional synergies to maximize efficiencies.
- Collaborate and consult with onshore teams and India Management for any escalations and process improvement ideas.
- Assist with analysis and implementation of new and enhanced surveillance reviews and processes.
- Ability to work in a matrix global organization structure.
- Strong financial products and financial markets knowledge.
- Proficient knowledge of data sets for trading in Markets products, including but not limited to quotes, orders and executions.
- Knowledge of US/UK Market Abuse or Manipulation Regulations and similar FCA MAR Behaviors
- Knowledge of SEC, FINRA market abuse rules and regulations and FCA MAR Behaviors.
- Interfacing with relevant stakeholders to review and escalate potential manipulative trading behaviors.
- Remain updated on developments and changes concerning relevant regulatory rules/regulations and policies
- Develop and maintain a good understanding of the Firm's business groups and products in accordance with the relevant processes and procedures with a view to expanding and improving existing coverage
- Actively participate in team meetings. Bringing solutions / suggestions / recommendations to the table
- Demonstrated ability to handle multiple tasks in a fast-paced environment
- Strong written communication and verbal communication skills in English
- Excellent analytical skills and strong attention to detail
- Must exhibit highest standards of integrity and maintain confidentiality
- Additional surveillance experience in Voice, E-Comms, Information Barrier or Control room will be an added advantage
- Experience in creating MIS for senior management.
**Posting End Date**:
30 Jan 2025
**Job posting may come down early due to volume of applicants.**
**We Value Diversity**
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
**Ap
-
Business Accountability Associate
3 months ago
Bengaluru, Karnataka, India Wells Fargo Full time**About this role**: Wells Fargo is seeking a Business Accountability Associate. **In this role, you will**: - Participate in and provide support for low-complexity matters pertaining to the business' policy and regulatory adherence, risk mitigation, or control efforts - Research, review, document, and present findings related to issues, records, policies,...
-
Business Accountability Associate
3 months ago
Bengaluru, Karnataka, India Wells Fargo Full time**About this role**: Wells Fargo is seeking a Business Accountability Associate. **In this role, you will**: - Participate in and provide support for low-complexity matters pertaining to the business' policy and regulatory adherence, risk mitigation, or control efforts - Research, review, document, and present findings related to issues, records, policies,...
-
Associate Accounting
3 months ago
Bengaluru, Karnataka, India Capital One Full timeVoyager (94001), India, Bangalore, Karnataka Associate Accounting At Capital One, we think big and do bigger things. We were the first company to develop and offer mass customization and personalization of credit card, auto loans and other financial services products, and we have been innovating relentlessly ever since. Today, we are a progressive...
-
Key Account Associate
7 months ago
Bengaluru, Karnataka, India CloudThat Technologies Pvt. Ltd. Full time**Key Account Associate Responsibilities**: - Developing and sustaining solid relationships with key clients that bring in the most income for the company. - Acting as the main point of contact between key clients and internal teams. - Supervising the account teams assigned to each key client. - Communicating and collaborating with the cloudThat internal...
-
Business Accountability Associate
2 weeks ago
Bengaluru, Karnataka, India Wells Fargo Full time**About this role**: Wells Fargo is seeking a Business Accountability Associate. **In this role, you will**: - Participate in and provide support for low-complexity matters pertaining to the business' policy and regulatory adherence, risk mitigation, or control efforts - Research, review, document, and present findings related to issues, records, policies,...
-
Business Accountability Associate
2 weeks ago
Bengaluru, Karnataka, India Wells Fargo Full time**About this role**: Wells Fargo is seeking a Business Accountability Associate **In this role, you will**: - Participate in and provide support for low-complexity matters pertaining to the business' policy and regulatory adherence, risk mitigation, or control efforts - Research, review, document, and present findings related to issues, records, policies,...
-
Account Associate
3 months ago
Bengaluru, Karnataka, India Zeta Global Full timeThe **Account Associate** leads projects from initiation to completion. They head each stage of a project including planning, executing, and monitoring, and coordinating with clients, internal teams, and third-party providers. Additional responsibilities include delegating tasks to team members, ensuring targets are met, and reporting to senior management...
-
Accounting Associate
6 months ago
Bengaluru, Karnataka, India Quess IT Staffing Full time**About Us** “Quess IT Staffing is India’s largest IT staffing company with over 20 years of experience in staffing IT professionals in 300+ companies across levels and skillsets. Our 10,000+ associates deployed in 80+ cities and towns are proficient in over 500 technological skills. Our associates help enable cutting edge solutions some of the biggest...
-
Accounts Payable Associate
6 months ago
Bengaluru, Karnataka, India Career Craft Consultants Full timeHi Everyone , **what's up - 7707939262** Location - Mahatma Gandhi Rd, Bengaluru, Karnataka 560001 Salary - upto 30,000 / - Experience - Minimum 1year Qualification - Commerce Graduate Profile - Accounts Payable Associate Shift - Rotational Job Type - Full Time Responsibilities of Accounts Payable Associate - Process outgoing payments in compliance...
-
Accounting Associate
2 months ago
Bengaluru, Karnataka, India The Art of Living HR Full time**Job Description for Accounting Associate (USA Accounting)** Responsibilities, Expectations and Core Requirements: We support our customers in all of their technology requirements and the user experience extends through our billing and accounting practices. The Accounting Associate will need to work closely with the Operations staff and Executive...
-
Financial Accounting Associate
3 months ago
Bengaluru, Karnataka, India Wells Fargo Full time**About this role**: Wells Fargo is seeking a Financial Accounting Associate. **In this role, you will**: - Provide support for financial accounting related matters for lines of business and control functions - Review basic activities associated with maintaining ledger accounts, financial statements and regulatory reports - Gather financial data for...
-
Accounting Associate
6 months ago
Bengaluru, Karnataka, India Talent Basket Full time**Associate - Accounts Payable-1 year Contract -WFO - Bangalore** **Job Description**: Looking for Associate, Accounts Payable to manage AP Process with hands on knowledge in ERP Preferably SAP and excellent communication skills. **Education Necessary**: - This position is a key role in the accounts payable function, in accordance with Company - policies...
-
Operational Accounting Associate
7 months ago
Bengaluru, Karnataka, India Wells Fargo Full time**About this role**: Wells Fargo is seeking a Operational Accounting Associate. **In this role, you will**: - Perform operational accounting activities related to account reconcilement and maintenance - Provide operational accounting support to internal business groups or operations departments to ensure that accounts are being managed within the account...
-
Financial Accounting Associate
4 months ago
Bengaluru, Karnataka, India Wells Fargo Full time**About this role**: Wells Fargo is seeking a Financial Accounting Associate. **In this role, you will**: - Provide support for financial accounting related matters for lines of business and control functions - Review basic activities associated with maintaining ledger accounts, financial statements and regulatory reports - Gather financial data for...
-
Business Operations Associate
7 months ago
Bengaluru, Karnataka, India NTT DATA Full time**The Company** NTT DATA Services is a top 10 global services company and part of the NTT Group, a Fortune 29 telecommunications and services company based in Japan. We operate with 60,000 professionals in 36 countries. Every day around the world we help clients explore new ways to respond to market dynamics with flexibility and speed, reduce costs with less...
-
Business Operations Associate
7 months ago
Bengaluru, Karnataka, India Hashmap Full time**The Company** NTT DATA Services is a top 10 global services company and part of the NTT Group, a Fortune 29 telecommunications and services company based in Japan. We operate with 60,000 professionals in 36 countries. Every day around the world we help clients explore new ways to respond to market dynamics with flexibility and speed, reduce costs with less...
-
Business Operations Associate
7 months ago
Bengaluru, Karnataka, India Hashmap Full time**The Company** NTT DATA Services is a top 10 global services company and part of the NTT Group, a Fortune 29 telecommunications and services company based in Japan. We operate with 60,000 professionals in 36 countries. Every day around the world we help clients explore new ways to respond to market dynamics with flexibility and speed, reduce costs with less...
-
Business Operations Associate
6 months ago
Bengaluru, Karnataka, India Hashmap Full time**The Company** NTT DATA Services is a top 10 global services company and part of the NTT Group, a Fortune 29 telecommunications and services company based in Japan. We operate with 60,000 professionals in 36 countries. Every day around the world we help clients explore new ways to respond to market dynamics with flexibility and speed, reduce costs with less...
-
Business Accountability Associate
6 months ago
Bengaluru, Karnataka, India Wells Fargo Full time**About this role**: Wells Fargo is seeking a Business Accountability Specialist to work with the Banking, Lending and Trust Consumer Lending & Deposit Management Governance and Oversight Team. This role will work with other Business Accountability Specialists to provide oversight and guidance across multiple workstreams (including, but not limited to) risk...
-
Associate Accounts Admin
3 months ago
Bengaluru, Karnataka, India Q Live Technologies Full timeImmediate requirement of Accounts Associate for Bangalore location. Job Summary: We are seeking a dynamic and organized Associate Accounts Cum Admin to join our team. This role will involve a combination of accounting and administrative responsibilities, ensuring smooth operations and financial accuracy. Key Responsibilities: Accounting: Handle day-to-day...