Compliance Officer

**Job Summary** ACAMS certified **Responsibilities and Duties** Compliance Officer with experience in Bank or Foreign Exchange **Required Experience and Qualifications** Graduate with ACAMS

Our client is one of India’s well-reputed, SEBI registered, Portfolio Management Services firm and manages the financial savings of about Rs. 3,000 crores, for 1,000+ select clientele across 29 countries worldwide, from its offices in India. Location: Panampilly Nagar, Cochin ( work from office) - Ongoing compliance and reporting as required under SEBI...

**Responsibilities**: - Develop, implement, and maintain compliance policies and procedures in line with regulatory requirements. - Conduct regular audits and reviews to assess compliance levels and identify areas for improvement. - Monitor changes in laws and regulations relevant to the industry and ensure timely updates to compliance measures. - Provide...

**Minimum 3+ years experience** **minimum graduation or post graduation with CS inter or CAV inter or CS** - Managing and maintaining company records, registers, and statutory documents. - Organizing and facilitating board and committee meetings. - Drafting and maintaining minutes of meetings and resolutions. - Advising the board on corporate governance...

**Duties**: Ø Ensure systems, processes, and controls across the recruitment team. Ø Ensure the correct processes and procedures are being followed within the compliance team within the agreed timeframes. Ø Ensure compliance with all relevant GDPR regulations within the compliance team. Ø Manage and incentivize the team, hold regular 1-2-1s and...

We have an urgent opening for the position of **Chief Compliance Officer** in our Corporate Office, Palarivattom. **Salary Range**: Rs. 40000/- to 45000/ - **Job profile**: **Role**: Chief Compliance Officer **Industry**: NBFC **Grade**: CM/AGM **Salary**:Negotiable **Job location**: Corporate Office, Palarivattom - If you are interested, please contact...

**Compliance Officer for NBFC at Kochi**: Open Banking and Financial Services Full-Time - Post Date:Jan 16, 2023 - Last Date:Jan 31, 2023 - Location:Kochi - Experience:Fresher/Experienced - Vacancy:1 - Gender Preference:ANY - Salary:15k-20k per month for Fresher. Experienced can decide at the time of interview. **Description**: Position**:Compliance...

Responsibilities - Develop and implement an effective legal compliance program - Create sound internal controls and monitor adherence to them - Draft and revise company policies - Proactively audit processes, practices and documents to identify weaknesses - Evaluate business activities (e.g. investments) to assess compliance risk - Collaborate with external...

**Q&C Assistant (General Admin) - St Jude’s** **About Us** SIBAS is a team of passionate industry experts committed to our clients’ business growth and sustainability. Our purpose is to make business and state sustainable. We aim to assist our clients with high-level tasks that require technical knowledge, resources, experience, skills and expertise by...

Hi Greetings from 18 Steps Consultants !! Position-Compliance Officer Will be responsible to handle compliance regulations of the company. salary: -20kpm-25kpm **Salary**: ₹20,000.00 - ₹25,000.00 per month **Benefits**: - Health insurance - Life insurance - Provident Fund Schedule: - Day shift Supplemental pay types: - Performance...

Responsibilities : Ensures compliance with regulations and controls by examining and analyzing records, reports, operating practices, and documentation; and recommending opportunities to strengthen the internal control structure. Verifies assets and liabilities by comparing items to documentation. **Job Types**: Full-time, Permanent Pay: ₹12,626.05 -...

Ensuring the smooth and efficient operation of the consultancy's administrative functions. Duties may include: - **Appointment Scheduling**: Coordinating appointments for consultations, interviews, and other meetings between clients and education counselors or advisors. - **Financial Administration**: Assisting with financial matters such as processing...

Ensuring the smooth and efficient operation of the consultancy's administrative functions. Duties may include: - **Appointment Scheduling**: Coordinating appointments for consultations, interviews, and other meetings between clients and education counselors or advisors. - **Financial Administration**: Assisting with financial matters such as processing...

We are hiring Job position: Office admin Experience: 0-1 years Location: Ernakulam **Responsibilities**: - Coordinate office activities and operations to secure efficiency and compliance to company policies - Supervise administrative staff and divide responsibilities to ensure performance - Manage agendas/travel arrangements/appointments etc. for the...

Office Administrator experience-1+ years location -kochi package-16k-22k (including pf and esi) - Coordinate office activities and operations to secure efficiency and compliance to company policies - Supervise administrative staff and divide responsibilities to ensure performance - Manage agendas/travel arrangements/appointments etc. for the upper...

We are looking for a Compliance Executive to join our Indian team and contribute towards the compliance and regulatory domain. **Responsibilities**: Develop, implement, and maintain compliance policies and procedures in accordance with relevant regulations and laws, including AML, ESR, VAT Compliance, Corporate Tax Compliance, and other applicable...

Coordinate office activities and operations to secure efficiency and compliance policies. - Submit timely reports and prepare presentations/proposals as assigned. - Assist colleagues whenever necessary. - Other administrative duties. **Job Types**: Full-time, Permanent **Salary**: ₹9,905.00 - ₹21,020.84 per month **Benefits**: - Cell phone...

Position: Office Administrative Experience: Freshers only Location: Dammam Nationality: Saudi Arabia Prefer Immediate Joiners **Position Overview**: As an Office Administrator you will play a crucial role in ensuring the smooth and efficient operation of our office. This entry-level position is ideal for fresh graduates who are organized,...

Organize office and assist associates in ways that optimize procedures - Sort and distribute communications in a timely manner - Create and update records ensuring accuracy and validity of information - Schedule and plan meetings and appointments - Monitor level of supplies and handle shortages - Resolve office-related malfunctions and respond to requests or...

Organize office and assist associates in ways that optimize procedures - Sort and distribute communications in a timely manner - Create and update records ensuring accuracy and validity of information - Schedule and plan meetings and appointments - Monitor level of supplies and handle shortages - Resolve office-related malfunctions and respond to requests or...