Compliance Assistant

Company Description Are you looking for a company that puts its people at the heart of everything they do? Then this is the chance for you to join an organisation that has social events and puts its employees first. The Legal and Compliance team is involved in every significant transaction happening within the business. They are a vital asset to the...

Assistant (Accreditation & Compliance) The candidate should have Bachelor’s Degree with 3-5 years of experience in the relevant field and on hands experience in MS-Office especially in Excel. He/ she should have knowledge of general administration and coordination.  Roles & Responsibility: The candidate will report to the Director for Accreditation &...

Assistant (Accreditation & Compliance)The candidate should have Bachelor’s Degree with 3-5 years of experience in the relevant field and on hands experience in MS-Office especially in Excel. He/ she should have knowledge of general administration and coordination. Roles & Responsibility: The candidate will report to the Director for Accreditation &...

A Position Overview Position Title Assistant Manager - Compliance Department Compliance Level/Band 301 Role Summary:  Responsible for ensuring that company’s processes etc. meet the regulatory. Review of controls to comply with various regulatory requirements. B Organizational Relationships Reports To ...

A Position Overview Position Title Assistant Manager - Compliance Department Compliance Level/Band 301 Role Summary:  Responsible for ensuring that company’s processes etc. meet the regulatory. Review of controls to comply with various regulatory requirements. B Organizational Relationships Reports To AVP – Compliance...

**JOB TITLE: Compliance Assistant** Handling of the compliances with respect to Private Limited Companies, LLP such as maintaining of statutory register, Minutes, Notices and Share Certificates. Incorporation of Company, LLP, Partnership Firm. Drafting of various agreements such as Partnership Deed, Rent Agreement, MoU Filing of various e-forms on the...

Key Responsibilities: Experience: 0-2 years - Assist in the development, implementation, and maintenance of compliance policies and procedures. - Conduct regular compliance reviews and assessments to identify areas of potential risk or non-compliance. - Collaborate with internal stakeholders to provide guidance and training on compliance-related matters. -...

Role: Involves ensuring compliance with SEBI & other applicable rules and regulations of the stockexchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, clientcommunications, monitoring operations, reporting, empanelment, liaising with back office ofinstitutional cum HNI clients, other day to day back office work...

Role: Involves ensuring compliance with SEBI & other applicable rules and regulations of the stockexchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, clientcommunications, monitoring operations, reporting, empanelment, liaising with back office ofinstitutional cum HNI clients, other day to day back office work...

**Overview** The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...

**Overview** The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...

MAIN RESPONSIBILITIES PineBridge is seeking a Compliance Analyst to assist the Global Regulatory and Conflicts of Interest Team in the oversight of our compliance program for the asset management business. The candidate will be exposed to all aspects of the PineBridge Compliance Program and work closely with the global compliance teams. The...

Compliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

Location: Mumbai - Corporate Office.Department: Legal, Secretarial & Compliance.Grade: IL 5 Organizational relationships Reports to: AVP - CompliancePurpose of the Job:Responsible for handling SEBI mutual fund and PMS compliances and rendering support for other related matters.Key responsibilities:Preparation & timely submission/ filings of statutory reports...

Location: Mumbai - Corporate Office.Department: Legal, Secretarial & Compliance.Grade: IL 5 Organizational relationships Reports to: AVP - CompliancePurpose of the Job:Responsible for handling SEBI mutual fund and PMS compliances and rendering support for other related matters.Key responsibilities:Preparation & timely submission/ filings of statutory reports...

To handle **Payroll / Establishment / Vendor / Factory related compliance activities of clients** Assist the clients in effectively handling queries, objections and inspection by authorities. Should have experience in either of S&E Act, Bonus Act, LWF Act, Factory Act, Factory compliances, Factory Audit, Vendor Audit, Knowledge in PF & ESI, Payroll...

Handling of the compliances concerning Private Limited Companies, LLP such as maintaining statutory register, Minutes, Notices, and Share Certificates. - Incorporation of Company, LLP, Partnership Firm. Drafting of various agreements such as Partnership Deeds, Rent Agreements, MoUs - Filing of various e-forms on the MCA portal - Handling event-based...

**Job Roles and Responsibility**: - To handle Payroll / Establishment / Vendor / Factory related compliance activities of clients - Assist the clients in effectively handling queries, objections and inspection by authorities. - Should have experience in either of S&E Act, Bonus Act, LWF Act, Factory Act, Factory compliances, Factory Audit, Vendor Audit,...

MAIN RESPONSIBILITIES The compliance analyst will be responsible for: Working with the Senior Compliance Manager to facilitate onboarding and training of new team members locally for respective Center of Expertise (CoEs). Working with the Assessment and Testing team to identify and develop testing protocols for all aspects of the Global Compliance...

Job Title: Assistant Manager/ ConsultantLocation: Mumbai, Bangalore & GurgaonFunction: Risk & ControlsRole & ResponsibilitiesUniqus is seeking professionals for Risk & Controls team, Accounting and Reporting Department (ARC). As Assistant Manager/ Consultant, you will work with clients to provide high-quality Enterprise Risk Management, Governance and...