Compliance Executive
2 weeks ago
**Compliance Executive**
**Responsibilities**:
- Responsible for SEBI / Exchange & Client Compliance.
- Handling SEBI / Exchange Inspection.
- Coordinate with internal dept. /associate for Meeting SEBI /Exchange
- compliance with deadline for data submission.
- Must update with all recent SEBI / Exchange compliance amendment.
- Understand / discuss with internal auditor for audit observation.
Department
Compliance
Locations
Vadodara
Qualfication
Min. Graduate+NISM Certification+NISM Compliance
Experience
Min
- 3 Years
-
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