Compliance Documentation Executive

3 weeks ago


Makarba Ahmedabad Gujarat, India Ims People Possible Full time

**Roles and responsibilities**:
Compliance Documentation Executives are responsible for ensuring that an organization's operations adhere to relevant laws, regulations, and industry standards. Here are some typical responsibilities of a Compliance Documentation Executive:

- **Policy Development**: Develop and maintain policies, procedures, and guidelines to ensure compliance with applicable laws, regulations, and industry standards.
- **Documentation Management**: Manage and maintain comprehensive documentation related to compliance activities, including policies, procedures, regulatory filings, and audit reports.
- **Regulatory Research**: Stay informed about changes in laws, regulations, and industry standards relevant to the organization's operations. Conduct research to understand the impact of regulatory changes and assess compliance requirements.
- **Compliance Audits**: Conduct internal audits and reviews to assess compliance with established policies and procedures. Identify areas of non-compliance and recommend corrective actions to address deficiencies.
- **Training and Education**: Develop and deliver training programs to educate employees about compliance requirements, policies, and procedures. Ensure that employees understand their roles and responsibilities in maintaining compliance.
- **Monitoring and Reporting**: Monitor compliance activities across the organization and report findings to management. Prepare regular reports on compliance performance, including metrics, trends, and areas for improvement.
- **Risk Assessment**: Conduct risk assessments to identify potential compliance risks and vulnerabilities. Develop risk mitigation strategies and controls to minimize exposure to compliance-related risks.
- **Compliance Reviews**: Coordinate external compliance reviews and audits conducted by regulatory agencies or third-party auditors. Ensure that necessary documentation and information are provided during external audits.
- **Recordkeeping**: Maintain accurate and up-to-date records of compliance-related activities, including audit findings, corrective actions, and regulatory communications.
- **Collaboration**: Collaborate with internal stakeholders, including legal, finance, operations, and IT departments, to ensure that compliance requirements are integrated into business processes and systems.
- **Compliance Investigations**: Investigate complaints, allegations, or incidents related to compliance violations. Document findings, recommend corrective actions, and ensure that appropriate follow-up measures are taken.
- **Continuous Improvement**: Identify opportunities to enhance compliance processes, streamline documentation workflows, and improve overall compliance effectiveness. Implement best practices and lessons learned from compliance audits and reviews.

**Job Types**: Full-time, Permanent

**Salary**: ₹20,000.00 - ₹30,000.00 per month

**Benefits**:

- Food provided
- Health insurance
- Provident Fund

Schedule:

- Day shift
- Monday to Friday
- Morning shift

Supplemental pay types:

- Performance bonus
- Yearly bonus

Work Location: In person


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