Compliance Officer

**Job Description for Compliance Officer** 1. Read all circulars issued by all exchanges carefully. (I.E. BSE, NSE, MCX, CDSL).Take necessary steps to resolve the matter through its concerned department. 2. Communicate with all exchanges for other new developments. 3. To submit quarterly, half yearly and annual reports to all exchangers before due date. 4....

**We are looking for**: - Someone who is detail oriented, motivated individual who should be able to multitask in a fast-paced environment. - Someone who is able to communicate well at all levels and directly engage with Board of Directors and Managing Director on all compliance related aspects. - Should have good drafting and communication skills. **Role...

A compliance department typically has five areas of responsibility—**identification, prevention, monitoring and detection, resolution, and advisory**. A compliance department identifies risks that an organization faces and advises on how to avoid or address them in accountancy. Roles and Responsibility: A Compliance officer should have knowledge regarding...

**Job Title**: Compliance Officer **Location**: Ahmedabad **Company: Kbsa Staffing Solutions Pvt Ltd** **About Us**:KBSA is a leading healthcare company dedicated to providing high-quality healthcare services to the UK community. We are committed to upholding the highest standards of compliance and ethical conduct. **Qualifications**: - Any diploma,...

**Roles & Responsibilities** Ensuring Compliances of Companies Act Maintaining all statutory registers, records to be kept by the company. Obtaining, maintaining and renewing statutory licenses, permits sanctions etc. to be obtained, maintained and renewed by the company from time to time. Interacting with all statutory offices. Submitting all statutory...

Legal / Law Ahmedabad _Ahmedabad_ December 1, 2023 - December 1, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Ahmedabad - **Salary Offer **15 - 18 LPA - **Required Education **CS - **Course Type **Full Time - **Min Required Experience (Years) **5 - **Max Required Experience (Years) **10 **Designation**: Compliance Officer -...

Designation:  Compliance Officer Responsible for day to day operations of the FME and Fund incl. but not limited to review of fund NAV, compliances, liaising with auditors, undertaking middle-office functions, responding to investor queries, Liaising with third party service providers such as auditors, fund administrators, RTAs, counsels and so on. ...

Responsibilities: Support the Compliance Team with day-to-day tasks. Help in formation of Policies and assess compliance with laws.Work with different teams to update compliance policies.Stay updated on laws and industry trends for compliance.Assist in creating and giving compliance training to staff.Aid in investigating compliance issues and suggesting...

Responsibilities: Support the Compliance Team with day-to-day tasks. Help in formation of Policies and assess compliance with laws. Work with different teams to update compliance policies. Stay updated on laws and industry trends for compliance. Assist in creating and giving compliance training to staff. Aid in investigating compliance issues and...

Responsibilities: Support the Compliance Team with day-to-day tasks. Help in formation of Policies and assess compliance with laws.Work with different teams to update compliance policies.Stay updated on laws and industry trends for compliance.Assist in creating and giving compliance training to staff.Aid in investigating compliance issues and suggesting...

As a Compliance Officer your roles and responsibilities will be as below:Job Description:Initial and maintenance complianceChasing documents, verifying, and uploadingSigning off file as per client guidelineKey Skills:Experience with Compliance for 12 to 18 MonthsUK compliance healthcare background, Knowledge of NHS framework compliance.Should be eager to...

As a Compliance Officer yourroles and responsibilitieswill be as below:Job Description:Initial and maintenance complianceChasing documents, verifying, and uploadingSigning off file as per client guidelineKey Skills:Experience with Compliance for 12 to 18 MonthsUK compliance healthcare background, Knowledge of NHS framework compliance.Should be eager to grow...

As a Compliance Officer your roles and responsibilities will be as below: Job Description: Initial and maintenance compliance Chasing documents, verifying, and uploading Signing off file as per client guideline Key Skills: Experience with Compliance for 12 to 18 Months UK compliance healthcare background, Knowledge of NHS framework compliance. ...

As a Compliance Officer your roles and responsibilities will be as below:Job Description: Initial and maintenance compliance Chasing documents, verifying, and uploading Signing off file as per client guidelineKey Skills: Experience with Compliance for 12 to 18 Months UK compliance healthcare background, Knowledge of NHS framework compliance. Should be eager...

As a Compliance Officer your roles and responsibilities will be as below:Job Description: Initial and maintenance compliance Chasing documents, verifying, and uploading Signing off file as per client guidelineKey Skills: Experience with Compliance for 12 to 18 Months UK compliance healthcare background, Knowledge of NHS framework compliance. Should be eager...

Legal / Law Ahmedabad _Ahmedabad_ November 24, 2023 - November 24, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Ahmedabad - **Salary Offer **15 - 18 - **Required Education **CS - **Course Type **Full Time - **Min Required Experience (Years) **3 - **Max Required Experience (Years) **5 **Designation**: Compliance Officer -...

**Company**: Equirus **Location** Ahmadabad **Experience** 4-5 Years **Key Skills** Merchant Banking, Legal Compliances, SEBI, Company Secretary, Compliance, Companies Act, Drafting, Secretarial Activities, Liaison - Finance **Position: Company Secretary and Compliance Officer** **Qualification: CS,LLB,LLM** **Experience: 3 to 5 years** **Location:...

Required Compliance Officer( Stock Broking)An efficient complaince officer from the Stock BrokingIndustryShould have minimum 45 years ofexperience in stock broking complainceShouldbe able to handle exchange reportings appropriately ( Daily WeeklyMonthly)Should be able to handle allauditrelated matters independently ( Internal andExternal)Must have handled...

Designation: Compliance Manger - HRD Job description: Relevant Experience: Labour/ Statutory Compliance liaisoning with labour Law Act like Shop and Establishment Act, Minimum Wages Act, Payment of Bonus Act, HRA Act, Payment of Wages Act, etc, will be an added advantages Education: B. Com, MBA- HR, Computer Knowledge: Must be a Computer Savvy (MS Office)...

**Job description** We are seeking a highly skilled and experienced Executive - IT / GST Compliances. The primary responsibility of this role is to oversee and conduct compliance-related work for our clients, ensuring accuracy, timeliness, and adherence to regulatory requirements. **Responsibilities**: - Supervise and coordinate compliance-related...