Compliance mutual Funds
2 months ago
Compliance Mumbai _Mumbai Western Suburbs_ February 20, 2024 - February 20, 2025 Mutual Fund
**Job Overview**:
- **Office Location (Area) **Mumbai
- **Required Education **CA/CS/LLB
- **Course Type **Full Time
- **Min Required Experience (Years) **7
- **Max Required Experience (Years) **10
**Key Roles and Responsibilities**:
- Regulatory Compliance
- MIS Reporting to Board of Trustees & AMC
- Regulatory Reporting on behalf of the AMC and Trustees
- Resolving Compliance related issues with department/ Official concerned
- Registration / Renewal of licenses with Regulatory Authority
- Preparation of Scheme Information Documents, Key Information Memorandum, Statement of Additional Information for various schemes including updation of these documents periodically.
- Handling Internal and Statutory audit requirements pertaining to the function and supporting the Compliance officer in handling SEBI Inspection
- Streamlining processes and documents as per compliance requirements
- Legal work covering drafting/perusing of various Agreements, documents, Investor Complaints and Arbitrations, etc.
- Organizational Level training on Compliance requirements
- Adhering to various Regulatory requirements
- Reviewing Marketing materials
Monitoring of PMLA requirements.
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Compliance mutual Funds
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