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Amc Compliance
1 week ago
Job description
**Primary role**
- Preparing offer document, notice / addendum.
- Ensuring compliances with SEBI under the Mutual Fund's Rules, Regulations, FEMA, Anti Money Laundering laws and KYC requirements and ensuring that the procedures are followed and regularly reviewed.
- Creation of limits in the Front Office System. Preparation of reports for SEBI and Board of Directors.
- Vetting of Advertisement / marketing materials. Liaising with auditors and resolving any audit query.
- Review of Risk Management Framework.
- Conducting Committee meeting. Preparing & updating manuals and policies on timely basis.
- Preparation of Investment Risk Report. Preparation of Investment Risk Report.
- Providing regulatory updates to stakeholders. Ensure all compliance mandatory training are provided.
- Handling compliance queries raised by employees of various business divisions.
Job Overview (7457)
**Experience**
48 Month(s).**City**
MUMBAI.**Qualification**
CS**Area of Expertise**
MUTUAL FUNDS COMPLIANCES (AMFI, SEBI)**Prefer Gender**
Male**Function**
AMC - COMPLIANCE**Audio / Video Profile**
NA
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