Risk & Compliance Professional

2 months ago

Bengaluru Karnataka, India Caterpillar Full time

**Career Area**:
Legal and Compliance

**Your Work Shapes the World at Caterpillar Inc.**

When you join Caterpillar, you're joining a global team who cares not just about the work we do - but also about each other. We are the makers, problem solvers, and future world builders who are creating stronger, more sustainable communities. We don't just talk about progress and innovation here - we make it happen, with our customers, where we work and live. Together, we are building a better world, so we can all enjoy living in it.

**About Caterpillar**

Caterpillar Inc. is the world’s leading manufacturer of construction and mining equipment, off-highway diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives.

For nearly 100 years, we’ve been helping customers build a better, more sustainable world and are committed and contributing to a reduced-carbon future. Our innovative products and services, backed by our global dealer network, provide exceptional value that helps customers succeed.

**Position Title**:Risk & Compliance Professional**

**Job Location: Bangalore, KA-India**

Role Definition

Ensure compliance with the enterprise and business division's policies, procedures and governances and ethical standards and examines any non-compliance issues, including and not limited to evaluation and examination of the adequacy of internal controls.

**Responsibilities**
- Designing and implementing daily procedures and reviewing/assessing activities against internal control standards.
- Directing and participating in the risk and compliance education of the organization, ensuring ongoing and follow up education including regulations, policies, procedures and trends.
- Developing, initiating, and reviewing policies and procedures for the general operation of the business unit's compliance program and its related activities.
- Identifying potential risk and compliance vulnerabilities; developing corresponding corrective action plans for resolution of these issues and reviewing and providing guidance for use in future situations.

**Requirement**
- Chartered Accountant or equivalent qualification with 4-5 years of experience in Audits, process reviews

**Skill Descriptors**

**Process Management**

Knowledge of business process improvement tools and techniques; ability to understand, monitor, update, control, or enhance existing business or work processes.

Level Working Knowledge:

- Able to understand the functioning of the company across verticals and use the knowledge while reviewing the processes / activities.
- Review / assess Desktop procedures for its completeness and accuracy.
- Walks through steps of processes and identifies risk areas that needs to be addressed.
- Test of controls where necessary and identify gaps in processes and remediate.
- Creates process flow or workflow diagrams and document types of process decisions and potential impact of each decision.
- Able to perform review of end-to-end processes, identify issues and review remediation plans.
- Drafting reports on the outcomes of review and procedures and recommend effective course of action. Employs process flows, cycle time, process time and waste concepts as appropriate. Identifies and monitors common process bottlenecks.

**Risk Management**

Level Working Knowledge:

- Produces and interprets common risk assessment and management reports.
- Identifies common technology, security, or financial risks relevant to own function or unit.
- Implements or manages risk management for own area.
- Documents the key steps of a unit-specific risk management process and associated procedures.
- Evaluates risk assessment models and techniques relevant to a specific line of business.
- Analytical Thinking: Knowledge of techniques and tools that promote effective analysis; ability to determine the root cause of organizational problems and create alternative solutions that resolve these problems.
- **Effective Communications**:

- **Relationship Management - **Knowledge of relationship management techniques; ability to establish and maintain healthy working relationships with customers, external service providers and peers.
- **Audit and Compliance Function - **Knowledge of major responsibilities and tasks of Audit and Compliance (A&C) function; ability to manage the operation of A&C function in various business environment.
- **Data Gathering and Reporting - **Knowledge of tools, techniques and processes for gathering and reporting data; ability to practice them in a particular department or division of a company.

**Additional Information**:
Caterpillar is an Equal Opportunity Employer (EEO)

EEO/AA Employer. All qualified individuals, including minorities, females, veterans and individuals with disabilities - are encouraged to apply.

**Posting Dates**:
February 20, 2024 - February 26, 2024
Caterpillar is an Equal Opportunity Employer (EEO).

Not ready to apply? Join our Talent Community.

  • Risk & Compliance Professional

    2 weeks ago

    Bengaluru, India Caterpillar Full time

    Job Description: Your Work Shapes the World at Caterpillar Inc. When you join Caterpillar, you're joining a global team who cares not just about the work we do – but also about each other. We are the makers, problem solvers, and future world builders who are creating stronger, more sustainable communities. We don't just talk about progress...

  • Security and Compliance Professional

    1 month ago

    Bengaluru, Karnataka, India IBM Full time

    Introduction Your Role and Responsibilities The Security and Compliance professional should continuously consider the attack vectors and security weaknesses within their service or product offering and provide solutions to remediate those weaknesses. Communicates and articulates to leadership team about the security posture of represented...

  • Risk & Compliance Partner

    1 month ago

    Bengaluru, India Computershare Full time

    **_Location: _**Bangalore, India (Hybrid) This is a hybrid position primarily based in Bangalore, India. We’re committed to your flexibility and wellbeing and our hybrid strategy currently requires two days a week in the office, giving you the option to work remotely for some of your working week. Find out more about our culture of flexible working. We...

  • Compliance Professional

    1 month ago

    Bengaluru, India Siemens Healthineers Full time

    Siemens Healthineers is looking for a Training/Communications Professional for its Compliance team. Internal Title: Compliance Professional Designation: Senior Manager Reporting Manager: Head of Compliance Zone India **Job Role & Responsibilities** - Support the Zone Compliance Head in creating a robust culture of compliance and business integrity and...

  • Risk and Compliance Associate

    1 month ago

    Bengaluru, Karnataka, India Primeindus Fintech Solutions||Indusspay Full time

    **Job Overview**:As a Risk and compliance associate you will be responsible for ensuring compliance with regulatory requirements and implementing effective Know Your Customer (KYC) procedures. You will play a crucial role in identifying and mitigating risks associated with customer onboarding and ongoing transactions, preventing financial crimes such as...

  • Associate - Governance, Risk and Compliance (Grc)

    1 month ago

    Bengaluru, Karnataka, India Enterprise Bot Full time

    Enterprise Bot is a rapidly expanding conversational AI technology scale-up company that has been providing advanced automation solutions to large companies worldwide since 2017. Our cutting-edge technology is trusted by well-known companies such as SIX Group (Swiss Stock Exchange), SWICA, Generali, and others to enhance customer contact, automate processes,...

  • Risk and Compliance Lead

    4 days ago

    Bengaluru, Karnataka, India Kenvue Full time

    Description Kenvue is currently recruiting for: Risk and Compliance Manager This position reports into GCC Head and is based at Bangalore. Who we are At Kenvue, we realize the extraordinary power of everyday care. Built on over a century of heritage and rooted in science, we're the house of iconic brands - including NEUTROGENA, AVEENO, TYLENOL, LISTERINE,...

  • Risk and Compliance

    1 month ago

    Bengaluru, Karnataka, India Wipro Limited Full time

    Bengaluru, India - Tech Hiring - 3064464 **Job Description**: **Caterpillar: Confidential Green** **Cybersecurity Governance Analyst ? Problem Management** **JOB DESCRIPTION**: **Caterpillar?s Cybersecurity Team is seeking a Cybersecurity Governance Analyst (Problem Management Exceptions) to review and work through exception management requests regarding...

  • Sr. Risk Manager, GRM, Transportation Risk and Compliance

    1 week ago

    Bengaluru, India ADCI - Karnataka Full time

    Amazon’s Transportation Risk & Compliance (TRC) team provides a framework for Amazon’s transportation programs to identify and manage risk in a rapidly growing and complex, global environment. To support the business, our primary mission is to perform independent and objective assessment of risks and testing of the controls embedded in Amazon business...

  • Risk & Compliance Associate

    2 days ago

    Bengaluru, India Johnson & Johnson Full time

    Johnson & Johnson is recruiting for some phenomenal opportunities for its newly launched Global Services (GS) hub in Bangalore, India. GS Bangalore will be an industry player among the business services in Bangalore IT Hub, which is well equipped with the latest technology and modern infrastructure. This is your chance to work with the best talent in a...

  • Risk & Compliance Analyst

    4 days ago

    Bengaluru, India Plat4mation Full time

    Risk & Compliance AnalystAre you looking for a challenging job in a buzzing and fun working environment where you can work on providing our customers and colleagues with secure services? Is your internal drive to design, implement and monitor controls which make a direct impact on an organization? Then you could be our new Risk & Compliance Analyst!What will...

  • Risk & Compliance Analyst

    5 days ago

    Bengaluru, India Plat4mation Full time

    Risk & Compliance AnalystAre you looking for a challenging job in a buzzing and fun working environment where you can work on providing our customers and colleagues with secure services? Is your internal drive to design, implement and monitor controls which make a direct impact on an organization? Then you could be our new Risk & Compliance Analyst!What will...

  • Risk and Compliance

    1 month ago

    Bengaluru, Karnataka, India Wipro Limited Full time

    Overview: **Caterpillar: Confidential Green** **Cybersecurity Governance Analyst ? Problem Management** **JOB DESCRIPTION**: **Caterpillar?s Cybersecurity Team is seeking a Cybersecurity Governance Analyst (Problem Management Exceptions) to review and work through exception management requests regarding our enterprise cybersecurity policy, standards, and...

  • SAP Governance Risk and Compliance SAP GRC

    1 month ago

    Bengaluru, India Opalforce Inc Full time

    Summary:Asan Application Developer for Packaged Application Development youwill be responsible for designing building and configuringapplications to meet business process and application requirementsusing SAP Governance Risk and Compliance (SAP GRC). Your typicalday will involve collaborating with crossfunctional teams analyzingbusiness requirements and...

  • Associate - Governance, Risk and compliance (GRC)

    2 weeks ago

    Bengaluru, India Enterprise Bot Full time

    Enterprise Bot is a rapidly expanding conversational AI technology scale-up company that has been providing advanced automation solutions to large companies worldwide since 2017. Our cutting-edge technology is trusted by well-known companies such as SIX Group (Swiss Stock Exchange), SWICA, Generali, and others to enhance customer contact, automate processes,...

  • Indusface - Manager - Risk & Compliance

    2 months ago

    Bengaluru, India Indus Face Private Limited Full time

    Manager - Risk & Compliance Job Description:- Develop, implement and monitor a strategic, comprehensive enterprise Information Security and IT risk management program- Implement , maintain and manage various security compliance and best practises, ISO27001, PCI DSS , ITGC, SOC 2 , GDPR etc - Ensure Information Security monitoring tools and systems in place...

  • Compliance Laed

    1 week ago

    Bengaluru, Karnataka, India PhonePe Full time

    **About PhonePe Group**: PhonePe is India’s leading digital payments company with 50 crore (500 Million) registered users and 3.7 crore (37 Million) merchants covering over 99% of the postal codes across India. On the back of its leadership in digital payments, PhonePe has expanded into financial services (Insurance, Mutual Funds, Stock Broking, and...

  • Chief Compliance Officer

    7 days ago

    Bengaluru, Karnataka, India PyjamaHR Full time

    **About the Company** We, RentoMojo, were founded by IITM alums and serial entrepreneurs who worked out of almost every major city in India in his first five years of corporate career. Frustrated with the hassles of relocating from one place to the other, and tired of finding that perfect cluster of home essentials that suited their lifestyle. - **"The...

  • Cybersecurity Professional

    1 month ago

    Bengaluru, Karnataka, India BT Full time

    Cybersecurity Professional **Job Req ID**:28016**Posting Date**:25 Apr 2024**Function**:Cyber Security**Unit**:Digital**Location**:RMZ Ecoworld, Devarabeesanahal, Bengaluru, India**Salary**:Competitive**Why this job matters** The Cyber Security Ops. Professional supports in activities that ensure the delivery of security solutions, supporting daily global...

  • Associate - Governance Risk and compliance GRC

    2 days ago

    Bengaluru, India Enterprise Bot Full time

    Enterprise Bot is a rapidly expandingconversational AI technology scaleup company that has beenproviding advanced automation solutions to large companiesworldwide since 2017. Our cuttingedge technology is trusted bywellknown companies such as SIX Group (Swiss Stock Exchange) SWICAGenerali and others to enhance customer contact automate processesand drive...