Stock Market Compliance Officer

2 weeks ago


Dehradun Uttarakhand, India Cyber Youth Online Services Full time

As a Stock Market Compliance Officer, your primary responsibility is to ensure that all activities within the stock market adhere to regulatory guidelines, internal policies, and industry standards. You will be tasked with monitoring transactions, evaluating risks, and implementing compliance procedures to maintain the integrity and legality of operations within the stock market.

**Key Responsibilities**:
**Regulatory Compliance**:
Stay updated with relevant laws, regulations, and guidelines pertaining to the stock market.

Interpret and implement regulatory requirements set forth by governing bodies such as the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and other relevant regulatory authorities.

Develop and maintain compliance policies and procedures in accordance with regulatory requirements.

**Transaction Monitoring**:
Conduct regular monitoring of transactions to identify any irregularities, unusual activities, or potential violations of compliance policies.

Investigate flagged transactions and take appropriate actions to address any compliance issues.

**Risk Assessment**:

- Assess the compliance risks associated with new products, services, or business activities within the stock market.
- Identify potential areas of non-compliance and develop strategies to mitigate risks effectively.

**Training and Education**:

- Provide training and education to employees regarding compliance policies, procedures, and regulatory requirements.
- Promote a culture of compliance within the organization by raising awareness and fostering a strong understanding of regulatory obligations.

**Reporting and Documentation**:

- Prepare and submit regular reports to management and regulatory authorities regarding compliance activities, issues, and resolutions.
- Maintain accurate records of compliance-related documentation, including policies, procedures, and investigations.

**Internal Controls**:

- Establish and enforce internal controls to ensure adherence to compliance policies and procedures.
- Conduct periodic audits and assessments to evaluate the effectiveness of internal controls and identify areas for improvement.

**Job Types**: Full-time, Permanent

Pay: ₹20,000.00 - ₹40,000.00 per month

**Benefits**:

- Health insurance
- Provident Fund

Schedule:

- Day shift
- Morning shift

Supplemental pay types:

- Performance bonus
- Yearly bonus

Work Location: In person


  • Store System Incharge

    3 weeks ago


    Dehradun, Uttarakhand, India Ethos Watches Full time

    1. Prepare, publish, and maintain all MIS reports within agreed timelines 2. Systematic and regular File management 3. Expert in MS Office (Excel) to provide analysis of store sales 4. Able to handle imprest cash and reporting the same 5. Keep a record of all the stock-related work in the system like PPO creation, GRNs, etc 6. Keep the follow-up of all...


  • Dehradun, Uttarakhand, India Vigyan Lime Group Full time

    **VIGYAN LIME** is a six-decade-old, time tested establishment into manufacturing, marketing & sale of Lime (Calcium) to top sectors like FMCG & various other sectors PAN India, whilst increasing the presence globally. Registered Office is at Race Course, Dehra Dun and Plants are in Rajasthan. **Responsibilities and Duties**: 1. Client Communication...

  • Data Entry Operator

    2 weeks ago


    Dehradun, Uttarakhand, India Rankmantra Full time

    **Overview**: Join Rankmantra, a leading digital marketing company, as a Data Entry Operator. We're seeking detail-oriented individuals to ensure the accuracy and efficiency of our data management processes. **Responsibilities**: - Input and maintain accurate data in databases. - Verify data accuracy and correct errors. - Assist in data cleansing and...


  • Dehradun, Uttarakhand, India Sunrise security Full time

    Responsibilities include: - Keeping the assigned building safe - Reporting to staff and management - Do data entry on paper - Be well-spoken and alert **Job Types**: Full-time, Part-time, Permanent Pay: ₹10,000.00 - ₹12,000.00 per month **Benefits**: - Health insurance - Provident Fund Schedule: - Day shift - Night shift - Rotational...


  • Dehradun, Uttarakhand, India Sunrise security Full time

    Responsibilities include: - Keeping the assigned building safe - Reporting to staff and management - Do data entry on paper - Be well-spoken and alert **Job Types**: Full-time, Part-time, Permanent Pay: ₹10,000.00 - ₹12,000.00 per month **Benefits**: - Health insurance - Provident Fund Schedule: - Day shift - Night shift - Rotational...


  • Dehradun, Uttarakhand, India Sunrise security Full time

    Responsibilities include: - Keeping the assigned building safe - Reporting to staff and management - Do data entry on paper - Be well-spoken and alert **Job Types**: Full-time, Permanent, Fresher Pay: ₹10,000.00 - ₹12,000.00 per month **Benefits**: - Health insurance - Provident Fund Schedule: - Day shift - Night shift - Rotational...

  • Purchase Executive

    1 month ago


    dehradun, India Decotouch Paints Ltd. Full time

    We are searching for a well-organized purchasing officer to join our growing team. As the Purchase Executive, you will carry out all tasks allocated by the purchasing manager, which may include conducting research on potential vendors and suppliers, inspecting goods, and updating records. You should be able to negotiate pricing and transport costs....

  • Purchase Executive

    1 month ago


    Dehradun, India Decotouch Paints Ltd. Full time

    We are searching for a well-organized purchasing officer to join our growing team. As the Purchase Executive, you will carry out all tasks allocated by the purchasing manager, which may include conducting research on potential vendors and suppliers, inspecting goods, and updating records. You should be able to negotiate pricing and transport...

  • AGM-Area Sales

    4 weeks ago


    Dehradun, India Vodafone Idea Limited Full time

    Vodafone Idea Limited is an Aditya Birla Group and Vodafone Group partnership. It is India’s leading telecom service provider. The Company provides pan India Voice and Data services across 2G, 3G and 4G platform. With the large spectrum portfolio to support the growing demand for data and voice, the company is committed to deliver delightful customer...

  • AGM-Area Sales

    3 days ago


    Dehradun, India Vodafone Idea Limited Full time

    Vodafone Idea Limited is an Aditya Birla Group and Vodafone Group partnership. It is India’s leading telecom service provider. The Company provides pan India Voice and Data services across 2G, 3G and 4G platform. With the large spectrum portfolio to support the growing demand for data and voice, the company is committed to deliver delightful customer...

  • AGM-Area Sales

    1 day ago


    dehradun, India Vodafone Idea Limited Full time

    Vodafone Idea Limited is an Aditya Birla Group and Vodafone Group partnership. It is India’s leading telecom service provider. The Company provides pan India Voice and Data services across 2G, 3G and 4G platform. With the large spectrum portfolio to support the growing demand for data and voice, the company is committed to deliver delightful customer...

  • Housekeeping Staff

    7 days ago


    Dehradun, Uttarakhand, India PARMANU DEFENCE Full time

    Job Description: We are seeking dedicated and reliable individuals to join our team as Housekeeping Staff for both apartments and office spaces in Dehradun. As a member of our housekeeping team, you will play a crucial role in maintaining cleanliness and orderliness within the premises, ensuring a pleasant environment for residents and employees...

  • B2b Sales Executive

    4 days ago


    Dehradun, Uttarakhand, India Vigyan Lime Group Full time

    ,**Join Our Team at Vigyan Lime!** **Position: B2B Sales Executive (Field)** **About Us**: - **VIGYAN LIME GROUP**, having head office at Dehra Dun, Uttarakhand and Manufacturing Units at Jodhpur, Rajasthan, is a well-established and respected brand with over 7 decades of experience in dealing with **Slaked Lime/ Hydrated Lime, Quick Lime, Calcium...

  • Medical Writer

    7 days ago


    Dehradun, Uttarakhand, India Sunfox Technologies private limited Full time

    Roles & Responsibilities: 1. Content Development: - Develop and create clear, concise, and accurate medical content for a variety of materials, including scientific manuscripts, regulatory documents, clinical trial reports, and marketing collateral. - Collaborate with cross-functional teams, including researchers, clinicians, and regulatory experts, to...


  • Dehradun, Uttarakhand, India Quick Shop 99 Full time

    Bachelor's degree in Business Administration, Marketing, or related field preferred. - Proven experience in sales management, preferably in the retail or grocery industry. - Strong negotiation, communication, and interpersonal skills. - Excellent analytical and problem-solving abilities. - Ability to work effectively in a fast-paced environment and manage...


  • Dehradun, Uttarakhand, India Xaca technologies pvt ltd Full time

    We are hiring Data Entry Executive for our Company. Know anyone who might be interested????(Share Me Your CV at 9897175143) Company - Xaca technologies pvt.Ltd Designation - Digital Marketing Intern InternsBudget - 8k-12k Work Type - Onsite Eligibility Criteria - Bachelor's degree in communications, marketing, english, journalism, or related...

  • Excutive Assistant

    6 days ago


    Dehradun, Uttarakhand, India STUDIO UNDERGROUND Full time

    **Responsibilities**: 2. Conducting thorough research and analysis to support proposal development and tender submissions. 3. Coordinating with internal teams to gather necessary information and ensure the timely completion of proposals and tender documents. 4. Creating and maintaining templates and databases for various administrative tasks, including...


  • Dehradun, Uttarakhand, India Gravity Solutions Full time

    Job Description: We are looking for a dedicated individual who is eager to build their career in the international export field. As an International Export Assistant, you will play a key role in supporting our export operations and ensuring the smooth flow of goods across international borders. Your primary responsibilities will include: Assisting with the...

  • Assistant Executive

    6 days ago


    Dehradun, Uttarakhand, India STUDIO UNDERGROUND Full time

    Job Title: Executive Assistant **Job Description**: **Responsibilities**: 2. Conducting thorough research and analysis to support proposal development and tender submissions. 3. Coordinating with internal teams to gather necessary information and ensure the timely completion of proposals and tender documents. 4. Creating and maintaining templates and...

  • Marketing Intern

    3 weeks ago


    Dehradun, India PeopleCloud Corp Full time

    Job Title: Marketing InternLocation: Dehradun/ RemoteDuration: 6 monthsCompensation: PaidAbout PayrollCloud: PayrollCloud Corp is a dynamic start-up specializing in IT services and consulting, with a focus on HR, payroll and ERP implementation using Oracle technologies. We pride ourselves on delivering innovative solutions to enhance organizational...