Avp - Supervision Framework

1 week ago


Pune, India Barclays Full time

Job Title : AVP - Supervision Framework
Location: Pune

About Barclays
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

Risk and Control Objective

Take ownership for managing risk and strengthening controls in relation to the work you do

Working Flexibly

Hybrid Working

Structured hybrid role:
Introduction:
What will you be doing?
- Understanding and implementing a Supervisory Governance framework that enables Global Markets to achieve its business goals in a demonstrably safe and controlled manner, within the risk appetite of the firm and in compliance with regulations.
- Working with business and functions on all aspects of risk and control related activities including but not limited to:

- remediation activities as a result of PRA Trading Controls regulatory requirements and/or internal Assurance identified issues,
- helping to drive control initiatives globally to ensure the business is effectively managing all of its operational and conduct risks.
- Working with business and functions to compile reports or required data on the status of Governance for the business line control meetings, and regulatory enquiries
- Helping to build an end-to-end trading supervision system for the Global Markets business improving architecture & design, user experience, connect-the-dots capabilities by processes, procedures, risks, in accordance with regulations and the Barclays Control Framework.
- Helping to ensure the business has the capability to identify, design and implement appropriate business controls and testing and quality assurance that ensures risks are flagged and highlighted proactively and providing expert technical advice and insight to support.
- Helping with thematic control remediation programmes and to assist in the coordination and completion of remediation activities.
- Engaging with the global CCO Control Business Partners, Business Management, Supervisors and other Key Stakeholders to provide regular feedback on control initiatives
- Ensure timely delivery of controls, assess effectiveness of controls and also maintain the supervisory controls tool
- Generate periodic MI reports to be submitted to the onshore supervision stakeholders
- Conduct supervisory trainings for new supervisors to explain them of their supervisory responsibilities
- Develop, implement and maintain an efficient and effective supervision control framework. Review & provide resolution for escalation raised by Supervisors, along with providing the sign-off rates to various governance forums
- Preparing Business specific WSP manuals, along with providing relevant information to Regulators/Compliance & Audit teams

What we’re looking for:

- Highly organised, with ability to prioritise and work under pressure, delivering to tight deadlines and multiple demands across a ‘matrix’ organisation.
- The role holder will have a high degree of decision-making authority and needs to demonstrate ability to influence upwards.
- Collaborative and able to share best practice at all levels.
- Experience in a relevant environment that demonstrates the skill of implementing new frameworks and processes that are innovative and enablers of growth.
- Mindset of using technology to best advantage to minimise manual tasks and improve quality of information
- Experience of control, governance or oversight function.
- Track record of managing multiple stakeholders with different needs.
- Superior analytical and critical thinking skills.
- Ability to influence and negotiate across all areas and levels of the organisation.
- Pragmatic, able to share information, transfer knowledge and expertise to team members.
- Can-do attitude and has experience in delivering change within agreed deadlines.
- Previous experience in working in a control function is ideal but not essential.

Skills that will help you in the role:

- Extensive proven experience in Operational Risk and Controls, Project management
- Able to demonstrate experience of coordinating and supporting Stakeholders
- Experience of working on the design and implementation of controls improvement initiatives.
- Practical experience of Risk and Control governance activities including Risk and Control Self Assessment (RCSA) or other risk and control environment assessments
- Experience of reviewing of policy & standards, preparing gap analysis and delivering actions to complete
- MBA degree in Finance or other equivalent qualifications
- 7+ years’ experience
- Ability to work independently on multiple projects/reports simultaneously
- Analytical skills
- Eye for detail (access to large databases)
- Knowledge in investment ba



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