Senior Institutional Investment Self Operations

3 weeks ago


Hyderabad Telangana, India Wells Fargo Full time

**Department Overview**

Process Review and Enhancement(PRE) is responsible to manage risk and control within Corporate Investment Banking(CIB-Wholesale) group by executing Self Inspection program (SIP), Business Continuity Planning (BCP), weekly production of WFS Operations metric program to support business decisions in references to Audits, regulations, Control assurance.

**About the Role**

You will be required to have Capital Markets experience, will be responsible for executing the Process review and Enhancement(PRE) Self Inspection program (SIP), Business Continuity Planning (BCP), weekly production of WFS Operations metric program and assisting in monthly processing for Sub-Ledger Account Substantiation (SLAS).

**Responsibilities**
- The individual will also work with technical and operational partners throughout WFS.

**Essential Qualifications**
- Experience in Capital Market operations/middle office operations into the trade life cycle of static data, confirmations, settlements, reconciliations and investigations.
- Good amount of working experience in the product classes like FX, equity, fixed income with the functional expertise of brokerage, broker dealer services.
- Moderate experience in Operational risk, specifically identifying and assessing the Key risks, Key Controls, and key risk indicators.
- 6-8 yrs of experience
- English language proficiency. Ability to work nights
- Attention to detail
- Understanding of the processes flows, process gaps and controls associated with a Capital Market operations/middle office operations
- Knowledge of BCP and Risk Mgt.
- MS Office skills

**Desired Qualifications**

1.Understanding Capital Markets and the different product taxonomies within the business segments (FX, Derivatives, Brokerage)

2.Knowing Risk function deliverables like Key Risks & Controls and the testing thereof

3.Importance and role of MIS

4. Experience with LDRPS; training on ORS

**Preferred Skills**:

- Knowledge of the systems: GMI, Intellimatch, Imagine, Broadridge, Calypso
- Good team playera

**Posting End Date**:
12 May 2024

**Job posting may come down early due to volume of applicants.**

**We Value Diversity**

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

**Applicants with Disabilities**

**Drug and Alcohol Policy**

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.



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