Business Execution Associate

3 weeks ago


Bengaluru, India Wells Fargo Full time

**About this role**:
Wells Fargo is seeking a Business Execution Associate.

**Business Execution Associate**
**- Reg W Services**

**About Wells Fargo**

**About Wells Fargo India**

Wells Fargo India enables global talent capabilities for Wells Fargo Bank NA., by supporting business lines and staff functions across Technology, Operations, Risk, Finance, Controllership, Audit, Process Excellence, Automation and Product, Analytics and Modeling. We are operating in Hyderabad, Bengaluru and Chennai locations. Learn more about Wells Fargo India at our International Careers website.

**DEPARTMENT OVERVIEW**

Enterprise Controls & Oversight ("EC&O") within the Controller's Division is a governance and oversight team dedicated to Wells Fargo's system of internal control over financial, regulatory, and risk reporting. We are responsible for establishing policy, delivering training and guidance, and monitoring compliance with the COSO Policy and the Governance & Oversight Framework. We work together to consistently support and monitor our system of internal control over reporting, identify opportunities for increased efficiency and effectiveness, and achieve our commitments to Wells Fargo teams, stakeholders, and regulators.

**ABOUT THE ROLE**

The Regulation W Governance Office has primary responsibility for the establishment and maintenance of the enterprise governance framework for compliance with Regulation W, as follows:

- Establishes and maintains an effective enterprise framework for ensuring compliance with Regulation W, including quality assurance and control monitoring of the design effectiveness and consistent execution of business group and corporate function Reg W controls;
- Reviews and monitors Regulation W requirements (23A & 23B) for Wells Fargo;
- Monitors pledge collateral requirements;
- Monitors section 23A Covered Transaction exposures;
- Maintains the list of Regulation W affiliates and associated reporting based upon all applicable data sources, including the Global Entity Management System (GEMS), the SPE database, and the Basel DCS database;
- Evaluates current 23A covered transaction identification and provides advice on process enhancements;
- Evaluates processes in the 23A exposure report and addresses any control gaps identified
- Maintains the quality assurance and quality control program to ensure accuracy of the 23A exposure report;
- Reviews the data sources for the 23A exposure report;
- Collaborates with cross-functional areas (product, legal, compliance, operations, finance) and implements enhancements to the Regulation W compliance framework;
- Reviews and identifies Regulation W impact on direct and indirect transactions with affiliates, and loans secured by affiliate collateral and any other covered transaction;
- Establishes consistent methodology, criteria, and evidentiary standards for market terms documentation, and performs monitoring to ensure compliance and up-to-date market terms documentation for covered transactions and services received from and provided to affiliates;
- Coordinates with business group and corporate function Regulation W Points of Contact, among other stakeholders, to ensure Regulation W responsibilities are understood and are executed effectively, and in a timely manner;
- Periodically reports on Regulation W program and status of scheduled reviews of 23B market terms to appropriate committees, the CFO, Controller, applicable functional leaders, and business heads;
- Coordinates with audit and second-line testing on identifying and prioritizing testing plans, and assists these functions with understanding Reg W relevant processes end-to-end;
- Acts as the Application Operations Owner (AOO) under the Regulatory and Risk Reporting Governance and Oversight Framework for the Regulation W Application; and
- Develops and provides ongoing training and communications for Regulation W governance
- pursuant to this policy.

**RESPONSIBILTIES**

Wells Fargo is seeking a Business Execution Associate within the Reg W Governance Office. The Regulation W Governance Office has primary responsibility for the establishment and maintenance of the enterprise governance framework for compliance with Regulation W.

In this role, you will:

- Support execution of processes, metrics and internal reporting for leadership
- Quality assurance and control monitoring of the design effectiveness and consistent execution of business group and corporate function Reg W controls; drive process improvement, efficiency and effectiveness; participate as a SME on enterprise initiatives.
- Coordinates with business group and corporate function Regulation W Points of Contact, among other stakeholders, to ensure Regulation W responsibilities are understood and are executed timely and effectively.
- Assist with preparation of business desktop procedures adherence to Reg W Policy / G&O Policy requirements.
- Interfaces directly with business and corporate function stakeholders to follow-



  • Bengaluru, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Business Execution Associate... **In this role, you will**: - Participate in planning and executing a variety of programs, services, and initiatives, and monitor key indicators to ensure effective performance and control management of assigned operations or business groups - Review basic initiatives including...


  • Bengaluru, Karnataka, India Wells Fargo Full time

    **Department Overview**: Commercial Banking is accountable for holistically assessing, aggregating, and effectively managing risks across all risk types and CB lines of business. It has three main programs: Business Control, Risk Control, and Cross-Functional Control. **About this role**: Wells Fargo is seeking a Business Execution Associate The Business...


  • Bengaluru, India WELLS FARGO BANK Full time

    **About this role**: Wells Fargo is seeking a Business Execution Associate... **In this role, you will**: - Participate in planning and executing a variety of programs, services, and initiatives, and monitor key indicators to ensure effective performance and control management of assigned operations or business groups - Review basic initiatives including...


  • Bengaluru, India WELLS FARGO BANK Full time

    **About this role**: Wells Fargo is seeking a Business Execution Associate... **In this role, you will**: - Understand and administer the lifecycle of Workforce/resource management i.e., JML-Joiners, Movers, Leavers - Review Ad hoc task activities and take prompt action on Tools - Receive direction and exercise independent judgement while dealing with...


  • Bengaluru, Karnataka, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Business Execution Associate... **In this role, you will**: - Participate in planning and executing a variety of programs, services, and initiatives, and monitor key indicators to ensure effective performance and control management of assigned operations or business groups - Review basic initiatives including...


  • Bengaluru, Karnataka, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Business Execution Associate. **In this role, you will**: - Participate in planning and executing a variety of programs, services, and initiatives, and monitor key indicators to ensure effective performance and control management of assigned operations or business groups - Review basic initiatives including...


  • Bengaluru, Karnataka, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Business Execution Associate. **In this role, you will**: - Participate in planning and executing a variety of programs, services, and initiatives, and monitor key indicators to ensure effective performance and control management of assigned operations or business groups. - Review basic initiatives including...


  • Bengaluru, Karnataka, India Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Business Execution Associate. **In this role, you will**: - Participate in planning and executing a variety of programs, services, and initiatives, and monitor key indicators to ensure effective performance and control management of assigned operations or business groups. - Review basic initiatives including...


  • Bengaluru, Karnataka, India Wells Fargo Full time

    About this role: Wells Fargo is seeking a Business Execution Associate In this role, you will: - Exceptional written and verbal communication skills with strong analytical skills with high attention to detail and accuracy. - Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment. - Ability to...


  • Bengaluru, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Business Execution Associate.In this role, you will:Participate in planning and executing a variety of programs, services, and initiatives, and monitor key indicators to ensure effective performance and control management of assigned operations or business groups.Review basic initiatives including policy or process...


  • Bengaluru, India WELLS FARGO BANK Full time

    **About Wells Fargo** Wells Fargo & Company (NYSE: WFC) is a leading global financial services company headquartered in San Francisco (United States). Wells Fargo has offices in over 20 countries and territories. Our business outside of the U.S. mostly focuses on providing banking services for large corporate, government and financial institution clients....


  • Bengaluru, India Wise - Online Teaching Tools Full time

    Company DescriptionWise is a B2B SaaS and EdTech startup that gives online teaching businesses every tool they need to thrive in a competitive marketplace.Website Link- DescriptionThis is a full-time on-site role for a Business Development Associate. The Business Development Associate will be responsible for lead generation, market research, and deal...


  • Bengaluru, Karnataka, India Wells Fargo Full time

    **Department Overview** Commercial Banking is accountable for holistically assessing, aggregating, and effectively managing risks across all risk types and CB lines of business. It has three main programs: Business Control, Risk Control, and Cross-Functional Control. **About this Role: - ** The Business Execution Associate will participate in the...


  • Bengaluru, India Wise - Online Teaching Tools Full time

    Company DescriptionWise is a B2B SaaS and EdTech startup that gives online teaching businesses every tool they need to thrive in a competitive marketplace.Website Link - DescriptionThis is a full-time on-site role for a Business Development Associate. The Business Development Associate will be responsible for lead generation, market research, and deal...


  • Bengaluru, India NTT DATA Full time

    The Client Management Services organization supports our NTT DATA Account Leaders in Contract Management, Account Governance and Business Process Compliance activities to enable timely order-to-cash process and effective coordination between Sales, Forecasting, ERP and Resourcing actions. The primary objective of this group is enabling Client Managers to...


  • Bengaluru, India WELLS FARGO BANK Full time

    **About this role**: Wells Fargo is seeking a Business Execution Associate... **In this role, you will**: - Partner effectively across multiple departments and functions to improve common processes that enhance our ability to deliver effective desktop technology solutions. - Document design requirements for collaboration tools and workflow solutions. -...

  • Business Associate

    1 month ago


    Bengaluru, Karnataka, India Altrust Full time

    *Business associate L1 *Company name: Altrust Process: Unacademy( edutech) Skills: BPO telesales executives(kind of customer support) - Should have minimum 1 year of experience in telesales - Excellent communication - Male & Female - English& Hindi mandatory - Salary: 40k CTC( 35k in-hand) - 6 days working with 1 rotational weekoff - Shift: 9am to 9pm -...


  • Bengaluru, India WELLS FARGO BANK Full time

    **Department Overview** CIB Business Risk is the front-line risk management organization for CIB. It is accountable for holistically assessing, aggregating, and effectively managing risks across all applicable risk types and the CIB lines of business. CIB Business Risk is responsible for effective governance, design, implementation, monitoring, and reporting...


  • Bengaluru, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Business Execution Associate.In this role, you will:Exceptional written and verbal communication skills with strong analytical skills with high attention to detail and accuracy.Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment.Ability to take...


  • Bengaluru, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Business Execution AssociateIn this role, you will:Exceptional written and verbal communication skills with strong analytical skills with high attention to detail and accuracy.Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment.Ability to take...