Associate, Regulatory Operations

5 months ago

Mumbai, India BlackRock Full time

Description

About this role

Team Overview

Regulatory Operations is a growing team responsible for designing, implementing & leading all aspects of BlackRock’s regulatory processes. Our team is part of the Technology and Operations function at BlackRock that makes up around one third of the firm’s employees.

The Regulatory Operations team plays a key role; we own many of BlackRock's most sophisticated and critical regulatory reporting processes. We also act as the translation layer between Legal & Compliance, Technology and Operations teams. Working in Regulatory Operations requires provides you with opportunities and challenges to develop your skills and make an impact within our business.

We are looking for a Financial Crime Control Associate to:

- Join a small local team supporting the wider Global Regulatory Operations
- Ensure sourcing, transformation and quality control of data for BLK's Financial Crime reporting at Entity and Fund level
- This critical process delivers annual reports to regulators, ensuring the Firm's compliance with regulations related to money laundering, sanctions, anti-bribery & corruption, and fraud

**Responsibilities**:

- Ownership of data sourcing, transformation and quality control (QC)
- Driving resolution of QC breaks and escalation to Legal and Compliance, VP and Controls Oversight team
- Key member of our controls team to ensure accurate and timely delivery of regulatory risk reports
- Critical contribution to the end-to-end process, including sourcing of some off-platform alternatives data
- Identification of trends and provision of key performance statistics
- Drive improvement and automation of oversight controls, reducing our risk profile
- Work with technology and business team partners to support key business objectives

Knowledge/Experience:

- A college degree is required, ideally in accounting or related field
- Operational experience (5-7+yrs) preferred within a financial reporting or regulatory environment
- Ability to understand and work with numbers
- Produces accurate work and spots mistakes/errors and makes appropriate corrections
- Ability to identify, prioritize and develop practical solutions for issues
- Exhibits strong time management and organizational skills
- Takes ownership for outcomes and is personally accountable for results
- Works effectively to plan and prioritize their own and the wider team’s workload
- Self-motivated - able to show initiative and come up with ideas without prompting

Our benefits

To help you stay energized, engaged and inspired, we offer a wide range of benefits including a strong retirement plan, tuition reimbursement, comprehensive healthcare, support for working parents and Flexible Time Off (FTO) so you can relax, recharge and be there for the people you care about.

Our hybrid work model

BlackRock’s hybrid work model is designed to enable a culture of collaboration and apprenticeship that enriches the experience of our employees, while supporting flexibility for all. Employees are currently required to work at least 4 days in the office per week, with the flexibility to work from home 1 day a week. Some business groups may require more time in the office due to their roles and responsibilities. We remain focused on increasing the impactful moments that arise when we work together in person - aligned with our commitment to performance and innovation. As a new joiner, you can count on this hybrid model to accelerate your learning and onboarding experience here at BlackRock.

About BlackRock

At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are saving for retirement, paying for their children’s educations, buying homes and starting businesses. Their investments also help to strengthen the global economy: support businesses small and large; finance infrastructure projects that connect and power cities; and facilitate innovations that drive progress.

This mission would not be possible without our smartest investment - the one we make in our employees. It’s why we’re dedicated to creating an environment where our colleagues feel welcomed, valued and supported with networks, benefits and development opportunities to help them thrive.

  • Associate, Regulatory Operations

    5 months ago

    Mumbai, India BlackRock Full time

    Description About this role Team Overview Regulatory Operations is a growing team responsible for designing, implementing & leading all aspects of BlackRock’s regulatory processes. Our team is part of the Technology and Operations function at BlackRock, that makes up around one third of the firm’s employees. The Regulatory Operations team plays a key...

  • Associate Regulatory Operations

    5 months ago

    Mumbai, India Abbott Laboratories Full time

    Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses and products in diagnostics, medical devices, nutritionals and branded generic medicines. Our 109,000 colleagues serve people in more than 160 countries. Job...

  • Regulatory Compliance Associate

    2 weeks ago

    Mumbai, Maharashtra, India Riverforest Connections Private Limited Full time

    Job Title: Regulatory Compliance AssociateRiverforest Connections Private Limited is seeking a highly skilled Regulatory Compliance Associate to join its team. As part of the Product Governance Team, you will be responsible for reviewing and maintaining regulatory documents, including Prospectus and KIID, and liaising with the FCA Depositary and the wider...

  • Regulatory Operations

    5 months ago

    Mumbai, Maharashtra, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** Job Description - Regulatory Operations CoE (Associate - 601)** **Introduction** J.P. Morgan is a leading global financial services firm, established over 200 years ago: - We are the leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset...

  • Operations - Regulatory Reporting - Associate

    5 months ago

    Santacruz East, Mumbai, Maharashtra, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** J.P. Morgan Chase Bank NA (JPMCB) is a single bank branch in Mumbai rapidly expanding its revenue business in India. **Job summary**: As an Associate within our Regulatory Reporting team, you will be responsible for preparing various reports required to be submitted to multiple regulators like RBI, FIU, DRI etc. You will also handle...

  • Regulatory Affairs Associate

    4 days ago

    Mumbai, Maharashtra, India Colgate-Palmolive Company Full time

    Colgate-Palmolive is seeking a skilled Regulatory Affairs Associate to join our team. In this role, you will be responsible for handling and maintaining product compliance during the entire product life-cycle.Key Responsibilities:Work closely with the Regional Regulatory Affairs Department to ensure compliance with regulatory requirements.Support the...

  • Regulatory Compliance Associate

    3 weeks ago

    Mumbai, Maharashtra, India Riverforest Connections Private Limited Full time

    Job Title: Regulatory Compliance AssociateJob Summary:We are seeking a highly skilled Regulatory Compliance Associate to join our team at Riverforest Connections Private Limited. As a key member of our Product Governance team, you will be responsible for ensuring that our fund regulatory documents, including Prospectus and KIID, are in compliance with...

  • Associate - Regulatory Operations

    5 months ago

    Mumbai, Maharashtra, India Sandoz Full time

    **Your Key Responsibilities**: Your responsibilities include, but not limited to: - To ensure the smooth running of the Drug Regulatory Affairs Department through providing professional secretarial service & assistance, and to contribute to the achievement of functional objectives. - Learns to use basic principals, theories, and professional concepts. -...

  • Compliance Associate

    5 months ago

    Mumbai, Maharashtra, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

  • Regulatory Affairs Associate

    1 week ago

    Mumbai, Maharashtra, India Colgate-Palmolive Company Full time

    Job OverviewThis position is responsible for handling and maintaining product compliance throughout the product lifecycle. The Regulatory Affairs Associate will work closely with the Regional Regulatory Affairs Department to ensure compliance with registration and regulatory requirements in Europe and North America.Key ResponsibilitiesSupport the regional...

  • Regulatory Affairs Associate Manager

    4 weeks ago

    Mumbai, Maharashtra, India Kenvue Full time

    Job Title: Associate Manager, Regulatory AffairsKenvue is a leading consumer healthcare company that is currently recruiting for an Associate Manager, Regulatory Affairs position. This role reports to the Director-Regulatory Affairs and is based in Mumbai.About KenvueKenvue is a global company that is built on over a century of heritage and rooted in...

  • IT Operations Manager

    4 days ago

    Mumbai, Maharashtra, India Associate Allied Chemicals India Pvt Ltd Full time

    Job DescriptionWe are seeking a highly skilled IT Operations Manager to join our team at Associate Allied Chemicals India Pvt Ltd in Mumbai. The ideal candidate will have a strong background in IT and administrative management, with the ability to provide technical support and ensure smooth office operations.About UsAssociate Allied Chemicals India Pvt Ltd...

  • Regulatory Data Associate

    3 weeks ago

    Mumbai, Maharashtra, India IQVIA Full time

    Job DescriptionAs a Regulatory Data Associate at IQVIA, you will be responsible for managing and maintaining accurate and high-quality data within the XeVMPD system.Data Management ResponsibilitiesEnter and update information about medicinal products in accordance with EU regulatory guidelines.Ensure the accuracy and quality of data entered into the...

  • Tax and Regulatory Associate

    3 weeks ago

    Mumbai, Maharashtra, India Treelife Full time

    About the Role:We are seeking a Chartered Accountant with experience in tax and regulatory advisory to join our team at Treelife. As a Tax and Regulatory Associate, you will be responsible for providing tax and regulatory advisory services to clients, including assistance in transaction structuring and conducting desktop research.Key...

  • Regulatory Affairs Associate

    5 months ago

    Goregaon, Mumbai, Maharashtra, India Zivira Labs Private Limited Full time

    _**Regulatory Affairs Associate**_ As regulatory affairs associate you'll be the crucial link between the company, its products and regulatory authorities. You'll combine your knowledge of scientific, legal and business issues to ensure products, which are developed or manufactured, meet the required legislation. **Products include**: - Pharmaceuticals -...

  • Tax and Regulatory Services Associate

    1 week ago

    Mumbai, Maharashtra, India Ananta Resource Management Full time

    Job Title:Tax and Regulatory Services AssociateAt Ananta Resource Management, we are seeking an experienced Tax and Regulatory Services Associate to join our team. In this role, you will be responsible for providing tax and regulatory services to our clients, including direct and indirect tax, transfer pricing, and GST advisory.Key Responsibilities:Provide...

  • Compliance Associate

    5 months ago

    Mumbai, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

  • Associate, Regulatory Controls

    2 months ago

    Mumbai, Maharashtra, India BlackRock Investments Full time

    **Associate, Regulatory Controls**: **Location**: **Mumbai, Maharashtra** Category: **Project Management** Job Requisition #**:R245563** Date posted**:Sep. 20, 2024

  • Associate Regulatory Specialist

    2 months ago

    Mumbai, India Lifelancer Full time

    About the job As Associate regulatory specialist handles key regulatory activities like Raw Material Data Management compliance workflows change management to ensure regulatory compliance for Diversey products. The person will be reporting to the Manager Regulatory Affairs. As a Regulatory Expert Perform raw material compliance Reviewing and evaluating the...

  • Associate Regulatory Specialist

    1 month ago

    mumbai, India Lifelancer Full time

    About the job As Associate regulatory specialist handles key regulatory activities like Raw Material Data Management compliance workflows change management to ensure regulatory compliance for Diversey products. The person will be reporting to the Manager Regulatory Affairs. As a Regulatory Expert Perform raw material compliance Reviewing and evaluating the...