Transaction Surveillance

3 weeks ago

Bengaluru, India Deutsche Bank Full time

**Transaction Surveillance**:
**Job ID**:R0298801**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2023-11-13**Location**:Bangalore**Position Overview**:
**Job Title
- **Regulatory Filtering Analyst**

**Location
- Bangalore**

**Role Description**

The Regulatory Operations Analyst, in partnership with stakeholders, is accountable for defining and implementing procedures which provide regulatory operations services for various divisions of the bank and its group entities. Key responsibilities are to work with the bank’s regulatory team to translate regulation into operational processes/procedures assisted with the required development to the bank’s information technology infrastructure; many of the processes are time critical due to regulator stipulated timelines and other deadlines so ensuring completeness is essential.

The Regulatory Operations Analyst may have responsibilities in relation to trade surveillance across all of the bank's five asset classes and contribute to vendor governance and management. Transformation and innovation is a main function when translating regulator requests into system ready changes. They are required to undertake analysis, documentation, testing and some project management skills - all with the focus on risk mitigation, while adhering to local, regional, global compliance policies and external regulatory requirements applicable to the bank.

**What we’ll offer you**

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
- Best in class leave policy
- Gender neutral parental leaves
- 100% reimbursement under childcare assistance benefit (gender neutral)
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above

**Your key responsibilities**
- Support the RTB team lead in protecting DB from legal, regulatory and reputational risk with regard to business involving sanctioned entities and / or countries.
- Ensure diligent review and confirmation of transactions that require escalation to a Level 2 investigator and decide on these in full compliance with the applicable Sanctions regulations and the bank’s policies and procedures.
- Execute internal control checks as defined in the KOP documentation and Embargo control framework documents governed by AFC Sanction & Embargo.
- Support any applicable reporting obligations to the competent authorities with respect to transaction handling.
- Convert timely the update of the relevant embargo lists in respective filtering systems - implement the data to central and decentralized tools in GT and Operations.
- Support CoC Regulatory Filtering team on the adoption of new clients

**Your Key Accountabilities**

RTB focus
- Primarily review stopped messages and take a decision on them (either pass or investigate), based on limited set of rules provided and maintained by AFC.
- Record rationale for decision from pre-defined set of options.
- Seek feedback from more senior investigators/reviewers, where their decisions fail the four-eye control.
- Provide support feedback loop and filter optimization by identifying repeat mismatches to propose Good Guys.
- Use user access privileges only for authorised purposes; actively safeguard sensitive and confidential information.

CTB focus
- Supports TSMO / AFC related change projects
- Supports remediation actions owned by TSMO / AFC

Training & Development
- Participate Trainings such as on HotScan, Sanctions policies, L1 procedures, specific payment types, including structure / form of messages.

**Your skills and experience**
- Sanctions and Regulatory Filtering
- SWIFT Message Format and Fields
- SWIFT Payment Flow
- SEPA Message Structure and Payment Flow
- MS Office (MS Excel, Word and Outlook)
- Proficient in e mail communication
- Good communication skills (Written & Verbal)
- Ability to support rotational shifts
- Ready to support on weekends

**How we’ll support you**
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs

**About us and our teams**

Please visit our company website for further information:
Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.

Visit Inside Deutsche Bank to discover more about the culture of Deutsche Bank including Diversity, Equity &

  • Transaction Surveillance

    4 weeks ago

    Bengaluru, India Deutsche Bank Full time

    **Transaction Surveillance**: **Job ID**:R0308683**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2023-12-01**Location**:Bangalore**Position Overview**: **Job Title: Regulatory Filtering Analyst** **Location: Bangalore** **Role Description** Deutsche Bank (DB) Group and its staff are committed to compliance with all applicable laws and...

  • Transaction Surveillance

    1 month ago

    Bengaluru, India Deutsche Bank Full time

    **Job Title - Transaction Surveillance** **Location - Bangalore** **Role Description** The Payments Processing Operator is responsible for the accurate and timely processing of all types of payments including processing of physical cash/valuables, as well as the handling of cash related investigations. This includes the processing of time-critical,...

  • Transaction Surveillance

    1 month ago

    Bengaluru, India Deutsche Bank Full time

    **Job Title - **Regulatory Filtering Analyst **Location - **Bangalore **What we’ll offer you** As part of our flexible scheme, here are just some of the benefits that you’ll enjoy - Best in class leave policy - Gender neutral parental leaves - 100% reimbursement under childcare assistance benefit (gender neutral) - Sponsorship for Industry relevant...

  • Transaction Surveillance

    4 weeks ago

    Bengaluru, India Deutsche Bank Full time

    **Job Title - **Regulatory Filtering Analyst **Location - **Jaipur / Bangalore **Role Description** **What we’ll offer you** As part of our flexible scheme, here are just some of the benefits that you’ll enjoy - Best in class leave policy - Gender neutral parental leaves - 100% reimbursement under childcare assistance benefit (gender neutral) -...

  • Risk Investigator

    4 weeks ago

    Bengaluru, India PhonePe Full time

    About PhonePe Group:  PhonePe is India’s leading digital payments company with 50 crore (500 Million) registered users and 3.7 crore (37 Million) merchants covering over 99% of the postal codes across India. On the back of its leadership in digital payments, PhonePe has expanded into financial services (Insurance, Mutual Funds, Stock Broking, and...

  • Surveillance Lead

    1 month ago

    Bengaluru, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description The External Monitoring Group (EMG) is an independent Level 1 control function performing trading surveillance across the Bank. Located within Financial Crime Risk Compliance Business Control Oversight - (FCRC-BCO), EMG is closely aligned with front office whilst maintaining segregation to perform a review and challenge control –...

  • Ops Efficiency Java FSD

    4 weeks ago

    Bengaluru, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    DescriptionYou will be a key member of the Operational efficiency and Integration squad that is part of the Transaction Surveillance Tribe.Transaction Surveillance is an integral part of payments and Cash Management and has been established as a first line of defence function to build appropriate controls to ensure regulatory compliance. This includes...

  • Ops Efficiency Java FSD

    1 month ago

    Bengaluru, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description You will be a key member of the Operational efficiency and Integration squad that is part of the Transaction Surveillance Tribe. Transaction Surveillance is an integral part of payments and Cash Management and has been established as a first line of defence function to build appropriate controls to ensure regulatory compliance. This...

  • Operations Expert

    4 weeks ago

    Bengaluru, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description The External Monitoring Group (EMG) is an independent Level 1 control function performing trading surveillance across the Bank. Located within Financial Crime Risk Compliance Business Control Oversight - (FCRC-BCO), EMG is closely aligned with front office whilst maintaining segregation to perform a review and challenge control –...

  • External Monitoring Group

    4 weeks ago

    Bengaluru, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description The External Monitoring Group (EMG) is an independent Level 1 control function performing trading surveillance across the Bank. Located within Financial Crime Risk Compliance Business Control Oversight - (FCRC-BCO), EMG is closely aligned with front office whilst maintaining segregation to perform a review and challenge control –...

  • Assoc Dir. CFCC FCSO Coverage

    1 month ago

    Bengaluru, India Standard Chartered Bank Full time

    Role Responsibilities Job Summary This role is a techno-functional expert within a Center of Excellence (COE) team assisting the Head, Conduct & Financial Crimes Compliance (CFCC) Financial Crimes Surveillance and Operations (FCSO) Coverage team in (i) oversight and challenge of Process Owners (primary FCSO stakeholders), and support RFO (Risk...

  • Functional Compliance

    1 month ago

    Bengaluru, Karnataka, India State Street Full time

    Conduct Risk Compliance - Associate 2, Hybrid Work Arrangement Who are we looking for Why this role is important to us The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and...

  • Functional Compliance, Senior Associate

    1 month ago

    Bengaluru, India State Street Full time

    Conduct Risk Compliance – Senior Associate, Hybrid Work Arrangement Who are we looking for Candidate having 1 to 3 years of experience with understanding on Compliance functions, knowledge of financial products and excellent communication skills (Verbal & Written). Analyst will be primarily working with employee trade surveillance team and may...

  • Functional Compliance

    4 weeks ago

    Bengaluru, India State Street Full time

    Conduct Risk Compliance – Associate 2 - Hybrid Work Arrangement Who are we looking for Candidate having 1 to 3 years of experience with understanding on Compliance functions, knowledge of financial products and excellent communication skills (Verbal & Written). Analyst will be primarily working with employee trade surveillance team and may support...

  • Functional Compliance

    2 weeks ago

    Bengaluru, Karnataka, India State Street Full time

    Conduct Risk Compliance – Senior Associate,Hybrid Work Arrangement Who are we looking forCandidate having 1 to 3 years of experience with understanding on Compliance functions, knowledge of financial products and excellent communication skills (Verbal & Written). Analyst will be primarily working with employee trade surveillance team and may support the...

  • Functional Compliance

    4 weeks ago

    Bengaluru, Karnataka, India State Street Full time

    Conduct Risk Compliance – Associate 2 -Hybrid Work Arrangement Who are we looking forCandidate having 1 to 3 years of experience with understanding on Compliance functions, knowledge of financial products and excellent communication skills (Verbal & Written). Analyst will be primarily working with employee trade surveillance team and may support the other...

  • Functional Compliance

    3 weeks ago

    Bengaluru, Karnataka, India State Street Full time

    Conduct Risk Compliance – Associate 2,Hybrid Work Arrangement Who are we looking forCandidate having 1 to 3 years of experience with understanding on Compliance functions, knowledge of financial products and excellent communication skills (Verbal & Written). Analyst will be primarily working with employee trade surveillance team and may support the other...

  • Functional Compliance

    1 week ago

    Bengaluru, Karnataka, India State Street Full time

    Conduct Risk Compliance – Senior Associate,Hybrid Work Arrangement Who are we looking for Candidate having 1 to 3 years of experience with understanding on Compliance functions, knowledge of financial products, and excellent communication skills (Verbal & Written). Analyst will be primarily working with employee trade surveillance team and may support the...

  • Java Actmize Developer

    1 month ago

    Bengaluru, India Tech Mahindra Full time

    We are hiring forJava Actmize DeveloperforBangalore location.Intrested candidate , kindly share resume at Total Exp: 5 years-8 yearsWorking Mode: 5 days Work from officeJob Location-BangaloreJob Description:5-8 years of experience in Banking IT, with a good understanding of the Corporate and Institutional Banking activity.Knowledge of Capital Markets and...

  • Business Execution Associate, Operation Utility

    4 weeks ago

    Bengaluru, India Wells Fargo Full time

    **About Wells Fargo** **Department Overview** Operations streamlines business performance by integrating and transforming delivery on a global scale to consistently provide superior customer experiences and increase shareholder value. Operations drives efficiency and risk mitigation through process simplification, functional consolidation, automation, and...