Transaction Surveillance

1 month ago

Bengaluru, India Deutsche Bank Full time

**Job Title
- **Regulatory Filtering Analyst

**Location
- **Bangalore

**What we’ll offer you**

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
- Best in class leave policy
- Gender neutral parental leaves
- 100% reimbursement under childcare assistance benefit (gender neutral)
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above

**Your key responsibilities**
- Support the RTB team lead in protecting DB from legal, regulatory and reputational risk with regard to business involving sanctioned entities and / or countries.
- Ensure diligent review and confirmation of transactions that require escalation to a Level 2 investigator and decide on these in full compliance with the applicable Sanctions regulations and the bank’s policies and procedures.
- Execute internal control checks as defined in the KOP documentation and Embargo control framework documents governed by AFC Sanction & Embargo.
- Support any applicable reporting obligations to the competent authorities with respect to transaction handling.
- Convert timely the update of the relevant embargo lists in respective filtering systems - implement the data to central and decentralized tools in GT and Operations.
- Support CoC Regulatory Filtering team on the adoption of new clients

**Your Key Accountabilities**

**RTB focus**
- Primarily review stopped messages and take a decision on them (either pass or investigate), based on limited set of rules provided and maintained by AFC.
- Record rationale for decision from pre-defined set of options.
- Seek feedback from more senior investigators/reviewers, where their decisions fail the four-eye control.
- Provide support feedback loop and filter optimization by identifying repeat mismatches to propose Good Guys.
- Use user access privileges only for authorised purposes; actively safeguard sensitive and confidential information.

**CTB focus**
- Supports TSMO / AFC related change projects
- Supports remediation actions owned by TSMO / AFC

**Training & Development**
- Participate Trainings such as on HotScan, Sanctions policies, L1 procedures, specific payment types, including structure / form of messages.

**Your skills and experience**
- Sanctions and Regulatory Filtering
- SWIFT Message Format and Fields
- SWIFT Payment Flow
- SEPA Message Structure and Payment Flow
- MS Office (MS Excel, Word and Outlook)
- Proficient in e mail communication
- Good communication skills (Written & Verbal)
- Ability to support rotational shifts
- Ready to support on weekends

**How we’ll support you**
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs

**About us and our teams**

Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.
- Health insurance

  • Transaction Surveillance

    1 month ago

    Bengaluru, India Deutsche Bank Full time

    **Job Title**:Surveillance Operations Strategy & Change - **Operations Expert **(AVP) / India** **Location**: Bangalore / Jaipur **Team**: Deutsche Bank, as one of the biggest Correspondent Banks worldwide, is committed to ensure compliance with all applicable laws and official regulations in its respective jurisdictions. Global Transactions Surveillance...

  • Transaction Surveillance

    1 month ago

    Bengaluru, India Deutsche Bank Full time

    **Transaction Surveillance**: **Job ID**:R0298801**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2023-11-13**Location**:Bangalore**Position Overview**: **Job Title - **Regulatory Filtering Analyst** **Location - Bangalore** **Role Description** The Regulatory Operations Analyst, in partnership with stakeholders, is accountable for...

  • Transaction Surveillance

    1 month ago

    Bengaluru, India Deutsche Bank Full time

    **Job Title - **Regulatory Filtering Analyst **Location - **Bangalore **Role Description** The Regulatory Operations Analyst, in partnership with stakeholders, is accountable for defining and implementing procedures which provide regulatory operations services for various divisions of the bank and its group entities. Key responsibilities are to work with...

  • Transaction Surveillance

    4 weeks ago

    Bengaluru, India Deutsche Bank Full time

    **Transaction Surveillance**: **Job ID**:R0301179**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2023-11-14**Location**:Bangalore**Position Overview**: **Job Title: Regulatory Operations Analyst** **Location: Bangalore** **Role Description** The Operations Lead in GMO NOC India will be the Single Point of Contact in GMO & Audit/Balance...

  • Fraud Surveillance Expert

    1 month ago

    Bengaluru, Karnataka, India CRISIL Full time

    **Fraud Surveillance Expert**: - Design, implement, and manage fraud surveillance systems to detect and prevent fraudulent activities across various channels and products. - Monitor transactional data, account activity, and behavioral patterns to identify suspicious behavior indicative of fraud. - Investigate fraud incidents, conduct root cause analysis,...

  • Transaction Monitoring Expert

    1 month ago

    Bengaluru, Karnataka, India CRISIL Full time

    **Transaction Monitoring Expert**: - Develop, implement, and enhance transaction monitoring systems to detect suspicious activities and market abuses. - Analyze transaction data patterns to identify potential instances of money laundering and market manipulation. - Investigate alerts generated by surveillance systems and conduct thorough reviews to...

  • Risk Investigator

    1 month ago

    Bengaluru, India PhonePe Full time

    About PhonePe Group:  PhonePe is India’s leading digital payments company with 50 crore (500 Million) registered users and 3.7 crore (37 Million) merchants covering over 99% of the postal codes across India. On the back of its leadership in digital payments, PhonePe has expanded into financial services (Insurance, Mutual Funds, Stock Broking, and...

  • Surveillance Lead

    2 months ago

    Bengaluru, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description The External Monitoring Group (EMG) is an independent Level 1 control function performing trading surveillance across the Bank. Located within Financial Crime Risk Compliance Business Control Oversight - (FCRC-BCO), EMG is closely aligned with front office whilst maintaining segregation to perform a review and challenge control –...

  • Transaction Surveillance

    4 weeks ago

    Bengaluru, India Deutsche Bank Full time

    **Job Title - **Regulatory Operations Analyst, AS **Location - **Bangalore **Role Description** Deutsche Bank is committed to ensure compliance with all applicable laws and official regulations in its respective jurisdictions. Global Sanctions & Embargoes Transformation & Governance Control (Transformation & Control) is a key contributor to protect the...

  • Risk Investigator

    4 weeks ago

    Bengaluru, Karnataka, India PhonePe Full time

    **About PhonePe Group**: PhonePe is India’s leading digital payments company with 50 crore (500 Million) registered users and 3.7 crore (37 Million) merchants covering over 99% of the postal codes across India. On the back of its leadership in digital payments, PhonePe has expanded into financial services (Insurance, Mutual Funds, Stock Broking, and...

  • Risk Investigator

    1 month ago

    Bengaluru, Karnataka, India PhonePe Full time

    **About PhonePe Group**: PhonePe is India’s leading digital payments company with 50 crore (500 Million) registered users and 3.7 crore (37 Million) merchants covering over 99% of the postal codes across India. On the back of its leadership in digital payments, PhonePe has expanded into financial services (Insurance, Mutual Funds, Stock Broking, and...

  • Ops Efficiency Java Fsd

    4 weeks ago

    Bengaluru, Karnataka, India Deutsche Bank Full time

    **Ops Efficiency Java FSD**: **Job ID**:R0319351**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-04-02**Location**:Bangalore**Position Overview**: **Job Title - **Engineer - Surveillance**:Ops Efficiency and Integration** **Location - Bangalore** **Role Description** You will be a key member of the Operational efficiency and...

  • Expert- (H/F)/x

    4 weeks ago

    Bengaluru, Karnataka, India Société Générale Full time

    **Responsibilities**: **Operational Management** Primary: - Develop team programs that support the organization’s business strategy - Ensure financial compliance with Organization’s policies and procedures and applicable legal rules and banking regulations - Identifies and recommends potential solutions that monitor, detect or prevent money laundering...

  • Ops Efficiency Java FSD

    1 month ago

    Bengaluru, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    DescriptionYou will be a key member of the Operational efficiency and Integration squad that is part of the Transaction Surveillance Tribe.Transaction Surveillance is an integral part of payments and Cash Management and has been established as a first line of defence function to build appropriate controls to ensure regulatory compliance. This includes...

  • Ops Efficiency Java FSD

    2 months ago

    Bengaluru, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description You will be a key member of the Operational efficiency and Integration squad that is part of the Transaction Surveillance Tribe. Transaction Surveillance is an integral part of payments and Cash Management and has been established as a first line of defence function to build appropriate controls to ensure regulatory compliance. This...

  • Operations Expert

    1 month ago

    Bengaluru, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description The External Monitoring Group (EMG) is an independent Level 1 control function performing trading surveillance across the Bank. Located within Financial Crime Risk Compliance Business Control Oversight - (FCRC-BCO), EMG is closely aligned with front office whilst maintaining segregation to perform a review and challenge control –...

  • External Monitoring Group

    1 month ago

    Bengaluru, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description The External Monitoring Group (EMG) is an independent Level 1 control function performing trading surveillance across the Bank. Located within Financial Crime Risk Compliance Business Control Oversight - (FCRC-BCO), EMG is closely aligned with front office whilst maintaining segregation to perform a review and challenge control –...

  • Forensic Inv

    2 days ago

    Bengaluru, India KPMG India Full time

    About KPMG in India KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in...

  • Functional Compliance

    5 days ago

    Bengaluru, Karnataka, India State Street Full time

    Conduct Risk Compliance Associate - Hybrid Work Arrangement Who we are searching for We are looking for a candidate with 0 to 1 year of experience and good communication skills (Verbal &Written). The analyst will primarily work with the employee trade surveillance team and may also support other conduct risk teams including Conflicts of Interest. A hybrid...

  • Functional Compliance

    1 month ago

    Bengaluru, Karnataka, India State Street Full time

    Conduct Risk Compliance - Associate 2 - Hybrid Work Arrangement Who are we looking for Why this role is important to us The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and...