Investment Risk compliance financial Services

We are seeking a Company Secretary and/or LLB (15-20 years of experience) as our Head of Compliance who is looking forward to an extremely intense and challenging role in our asset management platform. An ideal candidate would be someone who has held senior position in a similar profile in the asset management / large NBFC / financial services space. ...

MAIN RESPONSIBILITIES Independently identify, assess, measure, supervise, mitigate and report on investment risk (market, credit, liquidity and counterparty risk) as it relates to the funds and where issues arise bring to the attention of portfolio managers, first line risk managers and risk committees. Provide ongoing (daily / monthly / quarterly)...

MAIN RESPONSIBILITIES Independently identify, assess, measure, supervise, mitigate and report on investment risk (market, credit, liquidity and counterparty risk) as it relates to the funds and where issues arise bring to the attention of portfolio managers, first line risk managers and risk committees. Provide ongoing (daily / monthly / quarterly)...

Job listing Job details **Job Information**: Work Experience - 2 - 4 yearsSkillset - Compliance SMELocation - MumbaiEducation Criteria - LLBIndustry - Financial ServicesVertical - LegalDomain - Domestic ComplianceSub-Domain - Compliance Managed ServicesCity - Goregaon EastState/Province - MaharashtraCountry - IndiaZip/Postal Code - 400063We are a leading...

India - Compliance - Group Functions **Job Reference #** - 273168BR **City** - Mumbai **Job Type** - Full Time **Your role** - Are you someone who likes to work in a fast-paced environment? Are you looking for a Compliance & Operational Risk Control (C&ORC) position that will give you exposure to the different business divisions of a major investment...

Job Responsibilities:- Customer Acquisition Minimum of 1 Cr. - 5 Cr and above investable surplus- Financial Planning (FP) and Portfolio Services- Execution of transactions post FP and on periodical basis- Manage Private Wealth, PMS and AIF fund related queries- Ensure delivery of various MIS reports as per requirements- To develop short term and long term...

Job Summary: As the Legal Head of our NBFC (Non-Banking Financial Company), you will be responsible for providing strategic legal guidance, managing legal affairs, and ensuring compliance with regulatory requirements. You will lead the legal function, oversee a team of legal professionals, and play a key role in protecting the company's interests while...

Only Candidates who are qualified LLB and CS apply Only Candidates based out of Mumbai or willing to relocate apply About Our Client Our client is one of India's most esteemed and diversified financial services firms with decades of experience in equity investing Job Description Role and Responsibilities: SEBI reporting for AIFs...

Job listing Job details **Job Information**: Work Experience - 2 - 4 years**Required Skills**: - Financial Compliance Location - MumbaiEducation Criteria - LLBIndustry - Financial ServicesVertical - LegalDomain - Domestic ComplianceSub-Domain - Compliance Managed ServicesCity - Goregaon EastState/Province - MaharashtraCountry - IndiaZip/Postal Code -...

JOB DESCRIPTIONJob PurposeThe Fund Manager/ Principal Officer will be responsible for managing and overseeing the investment portfolios under the Portfolio Management Services (PMS) space. The primary goal is to make informed investment decisions to achieve optimal returns for our clients, while adhering to the regulatory framework set by SEBI (Securities...

Position TitleCOOSBUPublic AltsLocationMumbaiOrganizational RelationshipsPosition reporting toPresident Public AltsJob PurposeThe Chief Operating Officer (COO) will oversee the operational functionality and efficiency of the Public ATLS Division, encompassing Alternative Investment Funds (AIFs) and Portfolio Management Services (PMS). The role demands a...

JOB DESCRIPTIONJob PurposeThe Fund Manager/ Principal Officer will be responsible for managing and overseeing the investment portfolios under the Portfolio Management Services (PMS) space. The primary goal is to make informed investment decisions to achieve optimal returns for our clients, while adhering to the regulatory framework set by SEBI (Securities...

JOB DESCRIPTIONJob PurposeThe Fund Manager/ Principal Officer will be responsible for managing and overseeing the investment portfolios under the Portfolio Management Services (PMS) space. The primary goal is to make informed investment decisions to achieve optimal returns for our clients, while adhering to the regulatory framework set by SEBI (Securities...

JOB DESCRIPTION Job Purpose The Fund Manager/ Principal Officer will be responsible for managing and overseeing the investment portfolios under the Portfolio Management Services (PMS) space. The primary goal is to make informed investment decisions to achieve optimal returns for our clients, while adhering to the regulatory framework set by SEBI...

Duties and Responsibilities Our company is searching for a motivated and experienced Investment Risk Officer to ensure that our investment processes and allied transactions follow all relevant regulatory and internal guidelines. Your duties will include reviewing the existing framework, mapping it against the regulatory guidelines and best industry...

As an Investment Risk & Analytics - Senior Associate within the Wealth Management (WM) Investment Risk & Analytics (IR&A) team, you will be responsible for the risk oversight of the Managed Strategies across the WM’s Private Bank and Consumer Bank businesses. You will partner with senior members of our team to oversee business activities related to...

As an Investment Risk & Analytics - Senior Associate within the Wealth Management (WM) Investment Risk & Analytics (IR&A) team, you will be responsible for the risk oversight of the Managed Strategies across the WM’s Private Bank and Consumer Bank businesses. You will partner with senior members of our team to oversee business activities related to...

FINANCIAL RISK MANAGER - LIFE INSURANCE To Pro-actively provide oversight of aggregated risk profile, monitor risk exposure against appetite, identify trends, material changes in risk profile and emerging risks. To perform financial risk reviews for Market Risk (Equity and Interest Rate), Liquidity risk, Credit risk etc. To control Investment Risks by...

Position TitleCOOSBUPublic AltsLocationMumbaiOrganizational RelationshipsPosition reporting toPresident Public AltsJob PurposeThe Chief Operating Officer (COO) will oversee the operational functionality and efficiency of the Public ATLS Division, encompassing Alternative Investment Funds (AIFs) and Portfolio Management Services (PMS). The role demands a...

A leading Financial Services company providing solutions in asset management, investment banking and wealth management is looking to engage a professional (via Counselect) for 6 months for its team based in Mumbai. The professional should have 4-6 years of experience in:- Equity Capital Markets required, in addition, any of the 2 businesses as set out...