Compliance Executive
3 weeks ago
Job Specification
- Should have cleared CS Executive Certificate (Module1 & Module 2) or CS Professional
- Knowledge about Share and Stock Market will be an added advantage.
- Timely submission of various forms, reports and other documents to Exchanges/Depositories.
- Ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time.
- Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc.
- Updating company forms and internal documents in line with applicable stock broking / DP guidelines.
- Any other compliance matters as assigned from time to time.
Schedule:
- Morning shift
Ability to commute/relocate:
- Kolkata, West Bengal: Reliably commute or planning to relocate before starting work (required)
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