Compliance Executive

2 months ago


Kolkata West Bengal, India Eureka Stock & Share Broking Services Ltd. Full time

Job Specification
- Fresher (LLB)

Job Description
- Submission of various forms, reports and other documents to Exchanges/Depositories

Ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time

Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc.

Updating company forms and internal documents in line with applicable stock broking / DP guidelines

Other compliance matters as assigned from time to time.

Schedule:

- Morning shift


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