Compliance Intern

**Hiring for Compliance Executive in Portfolio Management Services industry** **Job Title - Compliance Executive** **Location - Satellite Road Ahmedabad** **Key Responsibilities**: 1. **Regulatory Compliance**: - Monitor and ensure compliance with SEBI regulations and guidelines applicable to PMS. - Assist in the preparation and submission of necessary...

Title - Compliance Officer Experience - 3 - 5 Years Location - Ahmedabad, Gift City Education - Intern CA Prepare and review regulatory/submission under SEBI/RBI/SEZ/IFSC regulations at Gift City - Ensure compliance with internal and external regulations/policies with businesses at GIFT City - Review marketing initiatives and establish compliance...

**Job Summary**: **Key Responsibilities**: - Monitor and ensure compliance with SEBI regulations, RBI guidelines, and other applicable laws governing AIFs. - Develop, implement, and update compliance policies and procedures to reflect regulatory changes and industry best practices. - Conduct regular compliance risk assessments and internal audits to...

**Job Description: Compliance & Operations Manager - GIFT City** We are seeking a highly skilled Compliance & Operations Manager to oversee regulatory submissions and ensure strict compliance with SEBI, RBI, SEZ, and IFSC regulations at GIFT City. This role requires proactive management of both internal and external compliance policies while supporting the...

Support the Compliance Team with day-to-day tasks. - Help in formation of Policies and assess compliance with laws. - Work with different teams to update compliance policies. - Stay updated on laws and industry trends for compliance. - Assist in creating and giving compliance training to staff. - Aid in investigating compliance issues and suggesting fixes. -...

**Job Title**: Compliance Officer **Location**: Ahmedabad, Gujarat **Salary**: Up to 35k per month **Work Experience**: Minimum 1 year **Key Responsibility**: - Ensuring adherence to regulatory requirements set forth by **NSE and BSE.**: - Conducting **regular audits and reviews **to identify compliance issues. - Developing and implementing compliance...

**Responsibilities**: **1. Regulatory Compliance**: Ensure compliance with SEBI regulations, circulars, and guidelines pertaining to portfolio management services. Stay updated on regulatory changes and communicate implications to relevant stakeholders. **2. Internal Policies**: Develop and implement internal compliance policies and procedures in...

We are seeking to employ proactive, innovative, forward-thinking staff that go above and beyond to join us and improve upon the service we offer. What is a compliance officer? “A compliance officer is **an individual who ensures that a company complies with its outside regulatory and legal requirements as well as internal policies and bylaws**....

Compliance Officer - Banking Experience **1. Regulatory and other authority liaison**: - Keep business updated with most recent regulatory changes defined by RBI guidelines. - Managing regulators' visits, audits, and inspections including RBI, Credit Reporting agencies, and other regulatory body. - Manage implementation of new regulatory initiatives...

**Job Title - Company Secretary** **Location - Ahmedabad Satellite Road** **Budget - Up to 9 Lacs** **Qualifications**: **-Qualified Company Secretary (CS) with a valid membership from the Institute of Company Secretaries of India (ICSI).** **Overview**: As the Company Secretary, you will be responsible for ensuring adherence to regulatory requirements...

**1. Regulatory and other authority liaison**: - Keep business updated with most recent regulatory changes defined by RBI guidelines. - Managing regulators' visits, audits, and inspections including RBI, Credit Reporting agencies, and other regulatory body. - Manage implementation of new regulatory initiatives pertaining to compliance and communicate...

Prepare and review regulatory/submission under SEBI/RBI/SEZ/IFSC regulations at Gift City - Ensure compliance with internal and external regulations/policies with businesses at GIFT City - Review marketing initiatives and establish compliance controls, investment restrictions for alternate businesses at Gift City - Monitor personal dealing policy...

**Responsibilities**: - Support the Compliance Team with day-to-day tasks. - Help in formation of Policies and assess compliance with laws. - Work with different teams to update compliance policies. - Stay updated on laws and industry trends for compliance. - Assist in creating and giving compliance training to staff. - Aid in investigating compliance...

Responsibilities: - Support the Compliance Team with day-to-day tasks. - Help in formation of Policies and assess compliance with laws. - Work with different teams to update compliance policies. - Stay updated on laws and industry trends for compliance. - Assist in creating and giving compliance training to staff. - Aid in investigating compliance issues...

Develop, review, and update comprehensive compliance policies and procedures to ensure alignment with regulatory requirements and industry best practices. - Conduct thorough research and analysis of relevant laws, regulations, guidelines, and industry standards applicable to NBFCs, and incorporate findings into policy development. - Collaborate with internal...

**Key Responsibilities**: - Monitor day-to-day compliance with stock exchanges and depositories. - Respond to surveillance notices, show cause notices, and adjudicating orders from SEBI, BSE, NSE, MCX, and CDSL. - Handle SEBI and stock exchange inspections. - Coordinate with internal departments to ensure timely submission of data to regulatory bodies. -...

**Job description** We are seeking a highly skilled and experienced Executive - IT / GST Compliances. The primary responsibility of this role is to oversee and conduct compliance-related work for our clients, ensuring accuracy, timeliness, and adherence to regulatory requirements. **Responsibilities**: - Supervise and coordinate compliance-related...

**Designation - Internal Auditor** **Exp - min. 2yrs as internal auditor after CA completion** **Qualification **Location - Ahmedabad (Gujrat)** Requirement: - We are looking for an internal auditor must audit all financial transactions, important business processes and statutory compliances and design systems for the same. Key Skills - Design Audit...

Designation - Internal Auditor Exp - min. 2yrs as internal auditor after CA completion Qualification Location - Ahmedabad (Gujrat) Requirement: - We are looking for an internal auditor must audit all financial transactions, important business processes and statutory compliances and design systems for the same. Key Skills - Design Audit systems for...

**Key Responsibilities**: - Monitor day-to-day compliance with stock exchanges and depositories. - Respond to surveillance notices, show cause notices, and adjudicating orders from SEBI, BSE, NSE, MCX, and CDSL. - Handle SEBI and stock exchange inspections. - Coordinate with internal departments to ensure timely submission of data to regulatory bodies. -...