Intermediate Representative, Corporate Actions

Corporate Actions - S2Provides support in the execution of mandatory and voluntary corporate action-related custody and accounting processing, processing liability notices, processing and allocating dividend and interest payments, and processing class action suits.Primarily responsible for initiating, processing and maintaining voluntary and mandatory...

Corporate Actions - IC2Responsible for performing mandatory and voluntary corporate action-related custody and accounting processing requirements, such as dividend payments, reorganization/proxy, bond redemption, etc. Also responsible for managing and controlling high levels of risk and liability inherent in the various functions and for reconciliation...

Corporate Actions - IC1Responsible for mandatory and voluntary corporate actions custody functions for all organizational accounts. Receives guidance from more experienced staff. With guidance from more senior staff, responsible for processing basic mandatory and voluntary corporate action events (including the daily interpretation, monitoring, scrubbing and...

Overview Corporate Actions - IC1Responsible for mandatory and voluntary corporate actions custody functions for all organizational accounts. Receives guidance from more experienced staff. With guidance from more senior staff, responsible for processing basic mandatory and voluntary corporate action events (including the daily interpretation, monitoring,...

**Job Title**:NCT - Process Supervisor, Asset Services (Corporate Actions/Income/Fixed income/ Claims/Redemptions/Corporate actions)** **Location: Pune** **Role Description** The process involves input, investigation, and correction where we have discrepancies related to accrual processing, Record Date balancing and Payment's processing to institutional...

Performs standard research and analyses to produce financial data for use in short-term and strategic planning and reporting. May assist less experienced staff with completion of assigned activities. Deciphers moderately complex financial information in support of an assigned line of business, corporate function or region and processes client...

**Job Title: NCT - Analyst, Asset Services (Corporate Actions & Income)** **Location: Pune** **Role Description** The process involves input, investigation, and correction where we have discrepancies related to accrual processing, Record Date balancing and Payments processing to institutional counterparties on traded stock positions, stock lending...

Overview Performs standard research and analyses to produce financial data for use in short-term and strategic planning and reporting. May assist less experienced staff with completion of assigned activities. Deciphers moderately complex financial information in support of an assigned line of business, corporate function or region and processes client...

Reconciliation - S3Performs daily reconciliations, deciphering moderately complex exceptions between systems, clients, institutions, etc. for securities, cash and/or derivatives. Processes client accounts.Deciphers moderately complex exceptions, performing root-cause analysis. Enters reconciliation data and ensures proper aging. Assists more junior level...

**Job Title: NCT - Analyst, Asset Services (Announcements)** **Location: Pune** **Role Description** The process involves capturing events from exchanges, SWIFT and other valid sources. Analysing them and setting up event in the system. Handing queries on back of event announced. All corporate action event types are managed in the process for all...

Client Onboarding/Transitions/Conversions - S3Supports more complex client onboarding/transition/conversion projects through a diverse set of operational activities. Responsible for set-up of new clients and maintenance of existing clients on various systems. Provides solutions to problems in situations that are atypical or occur infrequently based on...

Tax Reporting and Compliance - S3Provides operational support for the preparation and maintenance of tax records, returns, and reports for internal and/or external clients.Supports the coordination of tax-related regulatory filings. Gathers required data elements, as needed, for various regulatory filings. Provides status updates on progress of data...

Fund Administration - S3Supports operational fund administration activities for funds with more intricate portfolio assets including processing transactions, tracking data, and compliance monitoring.Coordinates fund administration activities with internal partners.Assists with conducting fund expense budgeting. May make simple to moderately complex general...

Overview Reconciliation - S3Performs daily reconciliations, deciphering moderately complex exceptions between systems, clients, institutions, etc. for securities, cash and/or derivatives. Processes client accounts.Deciphers moderately complex exceptions, performing root-cause analysis. Enters reconciliation data and ensures proper aging. Assists more junior...

Overview Provides support for the completion of accounting activities for a legal entity, line of business, country, region or accounting process. Supports research and analyses related to financial performance and financial accounting issues.Collects data and other information required for the completion of accounting activities. Gathers required data...

AML/KYC/Prevention - S3Prepares basic and more detailed risk profiles for moderately complex clients and conducts periodic reviews of client profiles for renewal. Gathers information from independent research, online tools or directly from the relationship manager in order to populate risk profiles for new or existing clients. Performs due diligence to...

Overview Client Reporting, Performance - S3Assists in collecting client portfolio performance data and may assist in the creation of reports using the collected data. Acts as an escalation point for clients after they have engaged with lower level support staff.Produces more complicated data sets for examination by Client Reporting and Performance...

Middle Office - S2Under mínimal supervision, provides accounting and trading support activities for funds of moderate complexity. Performs reviews of moderately complex documents processed from across the Bank to confirm compliance with established processes and procedures. Under mínimal supervision, performs moderately complex functions supporting...

Client Processing - S4Applies expertise and judgement in providing quality, and occasionally complex client service and support to internal and external clients on a daily basis, including phone interaction, problem resolution, transaction processing (i.e., STP, manual), reconciliations and accounting services, and updates to client accounts in a timely...

Client Processing - S4Applies expertise and judgement in providing quality, and occasionally complex client service and support to internal and external clients on a daily basis, including phone interaction, problem resolution, transaction processing (i.e., STP, manual), reconciliations and accounting services, and updates to client accounts in a timely...