Avp Controls Assurance, Global Risk and Compliance

2 months ago

Bengaluru, India HSBC Full time

-Job description

**Business**:Risk and Compliance Assurance Services**

**Role Title: AVP Controls Assurance, Global Risk and Compliance Assurance Services**

**Global Career Band: 5**

**Location (Country/city)
- Bangalore, Hyderabad and Gurgaon**

**The Opportunity**:

- The Group requires independent second line assurance of the management of material risks and controls across HSBC’s non-financial and financial risk taxonomies. The Risk and Compliance Assurance Services (RCAS) function provides a significant proportion of this assurance.
- Via its industry-leading centres of excellence, RCAS delivers innovative assurance solutions for and on behalf of HSBC’s Risk Stewards and peer assurance teams.
- Controls Assurance (CA) reports into RCAS, and is responsible for managing the assurance of key controls of critical business processes and specified non-financial and financial risks across the Group. This is achieved by building out a centralised offshore capability that will deliver agile, insightful and cost-efficient assurance. CA also provide a resource augmentation service to other assurance teams within the Bank, becoming a vehicle to effectively manage assurance costs and resources as a whole. Also, CA work hand-in-hand with the RCAS Automation and Analytics team to develop, test and deploy their Continuous Assurance objectives.
- Specifically, CA has a mandate to provide the following key assurance services across the Financial Crime, Regulatory Compliance, Resilience Risk, Models, Credit and Market Risk taxonomies within all HSBC territories and divisions:

- Process-led assurance - assuring the design, operation, recording and monitoring of key controls and expected risk management outcomes within agreed critical business services across the Group
- Risk-based cyclical assurance - assuring the above for specific risk taxonomies within agreed risk-based assurance cycles
- Entity Control assurance - assuring the design, operation, recording and monitoring of key controls designated by entity-level reporting frameworks across the Group (e.g. SOX, ELCs)
- Resource augmentation - Temporary providing staff to non-RCAS assurance teams to support their assurance
- CA is principally comprised of Control Testing Utilities (CTUs) executing this assurance work. These CTUs are principally based in Global Service Centres within India, China and Poland, and are staffed with assurance specialists with expertise across the range of risks being covered.
- This role will report into the CTU (Bangalore) and will be responsible for supporting AVPs/VPs in delivering assessments of key control activities, in accordance with CA procedures and the assessment plan.
- The role holder will be required to support CA’s assurance reviews across these risk taxonomies. At a high level, working within a purpose built assurance team on a given assurance review, the role holder will be responsible for:

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