Investment Guidelines associate
5 months ago
**JOB DESCRIPTION**
**_
Job Responsibilities:_**
**_ Coding_**
- New account coding, reviews & revisions including on-boarding activities.
- Review new data analytics and update compliance platforms
- Understand and setup rules as per ratings agencies
- Identification of coding issues.
- Maintenance of Legal & Compliance approved & restricted lists.
- Counterparty maintenance.
- Work on Rule coding standardization across supported regions.
- Perform periodic reviews of account coding to ensure accuracy & consistency.
**_Monitoring_**
- Post-trade violation investigation & resolution
- Classification of Active v/s Passive breach
- Assistance with Client certifications/ attestations.
- Additional review of regulatory breaches around UCITS and 1940 ACT regulations
- Classification of Fund Portfolio investments
- Manual test execution as per defined periodicity.
- Perform Annual account review
- Coordinating with Portfolio managers and Investment specialists for fund breaches
**Required Qualification, skills and Capabailities**
- 2-5 years of work experience of Portfolio Guidelines Coding/ Monitoring.
- Professional level understanding of 1940 Act, UCITS Regulations or ERISA will be added advantage.
**ABOUT US**
JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as any mental health or physical disability needs.
**ABOUT THE TEAM**
J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.
-
Investment Guidelines associate
6 months ago
Varthur, Bengaluru, Karnataka, India JPMorgan Chase & Co Full time**JOB DESCRIPTION** Portfolio Compliance: Coding & Monitoring, Trade Surveillance, Alert Management. AM Guidelines team supports portfolio managers by updating Investment management mandates on Compliance platforms and monitoring alerts for Institutional client guidelines. Coding involves setting up client & compliance regulations in systems to enable...
-
Bengaluru, Karnataka, India Goldman Sachs Full timeInvestment Guidelines RoleAt Goldman Sachs, we are seeking a highly skilled Investment Guidelines Associate to join our Asset and Wealth Management Operations team. As an Investment Guidelines Associate, you will play a critical role in ensuring the firm's compliance with client and regulatory guidelines.Key ResponsibilitiesPerform daily portfolio and...
-
Bengaluru, Karnataka, India Goldman Sachs Full timeInvestment Guidelines Role OverviewWe are seeking a skilled Investment Guidelines Associate to join our Asset & Wealth Management team at Goldman Sachs. In this role, you will be responsible for performing daily surveillance on business strategies to ensure compliance with client and regulatory guidelines.Key ResponsibilitiesPerform daily portfolio and...
-
Am Operations
5 months ago
Varthur, Bengaluru, Karnataka, India JPMorgan Chase & Co Full time**JOB DESCRIPTION** Guidelines team supports portfolio managers by updating Investment management mandates on Compliance platforms and monitoring alerts for Institutional client guidelines. Coding involves setting up client & compliance regulations in systems to enable effective monitoring of guidelines. Monitoring requires managing the alerts, breaches...
-
Bengaluru, Karnataka, India Goldman Sachs Full timeJob DescriptionOverviewAt Goldman Sachs, we seek an Investment Guidelines Associate to join our Asset and Wealth Management Operations team. As a key member of this team, you will play a crucial role in ensuring the firm's investment guidelines are met, and regulatory requirements are fulfilled.ResponsibilitiesPerform daily portfolio and trading surveillance...
-
Bengaluru, India Goldman Sachs Full timeASSET AND WEALTH MANAGEMENT Bringing together traditional and alternative investments, we provide clients around the world with a dedicated partnership and focus on long-term performance. As the firm’s primary investment area, we provide investment and advisory services for some of the world’s leading pension plans, sovereign wealth funds,...
-
Bengaluru, Karnataka, India Goldman Sachs Full timeAbout Us">At Goldman Sachs, we are a leading global investment banking, securities and investment management firm. Founded in 1869, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow.">Our Culture">We believe who you are makes you better at what you do. We're committed to fostering and advancing...
-
Guidelines- Coding and Monitoring- Associate
3 weeks ago
Varthur, Bengaluru, Karnataka, India JPMorganChase Full time**JOB DESCRIPTION** The guidelines team supports portfolio managers by updating Investment management mandates on Compliance platforms As a Business Analysis and Reporting Associate in the Guidelines team you would perform account coding, compliance updates, and rule establishment while maintaining legal lists and managing counterparty maintenance....
-
Associate - Investments
6 months ago
Bengaluru, India Emprego IN Full time**ABOUT OMIDYAR NETWORK INDIA**: Omidyar Network India (ONI) is an investment firm focussed on social impact. We invest in bold entrepreneurs who help create a meaningful life for every Indian. We work with entrepreneurs in the private, non-profit and public sectors, who are tackling India’s hardest and most chronic problems. We invest in startups and...
-
Investment Associate
2 months ago
HSR Layout, Bengaluru, Karnataka, India Marwari Catalysts Full time**About Us**: Marwari Catalysts is a dynamic startup accelerator that fosters entrepreneurial growth by providing innovative solutions and resources. We are looking for a motivated Investment Associate to join our team and manage Investment efforts for investments and collaborations. **Key Responsibilities**: - Identify and engage potential investors,...
-
Associate - Investments
6 months ago
Bengaluru, India Emprego IN Full time**ABOUT OMIDYAR NETWORK INDIA**: Omidyar Network India invests in bold entrepreneurs who help create a meaningful life for every Indian, especially the hundreds of millions of Indians in low-income and lower-middle-income populations, ranging from the poorest among us to the existing middle class. To drive empowerment and impact at scale, we work with...
-
Bengaluru, India Acuity Knowledge Partners Full timeAbout the job:Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts,...
-
Bengaluru, India Acuity Knowledge Partners Full timeAbout the job:Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts,...
-
Bengaluru, India Acuity Knowledge Partners Full timeAbout the job: Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts,...
-
Investment Compliance Specialist
4 weeks ago
Bengaluru, Karnataka, India State Street Full timeAbout the Role:We are seeking a highly skilled Compliance Associate to join our team at State Street. As a Compliance Associate, you will be responsible for providing end-to-end support to investment company clients and their Compliance teams by sharing meaningful insights about the funds' ability to comply with SEC requirements and investment guidelines...
-
Investment Banking Research Associate
1 week ago
Bengaluru, Karnataka, India Evalueserve India Full timeAbout the RoleWe are seeking a highly skilled Investment Banking Research Associate to join our team at Evalueserve India. As a key member of our global investment research organization, you will be responsible for providing high-quality research support to top-rated investment banks and leading asset managers.Key ResponsibilitiesSupport a bulge bracket...
-
Associate Investment Writer
3 weeks ago
Bengaluru, Karnataka, India Northern Trust Corporation Full timeAbout Northern TrustNorthern Trust is a globally recognized financial institution with a long history of providing innovative financial services and guidance to individuals, families, and institutions.The company is committed to serving the world's most sophisticated clients using leading technology and exceptional service.Investment Writing & ReportingOur...
-
Investment Compliance- Associate 2
4 months ago
Bengaluru, India State Street Full timeWho we are looking for: Looking for compliance professional who understand and can provide end-to-end support to investment company (Mutual Fund) clients & their Compliance teams by sharing, primarily, meaningful insights about the funds ability to comply with (i) SEC (Securities and Exchange Commission) requirements and (ii) investment guidelines stated...
-
Institutional Investment Services
3 months ago
Bengaluru, Karnataka, India State Street Corporation Full timeInstitutional Investment Services - Associate Job Responsibilities: Perform assigned daily operations and processes including, but not limited to: - Perform customized client activities and ad-hoc client requests as appropriate and in conjunction with BU Client Service. - Account Administration including account openings, billing set up, tax reclaims/tax...
-
Associate - Investment Sales
5 months ago
Bengaluru, India BHIVE Workspace Full timeBHIVE Alts - Bengaluru - Referral Category: Category 4 - 2+ Years - Graduate / MBA - **Role**: Associate - Investment Sales **Experience Range**: 2+ Years of prior experience, preferably in Real estate and Finance **Qualification**:Graduate / MBA **Interview Process**:Applicant questionnaire > Assessment > Face to Face Rounds > HR Round **About the...