Current jobs related to Asset & Wealth Management Operations - Investment Guidelines - Associate - Bengaluru - Bengaluru, Karnataka - Goldman Sachs


  • Bengaluru, Karnataka, India Spark Private Wealth Full time

    About Spark Private WealthWe are a mid-market financial services franchise that offers investment banking, asset management and private wealth management solutions. Our team consists of experienced professionals who provide innovative financial services to our clients. As a Private Wealth Specialist at Spark Private Wealth, you will play a key role in...


  • Bengaluru, Karnataka, India Spark Private Wealth Full time

    Are you a highly motivated and results-driven professional looking to join a dynamic team at Spark Private Wealth? As a Financial Services Specialist, you will play a key role in driving growth and delivering exceptional client experiences.With a strong focus on investment banking, asset management, and private wealth management, we offer a comprehensive...


  • Bengaluru, Karnataka, India Spark Private Wealth Full time

    Join Spark Private Wealth as a Private Wealth Management Executive and leverage your expertise to drive growth in our mid-market financial services franchise. With two decades of experience, we offer a unique blend of investment banking, asset management, and private wealth management solutions.Our company is built on the principles of objectivity,...


  • Bengaluru, Karnataka, India Spark Private Wealth Full time

    We are seeking a talented Private Wealth Manager to join our team at Spark Private Wealth. In this role, you will be responsible for maintaining constant coverage of materials pertaining to the industry knowledge base, trends, and developments for the team. You will also assist in writing research notes with your findings, thesis, and circulate them with a...


  • Bengaluru, Karnataka, India Spark Private Wealth Full time

    About Spark Capital GroupSpark Capital Group is a well-established mid-market financial services franchise, offering investment banking, asset management and private wealth management solutions. We cater to entrepreneurs, corporates, business groups, family offices, and high net worth individuals.Our approach is centered around knowledge and research,...


  • Bengaluru, Karnataka, India Livelong Wealth Full time

    Livelong Wealth: Empowering Financial SuccessLivelong Wealth is a renowned financial services company based in Bengaluru. Our mission is to equip individuals with the knowledge and tools required for successful navigation of the financial markets.Salary and BenefitsWe offer an attractive salary package of up to 3.6LPA, including a variable component of 3LPA,...


  • Bengaluru, Karnataka, India Anand Rathi Wealth Limited Full time

    Company OverviewAnand Rathi Wealth Limited is a renowned financial services firm dedicated to providing top-notch wealth management solutions.SalaryThe estimated annual salary for this role ranges between ₹6,00,000 to ₹15,00,000 based on industry standards and location.Job DescriptionRole Summary: As an Account Manager at Anand Rathi Wealth Limited, you...


  • Bengaluru, Karnataka, India Dezerv Full time

    Dezerv is a leading platform in India providing innovative investing solutions to high net worth and affluent individuals. Founded by experienced professionals, Dezerv brings together decades of expertise from top global financial institutions. Our team monitors portfolio performance and rebalances as needed to ensure long-term success.We are backed by...


  • Bengaluru, Karnataka, India Spark Private Wealth Full time

    About Spark Capital GroupSpark Capital Group is a leading mid-market financial services franchise, offering investment banking, asset management and private wealth management solutions. With over two decades of experience, we have established ourselves as a trusted partner for entrepreneurs, corporates, business groups, family offices, and high net worth...


  • Bengaluru, Karnataka, India Ace Recruitment & Placement Consultants Pvt. Ltd. Full time

    Job Description:The role of a Business Development Manager - Wealth Management at Ace Recruitment & Placement Consultants Pvt. Ltd. revolves around acquiring and managing relationships with high-net-worth clients, advising on financial planning, and achieving sales targets for wealth product and alternate investment products.Key Responsibilities: Client...

  • Investment Expert

    2 weeks ago


    Bengaluru, Karnataka, India Purnartha Investment Advisers Pvt Ltd Full time

    About UsPurnartha Investment Advisers Pvt Ltd is a leading investment advisory firm that offers expert advice and guidance to clients. We have a team of experienced professionals who work closely with clients to understand their financial objectives and develop customized investment plans.Job Title: Equity Research AnalystWe are seeking a skilled Equity...


  • Bengaluru, Karnataka, India LHC Shared Services Private Limited Full time

    About UsWe are on a mission to build an innovative global wealth tech platform that blends DIY investment options with bespoke investment advisory, empowering users to manage their wealth with confidence and flexibility.Our platform is designed to meet the unique needs of family offices, offering exclusive access to public and private investment markets...

  • Finance Manager

    2 weeks ago


    Bengaluru, Karnataka, India Spark Private Wealth Full time

    Spark Private Wealth is a mid-market financial services franchise offering investment banking, asset management and private wealth management solutions. The company has a two-decade old history of providing innovative financial services to entrepreneurs, corporates, business groups, family offices, and high net worth individuals.As a Finance Manager at Spark...


  • Bengaluru, Karnataka, India Liquide Full time

    About Us:Liquide is a pioneering Fintech company dedicated to simplifying investment decisions for investors and traders alike. Our innovative platform empowers users with the tools and knowledge needed to navigate the markets confidently.The Role:As a Strategic Wealth Manager, you will collaborate closely with clients to provide bespoke financial planning...


  • Bengaluru, Karnataka, India CapitaLand Full time

    Job Title: Senior Investment and Asset ManagerWe are seeking a highly skilled and experienced Senior Investment and Asset Manager to join our team at CapitaLand. This role will be responsible for managing investment portfolios, analyzing financial models, and identifying potential issues related to properties.About the Role:This is a challenging opportunity...


  • Bengaluru, Karnataka, India Spark Private Wealth Full time

    We are looking for a highly motivated Investment Banking Professional to join our team at Spark Private Wealth. In this role, you will be responsible for devising and performing your own primary research methods, keeping abreast of trends and sentiment in the market. You will also assist in creating and maintaining themes, sectoral trends, earnings,...


  • Bengaluru, Karnataka, India Stack Wealth Full time

    Job SummaryWe are seeking a highly skilled Financial Growth Specialist to join our team at Stack Wealth. As a key member of our financial operations team, you will play a vital role in helping us achieve our mission to make private wealth experience accessible to the emerging affluent of India.About UsStack Wealth is a Y Combinator-backed startup on a...

  • Investment Strategist

    2 weeks ago


    Bengaluru, Karnataka, India Purnartha Investment Advisers Pvt Ltd Full time

    Purnartha Investment Advisers Pvt Ltd seeks a highly skilled Investment Strategist to join our team. As an Equity Research Specialist, you will play a key role in providing insightful financial advice and guidance related to investments. Your expertise will help clients navigate the complexities of financial markets and make informed decisions about their...


  • Bengaluru, Karnataka, India Wint Wealth Full time

    Established in 2020, Wint Wealth is one of India's largest online bond platforms, trusted by over 60,000 investors. With retail investments exceeding Rs. 2000 crore, we continue to empower retail investors through accessible and secure bond investments.We also operate our own NBFC, Wint Capital, with a current AUM of Rs. 200 crore and an investment-grade...


  • Bengaluru, Karnataka, India Spark Private Wealth Full time

    Investment Banking Professional Job DescriptionWe are seeking a highly skilled Investment Banking Professional to join our team at Spark Private Wealth. As an Investment Banking Professional, you will be responsible for devising and performing your own primary research methods, keeping abreast of trends and sentiment in the market. You will also assist in...

Asset & Wealth Management Operations - Investment Guidelines - Associate - Bengaluru

1 month ago


Bengaluru, Karnataka, India Goldman Sachs Full time

About Us

">

At Goldman Sachs, we are a leading global investment banking, securities and investment management firm. Founded in 1869, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow.

">

Our Culture

">

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally.

">

Your Role

">

We are seeking a professional who is looking to apply their client service and analytical skills while deepening their understanding of asset management as an Associate on our Investment Guidelines team. As part of this role, you will be responsible for performing daily surveillance on some of the business strategies we support to ensure AMD's compliance with client and regulatory guidelines.

">

Your Responsibilities

">
  • Perform daily portfolio and trading surveillance to ensure that AWM meets strict regulatory and fiduciary responsibilities across all types of financial instruments and portfolio management strategies
  • Work with the Traders, Portfolio Management team, Compliance and other internal functional areas of AWM in order to resolve client and regulatory investment guideline breaches
  • Conduct independent review of the rules created by the coding resources of the team
  • Provide monthly, quarterly and annual certifications of investment guidelines compliance to clients
  • Partner and liaise with client implementation team to qualify new business, implement account events, and ensure the adequacy of account surveillance
  • Proactively review indicators of operational issues/concerns with the goal of resolving such issues before client impact
  • Providing effective thought leadership in navigating evolving financial regulatory landscape and helping to develop technological solutions to build appropriate architecture
  • Develop and draft applicable policies and procedures

Your Qualifications

">

To be successful in this role, you should have a Bachelor's degree, around 4 years of professional experience in the financial services industry, knowledge of operational aspects of trade management or guideline monitoring systems and strong collaboration and communication skills. Experience working with guideline monitoring systems like Sentinel, Charles River etc will be a plus.

">

About This Opportunity

">

This is an excellent opportunity to work in a dynamic and multi-faceted function that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world.

">

What We Offer

">

We offer a competitive salary of $120,000 per annum, depending on your qualifications and experience. You will also have access to comprehensive benefits, including health insurance, retirement plans, and paid time off.

">

Why Goldman Sachs?

">

Goldman Sachs is a leader in the financial services industry, and our culture values integrity, transparency, and innovation. We are committed to fostering and advancing diversity and inclusion in our own workplace and beyond.

">

About Our Team

">

You will be part of a diverse team that is passionate about our craft, our clients, and building sustainable success. We believe in empowering our employees to grow professionally and personally, and we provide opportunities for development and advancement.