Regulatory Control Support

1 month ago

Bengaluru, India Deutsche Bank Full time

**Job Title**:Analyst/Sr. Analyst - L1 Transaction Monitoring, AML FCO APAC

**Location**:Bangalore, India

Transaction monitoring (TM) is an essential element of the Anti-Money Laundering (AML) policy within Deutsche Bank (DB). DB is required to monitor transactions and undertakes a risk based approach towards transaction monitoring to identify potentially unusual and suspicious transaction behavior in order to detect and prevent the misuse of its products and accounts for the purpose of money laundering or terrorist financing (ML/TF).

As an Analyst/Sr. Analyst in FCO APAC L1 TM you are a functional specialist/SME who will be responsible for reviewing transactions within APAC TM alerts to identify any ML/TF cautionary flags, evaluate the risk and dispense to close or escalate cases which requires further review by the next level. You are expected to display expertise in evolving AML typologies. You are an extra-miler with good written and oral communication skills focusing on results and an analytical bent of mind toward problem solving.

**What we’ll offer you**

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
- Best in class leave policy
- Gender neutral parental leaves
- 100% reimbursement under childcare assistance benefit (gender neutral)
- Flexible working arrangements
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above

**Your key responsibilities**
- Main responsibility is to review alerts as per KODs and set high standards in individual KPI delivery on timelines, QA and productivity
- Identifies and closes false alerts and false positive alerts
- Escalates alerts which cannot be deemed to be non-suspicious to AML Investigation team
- Support tasks or projects as assigned by Team Lead
- Ensures timely response to QA team’s queries on alerts and timely remediation of any QA findings
- Support TL in MI preparation, UAT testing and/or any associated process activity as tasked
- Evaluate, in line with specified process goals, alert handling workflow to explore process automation/Robotics benefits

**Your skills and experience**
- _Work exposure in TM on different products, regions and well versed in AML regulations _
- _Working experience in platforms like ACTIMIZE, FIRCOSOFT, MANTAS etc _
- _Self-driven, good interpersonal, communication and problem-solving skills _
- _Educated to bachelor’s degree level or equivalent qualification with at least 3+ years of relevant experience _
- _ACAMS or similar industrial accreditation would be highly desirable _

**How we’ll support you**
- _Training and development to help you excel in your career _
- _Flexible working to assist you balance your personal priorities _
- _Coaching and support from experts in your team _
- _A culture of continuous learning to aid progression _

**About us and our teams**

Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.

  • Regulatory Control Support

    7 days ago

    Bengaluru, India Deutsche Bank Full time

    **Job Title - **Regulatory Control Support** **Location - Bangalore** **Role Description** The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance. Given the increasing regulatory scrutiny...

  • Regulatory Controls- Associate

    4 weeks ago

    Bengaluru, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** Job Responsibilities**: - Management Reporting: - provide comprehensive and consistent reporting of exams, regulatory inquiries or matters, meetings, issues, priorities, and commitments to increase transparency - test strategic solutions for reporting and metrics that allow for self-serve and real-time information and reporting -...

  • Regulatory Adherence Associate

    1 month ago

    Bengaluru, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description The Regulatory Adherence Associate will be responsible for the governance of Regulatory Assurance and Reporting across CB, IB and CRU including supporting the delivery of risk and control initiatives and participating in risk and control activities. They will work closely with Operations across multiple products and locations to ensure the...

  • Regulatory Reporting

    4 weeks ago

    Bengaluru, India JPMorgan Chase Bank, N.A. Full time

    **Process Overview** Middle Office, as part of CIB Operations, provides support to a wide range of external and internal businesses. It also provides the best-in-class operational processing capabilities across all asset classes. The Regulatory Controls Team is responsible for the full end to end implementation of the Regulatory Trade Reporting in Equity...

  • Regulatory Control Support

    1 month ago

    Bengaluru, India Deutsche Bank Full time

    **Job Title**:Analyst/Sr. Analyst - L1 Transaction Monitoring, AML FCO APAC **Location**:Bangalore/Jaipur, India Transaction monitoring (TM) is an essential element of the Anti-Money Laundering (AML) policy within Deutsche Bank (DB). DB is required to monitor transactions and undertakes a risk based approach towards transaction monitoring to identify...

  • Regulatory Control Support

    4 weeks ago

    Bengaluru, India Deutsche Bank Full time

    **Job Title**:Analyst/Sr. Analyst - L1 Transaction Monitoring, AML FCO APAC **Location**:Jaipur, India Transaction monitoring (TM) is an essential element of the Anti-Money Laundering (AML) policy within Deutsche Bank (DB). DB is required to monitor transactions and undertakes a risk-based approach towards transaction monitoring to identify potentially...

  • Avp - Tas Regulatory Reporting & Control

    1 month ago

    Bengaluru, India Deutsche Bank Full time

    **AVP - TAS Regulatory Reporting & Control**: **Job ID**:R0301027**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2023-11-10**Location**:Bangalore**Position Overview**: **Job Title - **Trust and Agency Services (TAS) - (AVP) **Location - Bangalore** **Role Description** Trust & Agency Services (TAS) have over 1,500 clients ranging from...

  • Regulatory Reporting Assurance

    1 week ago

    Bengaluru, Karnataka, India State Street Full time

    Job DescriptionThe Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller's Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Basel, Comprehensive Capital Analysis and Review...

  • Regulatory Reporting Assurance

    3 weeks ago

    Bengaluru, Karnataka, India State Street Full time

    The Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller's Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Basel, Comprehensive Capital Analysis and Review (CCAR), and areas of...

  • Regulatory Reporting Assurance

    3 days ago

    Bengaluru, Karnataka, India State Street Full time

    The Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller's Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Basel, Comprehensive Capital Analysis and Review (CCAR), and areas of...

  • Regulatory Control Analyst

    1 week ago

    Bengaluru, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description Deutsche Bank (DB) is committed to the highest standards of Anti-Money Laundering (AML), Sanctions & Embargoes, Anti-Bribery and Corruption (ABC) and Anti-Fraud & Investigations (AF&I) and wider Financial Crime (collectively referred to as Anti Financial Crime) prevention. The Management and all employees are required to adhere to these...

  • Cib Controllers

    1 month ago

    Bengaluru, India JPMorgan Chase Bank, N.A. Full time

    **Organization Description** The Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk and extend...

  • Regulatory Control Advisor

    1 month ago

    Bengaluru, India Deutsche Bank Full time

    **Job Title**:Compliance Testing Plan Governance** **Location: Bangalore** **Role Description** The CT&A Testing team (also the Testing Team) is responsible for providing assurance to the Management Board, Global Head of Compliance, Global Head of Anti-Financial Crime and relevant stakeholders about the design and operating effectiveness of the Deutsche...

  • Regulatory Reporting Assurance

    1 month ago

    Bengaluru, Karnataka, India State Street Full time

    The Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller's Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Liquidity Reporting, Basel, Comprehensive Capital Analysis and Review...

  • Regulatory Reporting Assurance

    7 days ago

    Bengaluru, Karnataka, India State Street Full time

    Job DescriptionThe Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller's Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Basel, Comprehensive Capital Analysis and Review...

  • Avp - Tas Regulatory Reporting & Control

    4 weeks ago

    Bengaluru, Karnataka, India Deutsche Bank Full time

    **AVP - TAS Regulatory Reporting & Control**: **Job ID**:R0301027**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-03-05**Location**:Bangalore**Position Overview**: **Job Title - **Trust and Agency Services (TAS) - (AVP) **Location - Bangalore** **Role Description** Trust & Agency Services (TAS) have over 1,500 clients ranging from...

  • Regulatory Reporting Assurance

    5 days ago

    Bengaluru, India State Street Full time

    The Regulatory Reporting Assurance (RRA) department is a management assurance team in the Controller’s Organization within Corporate Finance. The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting, including Basel, Comprehensive Capital Analysis and Review (CCAR), and areas...

  • Operations-regulatory Reporting-trade

    4 weeks ago

    Bengaluru, India Goldman Sachs Full time

    **OPERATIONS** Operations is a dynamic, multi-faceted function that partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firm’s assets and...

  • Regulatory Control Senior Advisor

    2 months ago

    Bengaluru, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description The Employee Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control...

  • Regulatory Control Senior Advisor

    1 week ago

    Bengaluru, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description Deutsche Bank (DB) is committed to the highest standards of Anti-Money Laundering (AML), Sanctions & Embargoes, Anti-Bribery and Corruption (ABC) and Anti-Fraud & Investigations (AF&I) and wider Financial Crime (collectively referred to as Anti Financial Crime) prevention. The Management and all employees are required to adhere to these...