Regulatory Adherence Associate
4 weeks ago
Description
The Regulatory Adherence Associate will be responsible for the governance of Regulatory Assurance and Reporting across CB, IB and CRU including supporting the delivery of risk and control initiatives and participating in risk and control activities. They will work closely with Operations across multiple products and locations to ensure the Regulatory Reporting inventory is maintained with visibility of Regulatory submissions provided to senior management, as well as working on innovation and automation initiatives. The role will also include supporting the annual Regulatory Reporting attestation, and the Regulatory Reporting data framework to strengthen the quality of data submitted to our Regulators. It may also include control testing, self-assessments, and other ad hoc control relates initiatives and projects.
Additionally, the Associate will be required to assess new Regulations aligned to CB Ops & Branches, communicate the changes to Operations and coordinate the completion of impact assessments, tracking the completion of the events through the Regulatory lifecycle to compliance date.
The candidate will primarily be supporting the APAC region.
What we’ll offer you
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and aboveYour key responsibilities
The Regulatory Adherence Associate will be responsible for the governance of Regulatory Assurance and Reporting across CB, IB and CRU including supporting the delivery of risk and control initiatives and participating in risk and control activities.
They will work closely with Operations across multiple products and locations to ensure the Regulatory Reporting inventory is maintained with visibility of Regulatory submissions provided to senior management, as well as working on innovation and automation initiatives. The role will also include supporting the annual Regulatory Reporting attestation, and the Regulatory Reporting data framework to strengthen the quality of data submitted to our Regulators. It may also include control testing, self-assessments, and other ad hoc control relates initiatives and projects. Additionally, the Associate will be required to assess new Regulations aligned to CB Ops & Branches, communicate the changes to Operations and coordinate the completion of impact assessments, tracking the completion of the events through the Regulatory lifecycle to compliance date. The candidate will primarily be supporting the APAC region.Your skills and experience
Regulatory experience is preferred but not necessary. The candidate should be able to navigate Microsoft applications including SharePoint as well as Tableau.How we’ll support you
Training and development to help you excel in your career Coaching and support from experts in your team A culture of continuous learning to aid progression A range of flexible benefits that you can tailor to suit your needs-
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