![Altruist Fostering Services](https://media.trabajo.org/img/noimg.jpg)
Compliance Auditor
3 weeks ago
Compliance Officer / Auditor with more than 1 year of SEBI/exchange compliance work experience required at a consulting firm located in Malad, Mumbai
JD
- Assist in conducting audits for both Depository Participants (DPs) and stockbrokers, including semi-annual internal audits
- Ensure compliance with regulations from NSE, NSDL, CDSL, and SEBI during audits
- Daily submission of files and workings to the Exchange, including updating and uploading Authorized Person Files, monitoring client collateral segregation, supervising cash and equivalents, reconciling holding statements, and conducting risk-based supervision
- Analyze UCC billings, accounts, and other requirements as per the Exchange
- Send and implement circulars from SEBI, Exchanges, and Depositories
- Review various policies of the organization and research regulations related to compliance.
- Ensure PMS compliances, including half-yearly and disclosure documents, and make submissions of various regulatory reportings to regulators
- Identify areas for process improvement, prepare comprehensive audit reports, and audit areas related to the Code of Conduct for preventing insider trading and Compliance Reporting Framework, aligned with KYC & AML policies
Salary upto Rs 25 lakhs per annum
- Malad" mentioning your current salary, expected salary, notice period and reason to quit the current organization
**Salary**: Up to ₹2,500,000.00 per year
Schedule:
- Day shift
Supplemental pay types:
- Performance bonus
Application Question(s):
- What is your current monthly salary?
- What is your expected monthly salary?
- How soon can you join if shortlisted? (in days)
Work Location: In person
**Speak with the employer**
+91 8928440280
-
Compliance Auditor
3 weeks ago
Mumbai, India Modern Veer Rays Security Force(I) Pvt Ltd. Full timeWe are looking for a dedicated, detail-oriented compliance auditor to join our team. The responsibilities of the compliance auditor include protecting the company's assets, enforcing compliance with internal regulations, recommending improvements to our internal control structure, and ensuring compliance with legal and federal regulations. To be successful...
-
Compliance Auditor
3 weeks ago
Mumbai, India Fossgen Technologies Full time**Position**: Auditor Compliance **Work Location**: Mumbai **Experience**: 6+ years **Salary/CTC** - As per industry standard **Notice Period**: Immediate/1-month **Qualifications**: BE / BSc IT/ BSc Computer Science / BTech / ME / MTech facing internal & external ISO 20000 / ISO 27001 / ISO 22301 / ISO 9001 audits, measuring & monitoring process...
-
Compliance Auditor
2 months ago
Mumbai, India VDBS Technologies Pvt Ltd Full time**Job Description - Compliance Auditor** **About the company**: VDBS Consultancy is into HR services like Compliance & Labor Laws, Payroll, Recruitment and IT services since 2011 and works at PAN India level. **Job profile**: A Compliance Auditor is responsible to ensure that an organization is following external laws, rules and regulations or internal...
-
Mumbai, Maharashtra, India EUROCERT INSPECTION SERVICES PVT.LTD. Full time**Wanted Associate Social Compliance Auditor, is enrolled with APSCA, gaining experience under the supervision/ guidance of a RA or CSCA. Has signed APSCA’s Code of Professional Conduct.** - **Locations : Kerala and Bengaluru.**_ - **Must have**:_ 1. Graduation or Masters 2. Certification of Auditor (APSCA Membership Number) 3. Experience...
-
Compliance Auditor- Site Visit
4 days ago
Ghatkopar, Mumbai, Maharashtra, India Sensys Technologies Pvt. Ltd Full timeHiring For Site Auditor (Field Work) Office Location: Ghatkopar **Salary**: 18k to 25k CTC+ Allowances Job Profile - Perform audits to ensure contractors comply with Provident Fund (PF), Employee State Insurance Corporation (ESIC), Professional Tax (PT), and Minimum Wage regulations - Examine wage registers and other payroll documents for accuracy,...
-
Product Compliance Auditor
3 weeks ago
Pune, Maharashtra, India Sensata Technologies, Inc. Full timeReporting to the Product compliance Officer, the Product Compliance Auditor will play a key role in the growth of Sensata technology by ensuring that our products comply with product safety regulations, through their lifecycle from new product development to end of life. - Responsibilities - Verify that documentation demonstrating compliance to applicable...
-
Information Security Auditor and SOC Auditor
2 months ago
Mumbai, Maharashtra, India CHNYD TRACE PRIVATE LIMITED Full timeWe are currently seeking an experienced Information Security Auditor who is familiar with frameworks such as ISO:27001, has previous experience as an Information Security Officer, and is willing to work on a contract basis. Additionally, proficiency in Vulnerability Assessment and Penetration Testing (VAPT) is highly desired. Job Description: Information...
-
Compliance Auditor- Site Visit
4 weeks ago
Ghatkopar, Mumbai, Maharashtra, India Sensys Technologies Pvt. Ltd Full timeHiring for Compliance Auditor - Site Visit Location: Ghatkopar **Salary**: 18k to 25k Job Profile: **1. Compliance Audit**: - Perform audits to ensure contractors comply with Provident Fund (PF), Employee State Insurance Corporation (ESIC), Professional Tax (PT), and Minimum Wage regulations. - Review and verify contractor payroll systems, ensuring all...
-
Auditor
3 weeks ago
Mumbai, India Nine Colours Pvt. Ltd. Full timeAn auditor is a professional who examines and evaluates financial records, systems, and processes to ensure accuracy, compliance with laws and regulations, and the effective functioning of an organization's financial management. The job description of an auditor may vary depending on the industry, organization, and level of experience, but here are the...
-
Ethical Auditor
7 days ago
Mumbai, Maharashtra, India QIMA Full time**Company Description** At QIMA, we are on a mission to offer our clients smart solutions to make products you can trust. Operating in over 100 countries, we serve the consumer products, food, and life sciences industries and help more than 30,000 brands, retailers, manufacturers, and growers achieve quality excellence. We combine on-the-ground expertise...
-
Auditor
3 weeks ago
Mumbai, Maharashtra, India Ramee Group of Hotels Full time**Job Role** - Auditor **Job Description -** - Diligently keep a systematic check on the company’s spending to improve organizational efficiency. - Prepare balance sheets and audit statements. - Prepare all documents related to finance. - Conduct and attend regular meetings with senior management to share financial findings. - Keep a check on processes...
-
Concurrent Auditor
2 weeks ago
Mumbai, Maharashtra, India Easy Home Finance Full time**Concurrent Auditor**: **Mumbai**: Full Time **Roles & Responsibilities**: We are seeking a highly skilled and experienced Concurrent Auditor to join our team at EHFL. As a Concurrent Auditor, you will be responsible for conducting real-time audits and ensuring compliance with internal policies, regulatory requirements, and best practices. Your primary...
-
Internal Auditor
4 days ago
Mumbai, Maharashtra, India RSN Accounting Taxation and Financial Services Full timeINTERNAL AUDITOR: We seek an experienced and qualified internal auditor to join our team. As a certified internal auditor, you will play a pivotal role in ensuring the integrity of our financial operations, identifying areas for improvement and ensuring compliance with regulatory requirements in India. We offer a competitive salary package, comprehensive...
-
Internal Auditor
3 weeks ago
Powai, Mumbai, Maharashtra, India 1ClickCapital Full time**Job Title: Internal Auditor** As an Internal Auditor, you will be responsible for evaluating and assessing the effectiveness of the organization's internal controls, risk management practices, and governance processes. You will work closely with various departments to identify areas of potential risk and provide recommendations for improvement. Your...
-
Internal/qc Auditor
3 weeks ago
Navi Mumbai, Maharashtra, India Crystal Industrial Syndicate Pvt. Ltd Full time**Job description** Graduate in any discipline, completed Internal Auditor/Lead Auditors Course in compliance QMS ISO 9001:2015 Implemented & audited in compliance to QMS standard at least in one Mechanical Engineering oriented organization. **Job Description**: 1. Laisoning with Certification Agency. 2. Reporting to Top Management effectiveness of...
-
IT Auditor
5 days ago
Wagle Estate, Thane, Maharashtra, India IVIN Hr services Full timeDear All, we have opening for IT Auditor for reputed IT company Year of experience - 3+ IT Auditor,ISO Lead Auditor IT Auditor - ISO27001:2013 Implementation & Audit. - Conduct audits based on regulatory requirements, such as - SEBI, NBFC, CERT-In, etc. - Third Party Risk Management for Leading BFSI customers - Contractual Agreement Compliance...
-
IT Auditor
2 months ago
Mumbai, Maharashtra, India Infosec Career LLP Full timeResponsibilities: Conduct detailed reviews of SAP systems and processes to ensure compliance with regulatory requirements and industry best practices. Develop audit plans, test procedures, and audit reports in accordance with established standards and guidelines. Collaborate with cross-functional teams to address audit findings and implement corrective...
-
Auditor
5 days ago
Khar Colony, Mumbai, Maharashtra, India Ramee Group of Hotels Full time**Job Role** - Auditor **Job Description -** - Diligently keep a systematic check on the company’s spending to improve organizational efficiency. - Prepare balance sheets and audit statements. - Prepare all documents related to finance. - Conduct and attend regular meetings with senior management to share financial findings. - Keep a check on processes...
-
Internal Auditor
5 days ago
Mumbai, Maharashtra, India Talent Corner HR Services Private Limited Full timeInternal auditors examine and analyze company records and financial documents. They identify issues like compliance concerns, risks, fraud, and data inaccuracies. After reviewing all records within their audit's scope, they investigate any problems they find. **Job Types**: Full-time, Permanent **Salary**: ₹180,000.00 - ₹204,000.00 per...
-
Compliance Auditor
2 months ago
Mulund, Mumbai, Maharashtra, India VDBS Technology Full time**Job description** 1. Handling Compliance Audits of Companies under Contract Labor Act. 2. Accomplishing Compliance work requirements by orienting, training, assigning, scheduling, and guiding contractors. 3. Enhancing Compliance Auditing department. Education : B.Ed - Any Specialization, B.A - Any Specialization, B.B.A/ B.M.S - Any Specialization, LLB -...