Compliance Officer

1 week ago

Pune, India Apex Group Full time

Compliance Officer

Location: Pune, India
Date Posted: Jun 14, 2023

**Description**

**Compliance** Officer**

Role Location: India- Department: Compliance- Employment Type: PermanentThe Role & Key Responsibilities:
**Job **Responsibilities**:

- The role will be based in India with primary support to Singapore and wider Asia Pacific countries including Australia, China, Hong Kong, India, Japan & New Zealand as appropriate. General scope of work as expected from compliance officer would fall within the coverage of this role;
- Support the relevant Head of Compliance and the APAC Compliance function on various internal monthly and weekly compliance reporting requirements and regulatory filings;
- Advise on compliance issues relating to AML/ CTF, PEP and Sanction checks on client and investor files with respect to the relevant regulatory requirements in Asia Pacific jurisdictions, Cayman Islands, Bermuda as appropriate. Working closely with the relevant Head of Compliance on suspicious activity which includes conducting investigations and thereafter generating the finalised report prior to reporting to regulatory authorities;
- Provide routine and ad hoc compliance reporting for periodic compliance risk assessments and analysis performance of the related control environments;
- Support the relevant Head of Compliance in the implementation and update of Compliance Policies including any updates from local regulatory bodies and perform other compliance tasks including without limitation periodic review;
- Perform horizon scanning and analyse proposed legislative and regulatory developments to monitor impact and conformance with the applicable laws and regulations;
- Attend to other assigned tasks as required.

**R**equ**ir**e**m**en**t**s**:

- Professional Compliance qualification preferred and ACAMS certification or equivalent will be helpful;
- Strong people management skill, excellent problem-solving and analytical capability, being able to work independently and working as a team player;
- Reliable, adaptable, motivated and driven with an ability to work under pressure to meet tight deadlines;
- Organized and ability to communicate, engage and build relationships across the organisation;
- Excellent English proficiency. Good written and drafting skills;
- Strong PC skills including Word, Excel and Access.

PID 18427

[WH1]HR to fill in the blank.

  • Accounting and Compliance Officer

    4 days ago

    Pune, India eWay Corp Full time

    **Job Information** Job Type **Full Time** Industry **IT Services** Work Experience **3+ years** City **Pune** Country **India** eWay Corp provides CMS and eCommerce Marketplace solutions to customers in North America, LATAM and Asia. Our partnerships with Adobe, BigCommerce, AWS allow us to leverage enterprise scale solutions to solve complex problems...

  • Company Secretary

    4 days ago

    Pune, India Manage-O-Soft Full time

    Position: Compliance Manager Experience: 0 to 2 Years Qualification: CS qualified or semi qualified Openings: 1 Job Location: F.C Road, Pune (near Deen Dayal Hospital) This is work from office position **Salary**: Rs.22000 to Rs.25000 per month based on qualification, experience and last drawn salary Job Timings: 9.30am to 6.30pm Monday to Saturday...

  • Accounting & Compliance Officer

    3 days ago

    Pune, India eWay Corp Full time

    Herewith the job description is mentioned below for your reference. **Experience: 2-4 years.** **Roles and Responsibilities** - Bookkeeping and records. - Compliance related to Payroll, Income Tax, TDS, Profession Tax, Provident Fund, National Pension Scheme etc. - Prepare, examine and analyze books of account, financial statements and other financial...

  • Compliance Executive

    2 days ago

    Pune, India Talentpro India HR Pvt Ltd Full time

    **Greetings from TalentPro India!!!** **Immediate Requirement in compliance** Position - Executive Department - Compliance Location - Pune (Lonikand) Experience - 1 - 2 years CTC - 3 LPA **Required Qualifications**: 1) Compliance Background 2) Factory Act 3) Good skills in MS Office / Excel 4) Any Degree can apply 5) Must have a knowledge in...

  • Company Secretary

    6 days ago

    Pune, India Alphalogic Techsys Limited Full time

    Experience : 0-2 years of experience Age : Below 30 Salary : As per market standards Educational Qualification : Qualified Company Secretary (Additional Law Degree would be given preference) - Handling the corporate secretarial and related matters and managing all day to day secretarial functions and record keeping for the company - Handling all company...

  • Compliance Executive

    2 days ago

    Pune, India Talentpro Full time

    Greetings from TalentPro India!!! Immediate Requirement in compliance Position - Executive Department - Compliance Location - Pune (Lonikand) Experience - 1 - 2 years CTC - 3 LPA Required Qualifications: 1) Factory Act 2) Good skills in MS Office / Excel 3) Any Degree can apply 4) Must have a knowledge in Compliance 5) Good Communication Skills...

  • Product Compliance Auditor

    Found in: Whatjobs IN C2 - 2 weeks ago

    pune, India Sensata Technologies Full time

    Reporting to the Product compliance Officer, the Product Compliance Auditor will play a key role in the growth of Sensata technology by ensuring that our products comply with product safety regulations, through their lifecycle from new product development to end of life. Responsibilities Verify that documentation demonstrating compliance to applicable...

  • Product Compliance Auditor

    Found in: Talent IN C2 - 3 weeks ago

    Pune, India Sensata Technologies Full time

    Reporting to the Product compliance Officer, the Product Compliance Auditor will play a key role in the growth of Sensata technology by ensuring that our products comply with product safety regulations, through their lifecycle from new product development to end of life. Responsibilities Verify that documentation demonstrating compliance to applicable...

  • Auditing & Compliance Analyst

    Found in: Whatjobs IN C2 - 2 weeks ago

    pune, India Wolters Kluwer Full time

    ·Wolters Kluwer is a global leader in professional information, software solutions, and services for the health, tax & accounting, governance, risk & compliance, and legal & regulatory sectors. Wolters Kluwer is headquartered in Alphen aan den Rijn, the Netherlands. The Company serves customers in over 180 countries, maintains operations in over 40...

  • Auditing & Compliance Analyst

    Found in: Talent IN C2 - 3 weeks ago

    Pune, India Wolters Kluwer Full time

    ·Wolters Kluwer is a global leader in professional information, software solutions, and services for the health, tax & accounting, governance, risk & compliance, and legal & regulatory sectors. Wolters Kluwer is headquartered in Alphen aan den Rijn, the Netherlands. The Company serves customers in over 180 countries, maintains operations in over 40...

  • Jr. Attorney

    Found in: Talent IN C2 - 1 week ago

    Pune, India Cacti Global Full time

    Job DescriptionJob DescriptionWe are a leading alternate legal service provider and talent management solutions company in our industry. Our company is looking for talented junior attorneys (Compliance Researcher) to join our dynamic legal team. You will perform a range of duties including maintaining legal and regulatory compliance registers by researching...

  • Hiring For NBFC

    Found in: Whatjobs IN C2 - 3 weeks ago

    pune, India Skill Ventory Full time

    Roles and Responsibilities Monitor Regulatory Compliance: Stay updated on all relevant laws, regulations, guidelines, and industry best practices applicable operations. Assess the impact of regulatory changes and develop strategies to ensure compliance with them. Compliance Program Development: Develop and implement comprehensive compliance policies,...

  • Jr. Attorney

    Found in: Talent IN C2 - 1 week ago

    Pune, India Cacti Global Full time

    Job DescriptionWe are a leading alternate legal service provider and talent management solutions company in our industry. Our company is looking for talented junior attorneys (Compliance Researcher) to join our dynamic legal team. You will perform a range of duties including maintaining legal and regulatory compliance registers by researching and...

  • Compliance Executive

    3 weeks ago

    Pune, India Way cool Full time

    Job Summary:the position will be responsible to drive the compliance program for the vendors of Way cool and assist the DC HRBP in vendor payments, attendance MIS & contract labor management. Roles & Responsibility: Attendance trackingESI & EPF TrackingESI & EPF complianceonboarding processvendor paymentsMIS & ReportsCandidate:Full Time post-graduate in...

  • Safety Officer

    7 days ago

    Pune, India Unique Spaces Full time

    1. Risk Assessment: Safety officers identify and assess potential workplace hazards, including physical, chemical, biological, ergonomic, and psychosocial risks. They conduct regular inspections, risk assessments, and audits to evaluate workplace conditions and identify areas that require improvement. 2. Safety Policies and Procedures: Safety officers...

  • Sr. Attorney

    Found in: Talent IN C2 - 1 week ago

    Pune, India Cacti Global Full time

    Job DescriptionJob DescriptionWe are a leading alternate legal service provider and talent management solutions company in our industry. Our company is looking for talented senior attorneys (Compliance Specialist) to join our dynamic legal team. You will perform a range of duties including maintaining legal and regulatory compliance registers by researching...

  • Sr. Attorney

    Found in: Talent IN C2 - 1 week ago

    Pune, India Cacti Global Full time

    Job DescriptionWe are a leading alternate legal service provider and talent management solutions company in our industry. Our company is looking for talented senior attorneys (Compliance Specialist) to join our dynamic legal team. You will perform a range of duties including maintaining legal and regulatory compliance registers by researching and...

  • Jr Attorney

    Found in: Talent IN C2 - 2 days ago

    Pune, India Cacti Global Full time

    JobDescriptionWeare a leading alternate legal service provider and talentmanagement solutions company in our industry. Our company islooking for talented junior attorneys(ComplianceResearcher)to join our dynamic legal team. You will perform a range of dutiesincluding maintaining legal and regulatory compliance registers byresearching and communicating.Roleof...

  • GM Legal Statutory Compliance || 15+ || Manufacturing || Pune

    Found in: Whatjobs IN C2 - 3 weeks ago

    pune, India Michael Page Full time

    Only candidates based out of/open to relocating to Pune apply Only Candidates with 15+ years of experience to apply About Our Client Our client is a leading manufacturing conglomerate based out of India Job Description Reporting to the Head of Factories (Works)- Legal , you will be be responsible for : Key Responsibilities & Key...

  • Jr Attorney

    Found in: Whatjobs IN C2 - 3 days ago

    pune, India Cacti Global Full time

    JobDescription Weare a leading alternate legal service provider and talentmanagement solutions company in our industry. Our company islooking for talented junior attorneys(ComplianceResearcher )to join our dynamic legal team. You will perform a range of dutiesincluding maintaining legal and regulatory compliance registers byresearching and...