Operational Risk

2 months ago


Mumbai, India PineBridge Investments Full time

MAIN RESPONSIBILITIES

The scope of the role will cover the following areas:
1. Risk - Operational Risk Management: Supporting the Global Risk Team in overseeing the successful

implementation and execution of the Operatioanl Risk Management Frameworks within the business.

2. Geographies - Global

3. Fund Types - Fixed Income, Equities, Multi-Asset, Private Market/Alternatives

**Responsibilities**:

- Support Global Risk and Compliance Committee (“GRCC”) and its sub-committes.
- Assist with the implementation of operational risk frameworks and their supporting policies.
- Help conduct annual risk & self-control assessment reviews across entities and regions.
- Support the identification, assessment and reporting on operational risk controls and indicators in line

with existing regulations and preparing for future changes.
- Assist the lines of business with analysis, expertise, and problem solving as well as providing oversight.
- Help identify and implement best practice operational risk process.
- Support ongoing due diligence on outsourced service providers.
- Close collaboration with and support for the Group Operational Risk function.
- Assist in ad hoc projects and initiatives related to operational risk management.

QUALIFICATIONS
- Bachelor's Degree in business or equivalent
- Demonstrate experience in risk management at a Global Investment Management firm or equivalent in

the funds management area.
- Working knowledge of financial products preferred: Equities, Fixed Income, Multi-Asset, Private Markets,

Derivatives, Foreign Exchange etc.
- Comfortable presenting and interacting with Senior Management
- Detailed knowledge of risk appetite, risk frameworks, and risk registers of investment funds and

investment businesses.
- Familiarity with regulatory regimes related to investment adviser in the following jurisdictions are strongly

preferred: Ireland, United Kingdom, United States, Hong Kong, Taiwan and Singapore.
- Strong orientation to details.
- Strong skills in MS Excel, Powerpoint, Word.
- Excellent communication and interpersonal skills across multiple global jurisdictions with the ability and

willingness to work in a dynamic, fast-paced, collaborative environment to meet tight deadlines.


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