Operational Risk

3 weeks ago


mumbai, India PineBridge InvestmentsPineBridge Investments Full time

MAIN RESPONSIBILITIES

The scope of the role will cover the following areas:

1. Risk - Operational Risk Management: Supporting the Global Risk Team in overseeing the successful

implementation and execution of the Operatioanl Risk Management Frameworks within the business.

2. Geographies - Global

3. Fund Types - Fixed Income, Equities, Multi-Asset, Private Market/Alternatives

Responsibilities:

· Support Global Risk and Compliance Committee (“GRCC”) and its sub-committes.

· Assist with the implementation of operational risk frameworks and their supporting policies.

· Help conduct annual risk & self-control assessment reviews across entities and regions.

· Support the identification, assessment and reporting on operational risk controls and indicators in line

with existing regulations and preparing for future changes.

· Assist the lines of business with analysis, expertise, and problem solving as well as providing oversight.

· Help identify and implement best practice operational risk process.

· Support ongoing due diligence on outsourced service providers.

· Close collaboration with and support for the Group Operational Risk function.

· Assist in ad hoc projects and initiatives related to operational risk management.

QUALIFICATIONS

· Bachelor's Degree in business or equivalent

· Demonstrate experience in risk management at a Global Investment Management firm or equivalent in

the funds management area.

· Working knowledge of financial products preferred: Equities, Fixed Income, Multi-Asset, Private Markets,

Derivatives, Foreign Exchange etc.

· Comfortable presenting and interacting with Senior Management

· Detailed knowledge of risk appetite, risk frameworks, and risk registers of investment funds and

investment businesses.

· Familiarity with regulatory regimes related to investment adviser in the following jurisdictions are strongly

preferred: Ireland, United Kingdom, United States , Hong Kong , Taiwan and Singapore.

· Strong orientation to details.

· Strong skills in MS Excel, Powerpoint, Word.

· Excellent communication and interpersonal skills across multiple global jurisdictions with the ability and

willingness to work in a dynamic, fast-paced, collaborative environment to meet tight deadlines.


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