Operations and Compliance Associate Code

Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

**JOB DESCRIPTION** **_ Job Responsibilities:_** **_ Coding_** - New account coding, reviews & revisions including on-boarding activities. - Review new data analytics and update compliance platforms - Understand and setup rules as per ratings agencies - Identification of coding issues. - Maintenance of Legal & Compliance approved & restricted lists. -...

The **Guest Service Associate (GSA)** is responsible for providing exceptional customer service to guests, ensuring their stay is memorable and pleasant. The GSA will handle all aspects of guest check-in and check-out, answer inquiries, and manage reservations. A background in hotel management is essential to understand the operational and service-oriented...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

Associate - Compliance (Marketing Review) The Research and Marketing materials Quality Associate is an integral role that will perform monitoring and periodic spot checks in accordance with defined standards and stated requirements, and will assist in review, create Fact sheets and marketing materials ensuring compliance with local regulatory...

Associate - Compliance (Monitoring, Surveillance & Reporting) - IN The role assists with performing all phases of compliance monitoring and surveillance activities, including data collection, developing the scope, documenting applicable risks and controls, developing reproducible scripts, analyzing and interpreting findings, documenting and tracking issues...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

It's fun to work in a company where people truly BELIEVE in what they're doing! - We're committed to bringing passion and customer focus to the business._ Job Description Key Responsibilities / Duties: - Assist in the monitoring and follow-up with employees to ensure timely completion of required trainings, certifications and submissions of required...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

Associate - Compliance (AML & Sanctions) - IN The role will be responsible to support enterprise-wide AML/BSA Program to ensure regulatory requirements are met, and to protect the institution from financial crimes risks. This individual is also responsible for supporting the AML target operating model by driving efficiency and effectiveness of the program...

department ARMG department_code A3 location Mumbai openings 2 age 21-35 years qualification Post-graduation experience More than 1 years responsibilities - Financial Solution Associate who provides solution to the customers, acquires new business& AUM. - Collaborate with Channel Partners such as IBs, Custodians, and distributors to contribute...

department ARMG department_code A3 location Mumbai openings 2 age 21-35 years qualification Post-graduation experience More than 1 years responsibilities - _Financial Solution Associate who provides solution to the customers, acquires new business& AUM. _ - Collaborate with Channel Partners such as IBs, Custodians, and distributors to...

department ARMG department_code A3 location Mumbai openings 5 age 21-35 years qualification Post-graduation experience More than 1 years responsibilities - Financial Solution Associate who provides solution to the customers, acquires new business& AUM. - Domain knowledge of Capital markets & Derivatives. - Strong willingness to learn and...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

What you will be responsible for: - Onboarding of new clients for investment compliance by understanding the client requirements, interpreting the prospectus / investment mandate and extracting compliance restrictions to create a compliance rule matrix. - Liaise with clients to obtain additional information that may be necessary from time to time to code...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

About Artha Group:Artha Group is a distinguished player in the global investment landscape, managing over ₹1,000 crores in assets under management (AUM). Our diverse portfolio spans 120+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we operate a...

Who we are looking for: Looking for compliance professional who understand and can provide end-to-end support to investment company (Mutual Fund) clients & their Compliance teams by sharing, primarily, meaningful insights about the funds ability to comply with (i) SEC (Securities and Exchange Commission) requirements and (ii) investment guidelines stated in...

Job Title - Associate Compliance Function - Compliance **Job Purpose**: The role entails the responsibility to support Compliance Manager in ensuring bank's policies and procedures comply with regulatory and ethical standards. **Roles & Responsibilities**: Support all business operations relating to compliance including policies, investments, and...