Job Description Retail Broking

4 weeks ago


Mumbai, India IDBI Capital Full time

**ORGANISATION**
- IDBI Capital Markets and Securities Limited

**DESIGNATION**
- Manager / Senior Manager Debt PMS

**EXPERIENCE**
- 3 -10 years of relevant experience

**ESSENTIAL QUALIFICATIONS**
- Any Graduate / Post-Graduate

**Location**
- Mumbai

**CTC (Per Annum)**
- Commensurate with experience NISM 21 B

**No. of openingS**
- 1

**ROLES AND RESPONSIBLITIES**
- Management of employee benefit funds, Management of surplus funds, pension funds and or provident funs
- Maximizing Portfolio returns for various clients against comparable bench marks in line with or higher than benchmark returns
- New Client acquisition for PF, pension & surplus funds or large corporate treasuries
- Taking care of regulatory compliances, client’s internal investment policies regulatory & client
- Errors free funds investment policies, regulatory & client management/ dealings /reporting
- Initiatives to improve client servicing, efficiency or client satisfaction
- Regulatory Compliance



  • Mumbai, Maharashtra, India IDBI Capital Full time

    **ORGANISATION** - IDBI Capital Markets and Securities Limited **DESIGNATION** - Manager / Senior Manager Debt PMS **EXPERIENCE** - 3 -10 years of relevant experience **ESSENTIAL QUALIFICATIONS** - Any Graduate / Post-Graduate **Location** - Mumbai **CTC (Per Annum)** - Commensurate with experience NISM 21 B **No. of openingS** - 1 **ROLES AND...


  • Mumbai, India Kaapro Management Solutions Full time

    Opening: 1 Nos.- Job ID: 68942- Employment Type: Full Time- Reference: - Work Experience: 10.0 Year(s) To 15.0 Year(s)- CTC Salary: 12.00 LPA TO 16.00 LPA- Industry: Banking/Financial Services- Location: - Mumbai Posted On: 28th Sep, 2023 **- Drive Equity and currency derivatives business via branches and achieve given business targets. - Monitor active...

  • Broking - Compliance

    2 months ago


    Mumbai, India Arin Consultancy Full time

    Compliance Mumbai _Mumbai Western Suburbs_ February 28, 2023 - February 29, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **6 We are looking for someone who has worked as a compliance personnel in a broking firm for at least 2 years, and has a good...

  • Corporate & Broking

    1 month ago


    Mumbai, India Shriram General Insurance Full time

    Location - Mumbai Nature - Full Time Experience - Sound knowledge of managing broker and corporate relationships and should carry an experience in the field of General Insurance Industry **Job Description**: - Management of broking and direct corporate relationships for sourcing business. - Preparing monthly plans of business and implementing them for...


  • mumbai, India ANB Solutions Pvt. Ltd Full time

    Industry – BFSI (prior experience of capital market is mandatory)Base Location: MumbaiPosition: Lead – Stock Broking AuditsExperience: 3 -5 years in Internal and Retail and Institutional Broking Audits including half yearly SEBI audits for NSE/BSE/MCX/. Experience of review Margin Trading and Proprietary Trading would be an advantage.Educational...

  • Broking-compliance

    2 months ago


    Mumbai, Maharashtra, India Arin Consultancy Full time

    Compliance Mumbai _Mumbai Western Suburbs_ April 3, 2024 - April 4, 2025 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Required Education **Graduation - **Course Type **Full Time - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **10 We are looking for someone who has worked as a compliance...


  • Mumbai, India Secmark Consultancy Limited Full time

    Job Description For Trainee Broking Audit - Minimum Qualification is Graduation. - Training will be given on the job - Assisting auditors with outstation audits for Male Only - Accommodation and travel expenses will be provided by the company. **Job Types**: Full-time, Fresher **Salary**: From ₹120,000.00 per year **Benefits**: - Health...


  • Mumbai, India ANB Solutions Pvt. Ltd Full time

    Industry – BFSI (prior experience of capital market is mandatory)Base Location: MumbaiPosition: Lead – Stock Broking AuditsExperience: 3-5 years in Internal and Retail and Institutional Broking Audits including half yearly SEBI audits for NSE/BSE/MCX/. Experience of review Margin Trading and Proprietary Trading would be an advantage.Educational...


  • Mumbai, India ANB Solutions Pvt. Ltd Full time

    Industry – BFSI (prior experience of capital market is mandatory)Base Location: MumbaiPosition: Lead – Stock Broking AuditsExperience: 3-5 years in Internal and Retail and Institutional Broking Audits including half yearly SEBI audits for NSE/BSE/MCX/. Experience of review Margin Trading and Proprietary Trading would be an advantage.Educational...


  • Mumbai, India ANB Solutions Pvt. Ltd Full time

    Industry – BFSI (prior experience of capital market is mandatory) Base Location: Mumbai Position: Lead – Stock Broking Audits Experience: 3 -5 years in Internal and Retail and Institutional Broking Audits including half yearly SEBI audits for NSE/BSE/MCX/. Experience of review Margin Trading and Proprietary Trading would be an advantage. Educational...


  • Mumbai, India Merito Full time

    Job DescriptionAbout Company:Our client is a leading mid‐market investment bank with strong practices around M&A, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services.Roles and Responsibilities:Advising Affluent clients on their investments and managing their overall financial portfolio whilst...


  • mumbai, India Merito Full time

    Job Description About Company :Our client is a leading mid‐market investment bank with strong practices around M&A, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services.Roles and Responsibilities :Advising Affluent clients on their investments and managing their overall financial portfolio...


  • mumbai, India Riverforest Connections Private Limited Full time

    Job Description Leading Business Reporting team providing regular and adhoc reports and business analysis to management. Conducting monthly Business Review with the executive management. Develop and implement regular reports and dashboard to provide executive view of the business to Management. Liase with different business...


  • mumbai, India Riverforest Connections Private Limited Full time

    Job Description Leading Business Reporting team providing regular and adhoc reports and business analysis to management. Conducting monthly Business Review with the executive management. Develop and implement regular reports and dashboard to provide executive view of the business to Management. Liase with different business...


  • mumbai, India JPMorgan Chase & Co. Full time

    Morgan India Private Limited (JPMIPL) is a member of The Bombay Stock Exchange (BSE) and The National Stock Exchange of India (NSE). JPMIPL has a substantial presence in the broking business in India. We require candidates for Broking Operations. Job summary: As an Equity and F&O Broking Operations Analyst within our team, you will play an active role...


  • Mumbai, India JPMorgan Chase & Co. Full time

    . Morgan India Private Limited (JPMIPL) is a member of The Bombay Stock Exchange (BSE) and The National Stock Exchange of India (NSE). JPMIPL has a substantial presence in the broking business in India. We require candidates for Broking Operations. Job summary: As an Equity and F&O Broking Operations Analyst within our team, you will play an active role...


  • Airoli, Navi Mumbai, Maharashtra, India Hemocean outsourcing Full time

    Position - Trainer Location - Airoli Ctc : 3-4LPA **Job Description**: 1. BPO experience is a must 2. Should have minimum 1yr experience as Trainer 3. Broking experience - Mandatory 4. Should have excellent communication skills (Written & Verbal) 5. Deploy a wide variety of training method **Job Types**: Full-time, Permanent **Salary**:...

  • Retail Sales

    2 weeks ago


    Mumbai, India Kaapro Management Solutions Full time

    Opening: 1 Nos.- Job ID: 53304- Employment Type: Full Time- Reference: - Work Experience: 5.0 Year(s) To 12.0 Year(s)- CTC Salary: 5.00 LPA TO 10.00 LPA- Function: Other- Industry: Banking/Financial Services- Location: - Mumbai-suburbs Posted On: 12th Jan, 2023 **1.Manage a successful sales support team and ensure that the team consistently meets...


  • Mumbai, India Birla Open Minds Full time

    **Job Description for Position**:P**reschool Trainer** **We have an opening for Preschool Trainer** **Job Location : Mumbai** To Traun quality teachers for Birla Openi Minds Preshcools **Key Responsible Area**: - Ensuring proper overall working and managing the school. Bridging link between school and Head Office. - Responsible for planning and...


  • Mumbai, India Job Seva Full time

    For a new clothing brand at Malad West Mumbai. Prior working experience brand like - Wildcraft, Adidas ,Nike, puma, being human. Job timing: 11 am to 8 pm Salary Rs 20000 to Rs 30000 per month A Retail Sales Representative assists customers by welcoming them, answering questions and managing financial transactions as well as driving sales through...