Compliance Officer
5 days ago
Job Specification
Graduation -- Any stream.
Salary - Rs. 45,000 /- per month
Job description
- Timely submission of various forms, reports and other documents to Exchanges/Depositories.
Ensuring exchange / DP-related compliance applicable to the Company under SEBI Act, SCRA, Rules, Regulations Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time.
Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc.
Updating company forms and internal documents in line with applicable stock broking / DP guidelines.
Any other compliance matters as assigned from time to time..
**Job Types**: Full-time, Permanent
Pay: ₹45,000.00 per month
Schedule:
- Day shift
Work Location: In person
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