Risk and Audit mutual Funds gurgaon

3 weeks ago


Gurugram Haryana, India Arin Consultancy Full time

Finance Gurgaon _Gurgaon_ April 19, 2024 - April 20, 2025 Mutual Fund

**Job Overview**:

- **Office Location (Area) **Gurgaon
- **Required Education **Bachelor’s degree in finance, accounting or a related field
- **Course Type **Full Time
- **Required Certification **A professional certification or Post graduation such as MBA is preferred.
- **Min Required Experience (Years) **5
- **Max Required Experience (Years) **8

1. **Audit Planning and Reporting**:

- Assist in developing annual audit plans based on risk assessments and regulatory

requirements.
- Prepare and present audit findings, reports, and recommendations to senior

management and audit committees.
2. **Internal Audits**:

- Plan and execute internal audits to assess the adequacy and effectiveness of internal

controls, policies, and procedures.
- Prepare audit reports detailing findings, recommendations, and corrective actions to

address identified issues.
3**. Compliance Monitoring**:

- Monitor regulatory compliance with applicable laws, SEBI regulations, and industry

standards.
- Ensure adherence to internal policies, procedures, and guidelines related to risk

management and audit activities.
4. **Conduct Risk Assessments**:

- Evaluate and identify potential risks within various operational areas of the company.
- Develop risk assessment frameworks and methodologies to identify, prioritize, and

mitigate risks effectively.
- 5. **Risk Mitigation**:

- Collaborate with stakeholders to develop and implement risk mitigation strategies.
- Provide recommendations for improving risk management practices and enhancing

internal controls.
- 6. **Continuous Improvement**:

- Stay updated on industry trends, regulatory changes, and best practices related to risk

management and auditing.
- Identify opportunities for process improvements and contribute to the enhancement of

audit methodologies.



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