Sme - Regulatory Reporting Middle Office - Tdq

3 weeks ago

Bengaluru, India HSBC Full time

**Some careers shine brighter than others.**

If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

**Role Purpose**

The Regulatory Middle Office is a risk and control function within the Global Markets Middle Office, and are primarily responsible for ensuring HSBC’s ETD & OTC Derivative Trade Reporting to Global Regulators is complete, accurate and timely in all cases. It is a Global, cross-asset-class function that works closely with front-to-back stakeholders to ensure key controls are in place and adequate in mitigating or identifying regulatory issues/breaches, to reduce HSBC’s overall regulatory risk. The team are considered the ‘Control Owners’ for ETD & OTCD Trade Reporting, and are responsible for evaluating daily reporting submissions, monitoring trade reporting exceptions and reconciliations, managing Linking and Matching activities, performing manual uploads to the Trade Repositories (where needed), identifying trade reporting defects, implementing mitigating / identification controls (where possible), ensuring timely escalation of all identified issues and reinforcing a culture of regulatory awareness across front-to-back functions in line with the Global Regulatory Control Framework. Through chairing comprehensive Governance, the team are also responsible for ensuring appropriate communication to, and accountability / ownership from various functions in the management and resolution of identified reporting issues.

The role will have responsibility for:

- Working with the Regulatory Middle Office function globally to identify, escalate and potentially remediate issues and reporting defects
- Assist in the generation of periodic and ad-hoc Regulatory Reporting management information metrics
- Delivering Global Control Framework activities for HSBC’s Global OTCD Trade Reporting Obligations
- Interacting with Offshore / Onshore colleagues as part of daily controls
- Producing regional Trade Reporting Governance packs for presentation to front-to-back stakeholders
- Understand HSBC’s Global Regulatory Obligations, System Infrastructure & Reporting Mechanisms as well as OTC Derivative Products and the OTCD Market, and utilise this knowledge to identify reporting or operational inefficiencies and drive improvement
- Maintain comprehensive tracking of open reporting issues and defects
- Use acquired knowledge to identify and mitigate new reporting issues
- Process all stakeholder (internal and external) requests/queries in timely and accurate manner

**Principal Accountabilities: Key activities and decision making areas**

**Impact on the Business**

Objectives
- Help create & maintain a strong control environment where regulatory issues are identified / remediated in a timely manner
- Provide oversight and monitoring of complete, accurate and timely reporting
- Directly manage the trade reporting processes relating to changes in new and existing reporting requirements -covering HKMA, CFTC, MAS, ASIC, CSA, EMIR & SFTR
- Assist in build out and execution of robust controls in line with the GM Control Framework
- Support the MO Quality Assurance model by way of execution or validation

**Typical KPIs and Targets**

**Responsibilities**:

- Monitor daily regulatory controls/booking reports, take remedial action where appropriate and record metrics
- Check Trade Repository reports daily, escalate issues, take remedial action where appropriate and record metrics
- Provide support to the daily reconciliations between the trading systems and the Trade Repository
- Work with technology teams to help determine root cause of issues
- Be able to understand and explain the technical infrastructure that supports regulatory reporting and suggest improvements
- Regular communication and interactions with the global team

**Customers / Stakeholders**
- Trading and Sales
- Business Management
- GM Management Office
- Regional COOs
- Compliance
- Operations
- Production Support

**Typical KPIs and Targets**
- Feedback from stakeholders & successful implementation of the TDQ function within GM Middle Office.
- Be recognised as a critical function and stakeholder in supporting and controlling the business and IT functions
- Monthly KRI/KPI reports for appropriate governance and oversight of controls and processes
- Regular 1 2 1’s with key stakeholders

**Leadership & Teamwork**
- Ability to clearly articulate issues and requirements with trading and sales staff and other supp

  • Regulatory Reporting

    6 days ago

    Bengaluru, India CAPCO Full time

    Joining Capco means joining an organisation that is committed to an inclusive working environment where you’re encouraged to #BeYourselfAtWork. We celebrate individuality and recognize that diversity and inclusion, in all forms, is critical to success. It’s important to us that we recruit and develop as diverse a range of talent as we can. We believe...

  • Regulatory Reporting Associate

    4 weeks ago

    Bengaluru, India Deutsche Bank Full time

    Performing and/or managing various exception management functions across reporting for all asset classes, across multiple jurisdictions - Ensure accurate, timely and completeness of reporting - Working closely with our technology development teams to design system solutions, the aim to automate as much of the exceptions process as possible - Liaising with...

  • Regulatory Reporting

    2 days ago

    Bengaluru, Karnataka, India State Street Full time

    Responsibilities: Responsible for timely and accurate preparation of various Regulatory reporting Lead the production and review of large shareholder monitoring and regulatory disclosures to multiple jurisdictions Perform and review analysis concerning data inputs, assumptions, and outputs Drive project work streams to enhance processes and reporting Serve...

  • Associate-middle Office

    4 weeks ago

    Bengaluru, India Apex Group Full time

    Associate-Middle Office Location: Bangalore, India Date Posted: May 15, 2023 **Description** **ASSOCIATE -** **Middle Office**Reporting** - The position reports to AVP - Middle Office**Responsibilities** - Working as a member of the Trade Processing team that includes trade capture, Matching settlement of Securities, FX and Money market instruments. -...

  • Data Analyst

    4 weeks ago

    Bengaluru, India MUFG Full time

    Job ProfileMUFG Global Service Private LimitedEstablished in 2020, MUFG Global Service Private Limited (MGS) is 100% subsidiary of MUFG Bank Ltd having offices in Bengaluru and Mumbai. MGS India has been set up as a Global Capability Centre / Centre of Excellence to provide support services across various functions such as IT, KYC/ AML, Credit, Operations...

  • Regulatory Reporting

    4 days ago

    Bengaluru, India State Street Full time

    Responsibilities: · Responsible for timely and accurate preparation of various Regulatory reporting · Lead the production and review of large shareholder monitoring and regulatory disclosures to multiple jurisdictions · Perform and review analysis concerning data inputs, assumptions, and outputs ·Drive project work streams to enhance processes...

  • Associate - Middle Office

    4 weeks ago

    Bengaluru, Karnataka, India LRI Invest Full time

    Description Associate - Middle Office PUNE, BANGALORE Reporting The position reports to AVP - Middle Office Key duties and responsibilities - Planning, scheduling and managing the daily workflows of all client deliverables within the team. - Responsible to review/prepare the Middle Office Reconciliations on a daily/Monthly basis. - Prepare...

  • Associate-middle Office

    4 weeks ago

    Bengaluru, India LRI Invest S.A. Full time

    Location: Bangalore, India Date Posted: May 15, 2023 **Description** **ASSOCIATE -** **Middle Office**Reporting** - The position reports to AVP - Middle Office**Responsibilities** - Working as a member of the Trade Processing team that includes trade capture, Matching settlement of Securities, FX and Money market instruments. - Process Global Security...

  • Data Analyst

    4 weeks ago

    Bengaluru, India MUFG Full time

    Job Profile MUFG Global Service Private Limited Established in 2020, MUFG Global Service Private Limited (MGS) is 100% subsidiary of MUFG Bank Ltd having offices in Bengaluru and Mumbai. MGS India has been set up as a Global Capability Centre / Centre of Excellence to provide support services across various functions such as IT, KYC/ AML, Credit,...

  • Data Analyst

    4 weeks ago

    Bengaluru, India MUFG Full time

    Job ProfileMUFG Global Service Private LimitedEstablished in 2020, MUFG Global Service Private Limited (MGS) is 100% subsidiary of MUFG Bank Ltd having offices in Bengaluru and Mumbai. MGS India has been set up as a Global Capability Centre / Centre of Excellence to provide support services across various functions such as IT, KYC/ AML, Credit, Operations...

  • Data Analyst

    1 month ago

    Bengaluru, India MUFG Full time

    Job ProfileMUFG Global Service Private LimitedEstablished in 2020, MUFG Global Service Private Limited (MGS) is 100% subsidiary of MUFG Bank Ltd having offices in Bengaluru and Mumbai. MGS India has been set up as a Global Capability Centre / Centre of Excellence to provide support services across various functions such as IT, KYC/ AML, Credit, Operations...

  • Frtb Regulatory Reporting, Gsc’s

    7 days ago

    Bengaluru, Karnataka, India HSBC Full time

    -Job description **Some careers have more impact than others.** If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organizations in the world, with operations in 64 countries and territories. We aim to be where the growth is,...

  • Regulatory Reporting

    4 weeks ago

    Bengaluru, India State Street Full time

    Functional Job Title : Officer/ Manager Reports to : AVP for Regulatory Reporting Department/ Division : Report Preparation (Liquidity & Branch Reporting Team) Basic Purpose of Job: This role will be responsible for supporting the Liquidity (viz. Liquidity Coverage Ratio, Net Stable Funding Ratio, ALMM etc.) and Branch Reporting Team in...

  • Regulatory Reporting

    4 weeks ago

    Bengaluru, Karnataka, India State Street Full time

    Functional Job Title: Officer/ ManagerReports to: AVP for Regulatory Reporting Department/ Division:Report Preparation (Liquidity & Branch Reporting Team) Basic Purpose of Job:This role will be responsible for supporting the Liquidity (viz. Liquidity Coverage Ratio, Net Stable Funding Ratio, ALMM etc.) and Branch Reporting Team in preparation of daily,...

  • Associate - Regulatory Reporting

    3 weeks ago

    Bengaluru, India Navi Full time

    About NaviNavi is one of the fastest-growing financial services companies in India providing Personal & Home Loans, UPI, Insurance, Mutual Funds, and Gold. Navi's mission is to deliver digital-first financial products that are simple, accessible, and affordable. Drawing on our in-house AI/ML capabilities, technology, and product expertise, Navi is dedicated...

  • Associate - Regulatory Reporting

    1 month ago

    Bengaluru, India Navi Full time

    About NaviNavi is one of the fastest-growing financial services companies in India providing Personal & Home Loans, UPI, Insurance, Mutual Funds, and Gold. Navi's mission is to deliver digital-first financial products that are simple, accessible, and affordable. Drawing on our in-house AI/ML capabilities, technology, and product expertise, Navi is dedicated...

  • Associate - Regulatory Reporting

    4 weeks ago

    Bengaluru, India Navi Full time

    About NaviNavi is one of the fastest-growing financial services companies in India providing Personal & Home Loans, UPI, Insurance, Mutual Funds, and Gold. Navi's mission is to deliver digital-first financial products that are simple, accessible, and affordable. Drawing on our in-house AI/ML capabilities, technology, and product expertise, Navi is dedicated...

  • Associate - Regulatory Reporting

    4 weeks ago

    Bengaluru, India Navi Full time

    About Navi Navi is one of the fastest-growing financial services companies in India providing Personal & Home Loans, UPI, Insurance, Mutual Funds, and Gold. Navi's mission is to deliver digital-first financial products that are simple, accessible, and affordable. Drawing on our in-house AI/ML capabilities, technology, and product expertise, Navi is...

  • US regulatory Reporting

    1 week ago

    Bengaluru, Karnataka, India State Street Full time

    Looking for CA/CPA/MBA qualified professionals with 10-12 years of experience in US regulatory reporting. As an Assistant Vice President, this role will be responsible for supporting the preparation of monthly, quarterly and annual regulatory filings to U.S. Regulators, ranging across Financial reporting (FRY 9C, FFIEC 031, FRY 15) Treasury International...

  • US Regulatory Reporting

    2 weeks ago

    Bengaluru, Karnataka, India State Street Full time

    Looking for CA/CPA/MBA qualified professionals with 10-12 years of experience in US regulatory reporting. As an Assistant Vice President, this role will be responsible for supporting the preparation of monthly, quarterly and annual regulatory filings to U.S. Regulators, ranging across Financial reporting (FRY 9C, FFIEC 031, FRY 15) Treasury International...