Lead - Control AssurancePermanent contractBangalore, India

3 weeks ago

bangalore, India Société Générale Assurances Full time

Lead - Control Assurance

Permanent contract|Bangalore|Compliance

Lead - Control Assurance

Bangalore, India Permanent contract Compliance

Responsibilities

1) Support the manager of the Compliance Control monitoring team to identify key risk areas
2) Identify key business changes through stakeholder connects and assess key risks for the perimeter concerned as directed by the CPLE CTL Manager
3) Regular of knowledge on internal incidents, external enforcement and regulatory developments
4) participate in assessment of existing controls as per the defined control plan and the direction of the CPLE CTL management
- ensure a good knowledge of existing policies and procedures on which the control assessed is attached to
- assess the design and the execution of each existing formalized controls on schedule and in accordance with CTL standards and methodology
- identify gaps between existing controls and expected controls and design a cartography to highlight issues to fully cover the risk at stake
- ensure identified gaps are debriefed to relevant stake holders, corrective action plans agreed and contribute to report writing
- identify weaknesses, timely escalate any issues and define corrective action plan
- record keeping of all working papers
5) show autonomy in delivery of assigned duties including planning of own work, proactiveness and timely escalation
6) ensure adherence to the global operating guideline on second level control
7) establish a good working relationship with both internal & external stakeholders
8) contribute towards development of SG GSC CPLE/CTL methodologies, policies and procedures in line with global guidelines
- Contribute to the writing of the CTL monitoring methodology update document detailing in the context of the creation of the function
9) Other responsibilities
- Maintain a detailed and updated working knowledge of various laws and regulations, , FCA, SFC, HKMA, MAS rules and regulations
- Maintain a detailed and updated working knowledge on the existing SG policies framework, compliance incidents and any key regulatory development at group and regional level

Profile required

Fair knowledge of Compliance risks in the global banking environment.

This may include the risks related to 
- Anti-Money Laundering, Terrorist financing, Embargos & Sanctions (OFAC)
- KYC and client due diligence activities
- Laws and regulations related to Anti-Bribery and Corruption
- Prevention of tax evasion and related laws and regulations. FATCA, CRS, etc.

Functional

Fair understanding of Risk and control assurance activities which may include audit or control testing experience.

Prior experience in performing testing reviews, discussing and agreeing key issues with senior stakeholders

Fluent Command over English language with excellent report writing and presentation skills.

Knowing French can be an advantage, although not a necessity.

Experience of working on multi location regional/global reviews.

Good stakeholder management skills which will include both internal and external stakeholders.

Why join us

“We are committed to creating a diverse environment and are proud to be an equal opportunity employer. All qualified applicants receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status”.

  • Lead DFIN

    3 days ago

    bangalore, India Société Générale Assurances Full time

    Lead DFIN - Control Assurance Permanent contract|Bangalore|Audit / Control / Quality Lead DFIN - Control Assurance Bangalore, India Permanent contract Audit / Control / Quality Responsibilities The ideal candidate should have good knowledge of the Internal Control Framework / Review of Finance related processes:-1....

  • Lead ExpertPermanent contractBangalore, India

    1 month ago

    bangalore, India Société Générale Assurances Full time

    Lead Expert Permanent contract|Bangalore|Risks Lead Expert Bangalore, India Permanent contract Risks Responsibilities Team oversees operational risks & conduct controls for MARK/Front Office Business Line. Acting as the FLOD – First Line of Defense of the firm which focus on the identification of any Rouge...

  • Cyber Security Lead Analyst

    7 days ago

    bangalore, India Société Générale Assurances Full time

    Cyber Security Lead Analyst - Control Design Permanent contract|Bangalore|Innovation / Project / Organization Cyber Security Lead Analyst - Control Design Bangalore, India Permanent contract Innovation / Project / Organization Responsibilities 1. Design cyber controls and process workflows to address security...

  • ExpertPermanent contractBangalore, India

    1 month ago

    bangalore, India Société Générale Assurances Full time

    Expert Permanent contract|Bangalore|Risks Expert Bangalore, India Permanent contract Risks Responsibilities Responsible for overall Operations & Performance management of respective perimeter - Deliver Client/Partner Expectations - Manage performance and service commitments. - Manage risk. - Implements...

  • ExpertPermanent contractBangalore, India

    3 weeks ago

    bangalore, India Société Générale Assurances Full time

    Expert Permanent contract|Bangalore|Risks Expert Bangalore, India Permanent contract Risks Responsibilities Responsible for overall Operations & Performance management of respective perimeter - Deliver Client/Partner Expectations - Manage performance and service commitments. - Manage risk. - Implements...

  • Lead Service AnalystPermanent contractBangalore, India

    1 month ago

    bangalore, India Société Générale Assurances Full time

    Lead Service Analyst Permanent contract|Bangalore|IT (Information Technology) Lead Service Analyst Bangalore, India Permanent contract IT (Information Technology) Responsibilities Deploy, execute and improve Information Technology infrastructure Library (ITIL) processes for the Business Process/ Business chain.• Apply...

  • Lead Service AnalystPermanent contractBangalore, India

    2 days ago

    bangalore, India Société Générale Assurances Full time

    Lead Service Analyst Permanent contract|Bangalore|IT (Information Technology) Lead Service Analyst Bangalore, India Permanent contract IT (Information Technology) Responsibilities Deploy, execute and improve Information Technology infrastructure Library (ITIL) processes for the Business Process/ Business chain.• Apply...

  • ExpertPermanent contractBangalore, India

    2 days ago

    bangalore, India Société Générale Assurances Full time

    Expert Permanent contract|Bangalore|Banking operations processing Expert Bangalore, India Permanent contract Banking operations processing Responsibilities Expertise in settlement of margin calls received from CCP’s, carry brokers & Exchanges (b) Treasury back – office funding & projections, work closely with front...

  • Lead Auditor

    2 months ago

    bangalore, India Société Générale Assurances Full time

    Lead Auditor - Business Audit Permanent contract|Bangalore|Audit / Control / Quality Lead Auditor - Business Audit Bangalore, India Permanent contract Audit / Control / Quality Responsibilities People management role as well as audit delivery role, to lead the Sanctions and Embargos specialist team. Experience in...

  • Lead Auditor

    1 week ago

    bangalore, India Société Générale Assurances Full time

    Lead Auditor - Business Audit Permanent contract|Bangalore|Audit / Control / Quality Lead Auditor - Business Audit Bangalore, India Permanent contract Audit / Control / Quality Responsibilities People management role as well as audit delivery role, to lead the Sanctions and Embargos specialist team. Experience in...

  • ExpertPermanent contractBangalore, India

    1 week ago

    bangalore, India Société Générale Assurances Full time

    Expert Permanent contract|Bangalore|Banking operations processing Expert Bangalore, India Permanent contract Banking operations processing Responsibilities  Identify and resolve medium to high-level issues 2. Detect and define process enhancements, regularly.3. Prepare, attend and contribute to process governance.4....

  • Lead ExpertPermanent contractBangalore, India

    2 months ago

    bangalore, India Société Générale Assurances Full time

    Lead Expert Permanent contract|Bangalore|Risks Lead Expert Bangalore, India Permanent contract Risks Responsibilities As a member of Bangalore GRM Model team, your main missions will be to: Perform the calibration of diffusion volatilities for underlying risk factors used in the context of counterparty risk ...

  • Cyber Security Manager

    2 months ago

    bangalore, India Société Générale Assurances Full time

    Cyber Security Manager (NIST Controls) Permanent contract|Bangalore|Innovation / Project / Organization Cyber Security Manager (NIST Controls) Bangalore, India Permanent contract Innovation / Project / Organization Responsibilities 1. JOB PURPOSE To lead the team of security analyst responsible for running the...

  • Cyber Security Manager

    3 weeks ago

    bangalore, India Société Générale Assurances Full time

    Cyber Security Manager (NIST Controls) Permanent contract|Bangalore|Innovation / Project / Organization Cyber Security Manager (NIST Controls) Bangalore, India Permanent contract Innovation / Project / Organization Responsibilities 1. JOB PURPOSE To lead the team of security analyst responsible for running the...

  • Lead Software Engineer

    3 days ago

    bangalore, India Société Générale Assurances Full time

    Lead Software Engineer - VBA+Python Permanent contract|Bangalore|Banking operations processing Lead Software Engineer - VBA+Python Bangalore, India Permanent contract Banking operations processing Responsibilities Good understanding of SG Market Data SI and Market Data Controls processes Knowledge on...

  • Lead Business Analyst

    1 month ago

    bangalore, India Société Générale Assurances Full time

    Lead Business Analyst - Payments Permanent contract|Bangalore|Banking operations processing Lead Business Analyst - Payments Bangalore, India Permanent contract Banking operations processing Responsibilities Responsibilities  Comprehensive experience (7-9 years) in Banking & Financial services with exposure...

  • Lead Business Analyst

    3 weeks ago

    bangalore, India Société Générale Assurances Full time

    Lead Business Analyst - Payments Permanent contract|Bangalore|Banking operations processing Lead Business Analyst - Payments Bangalore, India Permanent contract Banking operations processing Responsibilities Responsibilities  Comprehensive experience (7-9 years) in Banking & Financial services with exposure...

  • Program ManagerPermanent contractBangalore, India

    2 months ago

    bangalore, India Société Générale Assurances Full time

    Program Manager Permanent contract|Bangalore|Innovation / Project / Organization Program Manager Bangalore, India Permanent contract Innovation / Project / Organization Responsibilities • Be responsible for projects assigned to him, on enhancements and new business projects either on System implementation or...

  • Program ManagerPermanent contractBangalore, India

    2 weeks ago

    bangalore, India Société Générale Assurances Full time

    Program Manager Permanent contract|Bangalore|Innovation / Project / Organization Program Manager Bangalore, India Permanent contract Innovation / Project / Organization Responsibilities • Be responsible for projects assigned to him, on enhancements and new business projects either on System implementation or...

  • Lead Expert

    3 days ago

    bangalore, India Société Générale Assurances Full time

    Lead Expert - HR Operations Permanent contract|Bangalore|Human Resources Lead Expert - HR Operations Bangalore, India Permanent contract Human Resources Responsibilities Lead, Execute and handle complex assigned tasks. Develop and propose common key performance Indicators for teams deliverables. Handle workforce...