Principal Officer/Compliance Manager

6 days ago

Delhi, India Whatjobs IN C2 Full time

a) The Principal Officer (PO) shall be an officer at the management level.B) To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not be actively involved in business or any other operations.C) PO shall be exclusively engaged with a VDA SP on a full-time basis and PO shall not undertake any simultaneous or concurrent engagement with any other entity in any capacity.D) PO should have sufficient level of seniority in the chain of hierarchy within the organisation to act on his own authority to carry out his responsibilities without being hampered by corporate bureaucracies and improper influences.E) PO should be familiar with legal issues surrounding the AML framework and should have relevant experience with appropriate skill set (minimum three years) to fulfil his/her obligations under PML Act, PML Rules and associated regulations.PO should have thorough knowledge of ML/TF risks and vulnerabilities relevant to the country, his/her organisation and the VDA SPs sector. PO should also be aware of the emerging ML/TF trends and typologies.

  • Principal Officer/Compliance Manager

    4 weeks ago

    Delhi, India CoinW Full time

    a) The Principal Officer (PO) shall be an officer at the management level.b) To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not be actively involved in business or any other operations.c) PO shall be exclusively engaged with a VDA SP on a full-time basis and PO shall not undertake any...

  • Principal Officer/Compliance Manager

    7 days ago

    Delhi, India CoinW Full time

    a) The Principal Officer (PO) shall be an officer at the management level.b) To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not be actively involved in business or any other operations.c) PO shall be exclusively engaged with a VDA SP on a full-time basis and PO shall not undertake any...

  • Principal Officer/Compliance Manager

    4 weeks ago

    New Delhi, India CoinW Full time

    a) The Principal Officer (PO) shall be an officer at the management level.b) To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not be actively involved in business or any other operations.c) PO shall be exclusively engaged with a VDA SP on a full-time basis and PO shall not undertake any...

  • Principal Officer/Compliance Manager

    4 weeks ago

    New Delhi, India CoinW Full time

    a) The Principal Officer (PO) shall be an officer at the management level.b) To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not be actively involved in business or any other operations.c) PO shall be exclusively engaged with a VDA SP on a full-time basis and PO shall not undertake any...

  • Principal Officer/Compliance Manager

    1 week ago

    new delhi, India CoinW Full time

    a) The Principal Officer (PO) shall be an officer at the management level.b) To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not be actively involved in business or any other operations.c) PO shall be exclusively engaged with a VDA SP on a full-time basis and PO shall not undertake any...

  • Principal Officer/Compliance Manager

    18 hours ago

    New Delhi, Delhi, India, Delhi CoinW Full time

    a) The Principal Officer (PO) shall be an officer at the management level.b) To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not be actively involved in business or any other operations.c) PO shall be exclusively engaged with a VDA SP on a full-time basis and PO shall not undertake any...

  • Compliance Officer

    2 weeks ago

    Delhi, India InBrok (IFSC) Private Limited Full time

    Compliance Officer (CO) – InBrok (IFSC) Private LimitedLocation:GIFT City – IFSC , GandhinagarEmployment Type:Full-time | On-siteDepartment: Compliance & Regulatory Affairs---About InBrokInBrok is an emerging-market broker-dealer in the IFSC ecosystem, positioned at the intersection of regulatory innovation, and next-generation capital markets...

  • Compliance officer

    1 week ago

    Delhi, India InBrok Full time

    Compliance Officer (CO) – In Brok (IFSC) Private LimitedLocation: GIFT City – IFSC , GandhinagarEmployment Type: Full-time | On-siteDepartment: Compliance & Regulatory Affairs---About In BrokIn Brok is an emerging-market broker-dealer in the IFSC ecosystem, positioned at the intersection of regulatory innovation, and next-generation capital markets...

  • Principal Officer

    4 weeks ago

    New Delhi, India Dovetail Capital Private Limited Full time

    Role Overview:The Principal Officer will be responsible for the overall management, operations, and regulatorycompliance. The role involves leading fund management oversight, ensuring adherence to risk andcompliance frameworks and maintaining governance standards as per IFSCA regulations.Key Responsibilities:• Oversee all operational, fund management,...

  • Compliance Officer

    2 weeks ago

    Delhi, India InBrok (IFSC) Private Limited Full time

    Compliance Officer (CO) – InBrok (IFSC) Private Limited Location: GIFT City – IFSC , Gandhinagar Employment Type: Full-time | On-site Department: Compliance & Regulatory Affairs --- About InBrok InBrok is an emerging-market broker-dealer in the IFSC ecosystem, positioned at the intersection of regulatory innovation, and next-generation capital markets...