Principal Officer/Compliance Manager

5 days ago

Delhi, India CoinW Full time

a) The Principal Officer (PO) shall be an officer at the management level.b) To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not be actively involved in business or any other operations.c) PO shall be exclusively engaged with a VDA SP on a full-time basis and PO shall not undertake any simultaneous or concurrent engagement with any other entity in any capacity.d) PO should have sufficient level of seniority in the chain of hierarchy within the organisation to act on his own authority to carry out his responsibilities without being hampered by corporate bureaucracies and improper influences.e) PO should be familiar with legal issues surrounding the AML framework and should have relevant experience with appropriate skill set (minimum three years) to fulfil his/her obligations under PML Act, PML Rules and associated regulations.PO should have thorough knowledge of ML/TF risks and vulnerabilities relevant to the country, his/her organisation and the VDA SPs sector. PO should also be aware of the emerging ML/TF trends and typologies.

  • Principal Officer/Compliance Manager

    3 days ago

    New Delhi, India CoinW Full time

    a) The Principal Officer (PO) shall be an officer at the management level.b) To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not be actively involved in business or any other operations.c) PO shall be exclusively engaged with a VDA SP on a full-time basis and PO shall not undertake any...

  • Principal Officer/Compliance Manager

    3 days ago

    New Delhi, India CoinW Full time

    a) The Principal Officer (PO) shall be an officer at the management level.b) To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and not be actively involved in business or any other operations.c) PO shall be exclusively engaged with a VDA SP on a full-time basis and PO shall not undertake any...

  • Principal Officer Portfolio Management Services

    1 week ago

    Noida, Delhi, Delhi NCR, India Estabizz Fintech Private Limited Full time

    Job Description Job Title: Principal Officer Portfolio Management Services (PMS) Department / Function: Portfolio Management & SEBI-Regulated Investment Advisory Location: NOIDA / Mumbai / Hybrid (Flexible Work Model) Job Summary: We are looking for a highly qualified and experienced Principal Officer to lead our Portfolio Management Services (PMS) division....

  • Principal Officer

    3 days ago

    New Delhi, India Dovetail Capital Private Limited Full time

    Role Overview:The Principal Officer will be responsible for the overall management, operations, and regulatorycompliance. The role involves leading fund management oversight, ensuring adherence to risk andcompliance frameworks and maintaining governance standards as per IFSCA regulations.Key Responsibilities:• Oversee all operational, fund management,...

  • Principal Officer AML CFT

    2 weeks ago

    New Delhi, India Digital secure pvt ltd Full time

    Job Opening: Principal Officer (AML/CFT) – Digital Secure Pvt LtdLocation: Surat, India (Full-time | Hybrid) Apply: career@fincrypto.net | LinkedIn DMCompany OverviewDigital Secure Pvt Ltd is a Virtual Digital Asset Service Provider (VDA SP) preparing for FIU-IND registration. We are committed to building a compliant, transparent, and secure digital...

  • Principal Officer AML CFT

    2 weeks ago

    New Delhi, India Digital secure pvt ltd Full time

    Job Opening: Principal Officer (AML/CFT) – Digital Secure Pvt LtdLocation: Surat, India (Full-time | Hybrid)Apply: career@fincrypto.net | LinkedIn DMCompany OverviewDigital Secure Pvt Ltd is a Virtual Digital Asset Service Provider (VDA SP) preparing for FIU-IND registration. We are committed to building a compliant, transparent, and secure digital asset...

  • Principal Officer AML CFT

    3 weeks ago

    New Delhi, India Digital secure pvt ltd Full time

    Job Opening: Principal Officer (AML/CFT) – Digital Secure Pvt LtdLocation: Surat, India (Full-time | Hybrid)Apply: career@fincrypto.net | LinkedIn DMCompany OverviewDigital Secure Pvt Ltd is a Virtual Digital Asset Service Provider (VDA SP) preparing for FIU-IND registration. We are committed to building a compliant, transparent, and secure digital asset...

  • Compliance Officer

    1 week ago

    Delhi, India Edrington Full time

    Requisition Id: 3013 - Location: Delhi, IN **Our Craft**: Our vision is to give more by crafting exceptional ultra-premium spirit brands. The Macallan is our leading brand, supported by Highland Park and The Glenrothes in the fast-growing single malt category and Naked Malt in the blended malt category. Our portfolio is completed with Brugal premium rum...

  • Licensing and Regulatory Compliance Officer

    1 week ago

    Delhi, Delhi, India JR COMPLIANCE AND TESTING LABS Full time

    **JR Compliance** is seeking a **detail-oriented and experienced Licensing Officer** to join our dynamic **licensing regulatory & Regulatory team**. You will play a crucial role in ensuring our legal and financial services operations comply with all relevant licensing and regulatory requirements. **Key Responsibilities**: - **Manage the entire licensing...

  • Principal Officer

    4 weeks ago

    New Delhi, India Vivriti Asset Management Full time

    Job Title: Principal Officer Location:GIFT City, Gandhinagar, Gujarat About Vivriti Asset Management Vivriti Asset Management, part of Vivriti Group, is a leading alternative asset manager focused on private credit. We bring together deep research, strong origination and structuring capabilities, and disciplined portfolio construction to create compelling...