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Surveillance Supervisor

2 months ago

india Randstad Sourceright Full time

An exciting and challenging opportunity with 1 of the leading Multinational investment bank. In this role you will be required to


Electronic Communication, Surveillance, Trade Surveillance, Voice Surveillance, Chat Surveillance, Email Surveillance.


In this role, you will:


  • Participate and consult regarding policies and procedures, controls, tools and training
  • Identify opportunities for additional synergies and to maximize efficiencies within the private client group
  • Review and analyze controls to manage high risk investment strategies and complex products
  • Evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements
  • Present recommendations for resolving complex analysis in search of current and best practices
  • Gather and analyze data, identify trends and present analysis through meaningful statistics
  • Develop expertise in firm, compliance and regulatory policies and procedures
  • Collaborate and consult with Financial Advisors, Regional and more experienced
  • Management, Private Client Group, Branch Managers, Operation Managers, Supervision Managers, and varying Business Units


Experience- 2-10 yrs

Roles- Associate/ Specialist/ Senior Specialist

Job Location

Hyderabad


The role give you an opportunity to work in a Multicultural environment and a true Multinational experience. The work timings are aligned accordingly as 1.30 PM to 10.30 PM IST

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